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The Motley Fool October 15, 2004 Bill Mann	No Better Than Two-Bit Hustlers Marsh & McLennan's expertise apparently included convincing clients to overpay for insurance.
BusinessWeek September 2, 2010	Hard Choices: Joe Plumeri The chairman and CEO of insurance brokerage giant Willis Group on shunning contingent commissions and forgoing millions
The Motley Fool October 26, 2004 Rich Duprey	Aon Mired in Marsh World's second-largest insurance broker accused of improper business practices.
Managed Care July 2004 John Carroll	Going for Brokers: Spitzer Rides Again The noted and newsworthy attorney general of New York is taking aim at some of the biggest middlemen in the insurance business.
CFO September 1, 2005 Russ Banham	Seeing No Evil The contingent-commission scandal has called into question long-standing insurance practices. But corporate risk managers share the blame.
The Motley Fool April 2, 2004 Shannon Zimmerman	SEC: Toothless No More? Is the SEC getting serious about fund industry reform?
The Motley Fool September 18, 2006 Ryan Fuhrmann	Marsh & Mac Drops the Ax Marsh & McLennan tries to cut its way to an operational recovery. Investors are becoming increasingly complacent about Marsh's flagging stock price and operations that appear to be just spinning their wheels.
The Motley Fool October 27, 2004 W.D. Crotty	Gallagher's Mixed Bag The insurance brokerage reports good earnings, but a subpoena sinks its stock.
The Motley Fool May 20, 2004 Tim Beyers	American Express Unit in Scandal The broker could be a target of a regulatory inquiry into mutual funds revenue-sharing. How can you tell if your own broker or advisor has a conflict of interest?
CFO December 1, 2004 Randy Myers	Busting the Brokers Eliot Spitzer's latest investigation has companies taking a hard look at their insurance programs.
The Motley Fool October 18, 2004 Bill Mann	Marsh's 2nd Annual Massive Fraud? Marsh & McLennan has been cut in half in the last three days following allegations that it had rigged bids to convince its customers to overpay for insurance policies that it brokered on their behalf.
The Motley Fool March 26, 2004 Rick Aristotle Munarriz	Coup d'E*Trade Online broker goes for speedy executions and finds itself on the fast track.
Investment Advisor May 2007	The Original SEC Rule The Security and Exchange Commission's original decision on the broker/dealer exemption rule exempting brokers from regulation as an investment advisor even when they were being paid fees for investment advice.
Registered Rep. December 1, 2004 Erin Schulte	Buying Insurance Eliot Spitzer has gone on the warpath again, this time against insurance companies, leaving their stocks wounded --- some critically --- along the trail.
The Motley Fool July 19, 2004 Selena Maranjian	Brokers Offer Second Opinions Brokerages go from conflicts of interest to conflicts of recommendations. Many brokerages will now begin sending you second opinions on various investment opportunities along with their own recommendations.
Managed Care December 2004 Ed Silverman	Spitzer Just Getting Started on Health Care Initial reports of alleged rigged insurance bids focused on major brokers and insurers of commercial lines. But then news quickly surfaced that the New York attorney general was also going to look at the health insurance industry.
The Motley Fool March 17, 2009 Dan Caplinger	A Surprising Way to Improve Your Investing When you're looking for a doctor or a lawyer, you focus not just on professional qualifications and expertise, but you also want someone who will fit well with your personality. The same holds true with picking a broker.
The Motley Fool May 23, 2005 Stephen D. Simpson	Marsh & McLennan Still Stuck in Muck Recovery will be lengthy for this embattled and scandalized insurance broker. Investors who believe that the company can navigate its remaining settlements, push through higher commissions, retain key employees, and fix the ailing Putnam business should be well-rewarded over time.
CFO March 1, 2010 David M. Katz	Is Your Broker Mediocre? It may be a buyer's market, but choosing the best broker is far from easy.
The Motley Fool April 13, 2004 Selena Maranjian	Full-Service vs. Discount Brokers There isn't a great distinction between them anymore.
The Motley Fool May 9, 2007 Ryan Fuhrmann	Marsh & McLennan's Glacial Pace Things are improving for the insurance broker and financial consulting firm -- slowly. Until Marsh & McLennan proves able to put past improprieties behind it once and for all, the stock will likely continue to tread water.
Registered Rep. October 1, 2002 Jonathan P. Arfa	First, Hire the Lawyers With heavy investor losses, customer claims filed with the NYSE and the NASD are expected to hit an all-time high in 2002. What should a broker do if they are the target of a complaint?
The Motley Fool May 13, 2004 Steven Mallas	Picking on Putnam Once again, Putnam is in the Spitzer spotlight, and once again, I decide to hold onto my Putnam fund.
The Motley Fool August 7, 2007 Ryan Fuhrmann	A Mixed Quarter at Marsh Marsh Mac's current sluggish growth may soon speed up. The financial-services firm doesn't expect improved profitability until at least the end of this year, but the sale last week of the struggling Putnam Investments division is a good step in that direction.
Insurance & Technology March 18, 2005 Wendy Toth	Whose Side Are You On? The shift in the business model, the study reports, creates an opportunity for insurers to connect with buyers directly.
Registered Rep. May 1, 2005 Mindy Diamond	What About Your Retirement? Brokers often take a shortsighted view of their careers, and this usually turns an effort to convince them to think about their own retirements into an uphill battle.
BusinessWeek September 27, 2004 Mara Der Hovanesian	British Reserve? Forget That Joe Plumeri, retired CEO of Primerica Financial Services, now aims to make the Britsh firm Willis Group Holdings the globe's top insurance broker. And he's doing it with a strong dose of American get-up-and-go.
The Motley Fool November 9, 2007 Emil Lee	Running in Place at Marsh & McLennan More changes are in store at the insurance broker and consulting firm, as management continues to try to turn things around.
BusinessWeek November 1, 2004 Marcia Vickers	The Secret World of Marsh Mac CEO Jeff Greenberg presides over the arrogant and tight-lipped culture of Marsh & McLennan, where conflicts of interest abound. There's more trouble coming from Eliot Spitzer for the world's largest insurance broker.
Registered Rep. October 1, 2002 David A. Geracioti	Outgrowing the Series 7? Registered investment advisors must take the Series 65 exam. As the line between brokers and financial advisors blurs, what responsibilities do brokers that dispense advice and collect a fee based on assets have?
The Motley Fool October 27, 2004 Bill Mann	When in Doubt, Decapitate Eliot Spitzer announced that the State of New York would not pursue criminal charges against disgraced insurance broker Marsh & McLennan after it promised reforms and accepted the resignation of its CEO, replacing him with a former Manhattan prosecutor.
The Motley Fool July 3, 2008 Dan Caplinger	Declare Independence From Your Financial Advisor For too long, brokers have profited from the willingness of their clients to be completely dependent on them for their financial well-being. But you don't have to go along with that. By declaring independence from your advisor, you can ensure that you'll be able to fend for yourself and prosper.
The Motley Fool September 9, 2011 Dan Caplinger	What You Really Need From Your Broker Don't obsess about the wrong things. Stick with what's important.
Registered Rep. September 25, 2002 Rick Weinberg	NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street.
The Motley Fool February 17, 2005 Tim Beyers	Is American Funds Un-American? And you thought the fund scandal was over. But don't despair; there is something you can do. From now on, recognize that your broker and advisor are often salespeople first. Your portfolio will thank you for it.
Registered Rep. December 1, 2004 Mindy Diamond	Packing the Parachute Success in the brokerage industry can be as much about mindset as anything else, so it comes as little surprise that advisors avoid negative thoughts, such as the potential necessity of a quick exit from their practice.
Financial Planning March 1, 2008 Bob Veres	Deconstructing Rand A report written by the Rand Corp. will help the SEC's staff decide who should and should not be registered as an registered investment advisor, and to determine whether investors understand the differences between and relationships among broker-dealers and investment advisors.
The Motley Fool March 25, 2004 Bill Mann	WTC: One Attack or Two? It's a $3.5 billion question: How many "events" took down the World Trade Center? Insurers may have to pay double on the policy for the World Trade Center attacks.
The Motley Fool December 8, 2004 Rich Smith	Spitzer for Governor? Crusading prosecutor takes aim at New York's governor's mansion.
The Motley Fool November 1, 2005 Stephen D. Simpson	Marsh & McLennan Still Regrouping The success of this turnaround will rest with the insurance and services company's ability to stay relevant to clients. The stock is at least worth a value investor's due diligence time.
The Motley Fool February 19, 2004 Dayana Yochim	Come Trade With Me Brokers want your business and a few are casting out some interesting bait, but is it worth it?
The Motley Fool October 20, 2004 Rogene Calvet	Is Marsh Ringing the Value Bell? Does a troubled global insurer offer a buying opportunity?
Investment Advisor June 2008 Mike Patton	Lessons Learned As the road smooths after a year of independence, a registered independent advisor shares his insights.
BusinessWeek November 29, 2004 Suzanne Woolley	Insurance: Take A Good, Hard Look Here's how the Spitzer investigations of the industry could affect you and how to handle insurance-related issues.
The Motley Fool February 26, 2009 Selena Maranjian	The Upside of Broker Fees The more frequently you trade, the more you'll pay your broker in commission fees. But many people may not know that factoring in the cost of those commissions can reduce your capital gains -- and cut the taxes you owe.
The Motley Fool March 12, 2004	Discount vs. Full-Price Brokers Why should you pay 10 times more for a stock trade?
The Motley Fool March 22, 2004 Shannon Zimmerman	Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds.
The Motley Fool March 22, 2011 Dan Caplinger	This Will Make You a Smarter Investor There's more to smart money management than just picking great stocks. Increasingly, it's becoming just as important to find the right discount broker to give you the best and least expensive access to the investments you want.
The Motley Fool June 15, 2005 Selena Maranjian	Beware of Brokers With Agendas Is your broker recommending a fund that serves you -- or him? Here's a conflict of interest you really need to be aware of -- because it may involve your broker and your portfolio.
Registered Rep. January 1, 2003 Nicholas Ferber	Switching Has Changed During trying times like these, many reps are looking to switch jobs. When pondering a move, no question occupies more time or discussion between brokers, hiring managers and (sometimes) recruiters than the following: "What's in it for me?"