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CFO September 1, 2005 Russ Banham |
Seeing No Evil The contingent-commission scandal has called into question long-standing insurance practices. But corporate risk managers share the blame. |
The Motley Fool October 15, 2004 Bill Mann |
No Better Than Two-Bit Hustlers Marsh & McLennan's expertise apparently included convincing clients to overpay for insurance. |
BusinessWeek September 2, 2010 |
Hard Choices: Joe Plumeri The chairman and CEO of insurance brokerage giant Willis Group on shunning contingent commissions and forgoing millions |
BusinessWeek November 29, 2004 Suzanne Woolley |
Insurance: Take A Good, Hard Look Here's how the Spitzer investigations of the industry could affect you and how to handle insurance-related issues. |
Managed Care July 2004 John Carroll |
Going for Brokers: Spitzer Rides Again The noted and newsworthy attorney general of New York is taking aim at some of the biggest middlemen in the insurance business. |
The Motley Fool October 18, 2004 Bill Mann |
Marsh's 2nd Annual Massive Fraud? Marsh & McLennan has been cut in half in the last three days following allegations that it had rigged bids to convince its customers to overpay for insurance policies that it brokered on their behalf. |
CFO March 1, 2010 David M. Katz |
Is Your Broker Mediocre? It may be a buyer's market, but choosing the best broker is far from easy. |
Managed Care December 2004 Ed Silverman |
Spitzer Just Getting Started on Health Care Initial reports of alleged rigged insurance bids focused on major brokers and insurers of commercial lines. But then news quickly surfaced that the New York attorney general was also going to look at the health insurance industry. |
The Motley Fool October 26, 2004 Rich Duprey |
Aon Mired in Marsh World's second-largest insurance broker accused of improper business practices. |
Insurance & Technology March 18, 2005 Wendy Toth |
Whose Side Are You On? The shift in the business model, the study reports, creates an opportunity for insurers to connect with buyers directly. |
Insurance & Technology December 20, 2004 Anthony O'Donnell |
Passing the Spitzer Test The New York Attorney General's deep probe into the insurance industry will result in greater-than-ever demands for transparency in carrier-distributor relationships. |
The Motley Fool September 18, 2006 Ryan Fuhrmann |
Marsh & Mac Drops the Ax Marsh & McLennan tries to cut its way to an operational recovery. Investors are becoming increasingly complacent about Marsh's flagging stock price and operations that appear to be just spinning their wheels. |
The Motley Fool October 20, 2004 Rogene Calvet |
Is Marsh Ringing the Value Bell? Does a troubled global insurer offer a buying opportunity? |
The Motley Fool October 27, 2004 Bill Mann |
When in Doubt, Decapitate Eliot Spitzer announced that the State of New York would not pursue criminal charges against disgraced insurance broker Marsh & McLennan after it promised reforms and accepted the resignation of its CEO, replacing him with a former Manhattan prosecutor. |
The Motley Fool April 26, 2004 Selena Maranjian |
Spitzer Eyes Insurance Unethical or illegal conflicts of interest amongst major insurance brokers and providers could be costing consumers. |
Managed Care May 2000 John Carroll |
Like Stock Brokers, Are Health Care's Middlemen Losing Influence? Those who make deals between buyers and insurers are used to perks and tidy commissions. The Internet and defined contributions may threaten that. |
BusinessWeek November 1, 2004 Marcia Vickers |
The Secret World of Marsh Mac CEO Jeff Greenberg presides over the arrogant and tight-lipped culture of Marsh & McLennan, where conflicts of interest abound. There's more trouble coming from Eliot Spitzer for the world's largest insurance broker. |
Bank Director 1st Quarter 2009 Charles Keenan |
Sleep Insurance: How the Market is Affecting Your D&O Coverage Banks face a double whammy of sorts, since rockier times will make it almost necessary to raise coverage limits for directors in order to retain or lure them. |
Registered Rep. December 1, 2004 Erin Schulte |
Buying Insurance Eliot Spitzer has gone on the warpath again, this time against insurance companies, leaving their stocks wounded --- some critically --- along the trail. |
The Motley Fool October 27, 2004 W.D. Crotty |
Gallagher's Mixed Bag The insurance brokerage reports good earnings, but a subpoena sinks its stock. |
Registered Rep. September 25, 2002 Rick Weinberg |
NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street. |
CFO December 1, 2002 David M. Katz |
Cover Me Anyone searching for D&O coverage will find it more expensive and less inclusive than ever before. |
The Motley Fool May 23, 2005 Stephen D. Simpson |
Marsh & McLennan Still Stuck in Muck Recovery will be lengthy for this embattled and scandalized insurance broker. Investors who believe that the company can navigate its remaining settlements, push through higher commissions, retain key employees, and fix the ailing Putnam business should be well-rewarded over time. |
Registered Rep. February 2, 2006 Kristen French |
Brokers Learning to Play by New Rules It's no longer business as usual on Wall Street. Starting yesterday, broker/dealers must follow a new SEC rule that requires them to disclose at certain times that they may not be acting in their clients' best interest. |
Wall Street & Technology April 26, 2005 Ivy Schmerken |
Broker Research: What's It Worth? The securities industry is hoping that the SEC will clear up the uncertainties surrounding soft dollars and determine once and for all who is responsible for placing a value on proprietary research. |
CFO April 15, 2012 Sarah Johnson |
Coverage for Uncovered Secrets New insurance products will compensate companies for the costs of internal investigations. |
InternetNews September 8, 2005 Roy Mark |
Feds Sue Realtors Over Internet Listings The Department of Justice sued the National Association of Realtors today, charging it with engaging in anti-competitive behavior against online home brokers. |
CFO April 1, 2009 Russ Banham |
A Tale of Two Markets Are your directors'-and-officers' liability insurance premiums about to soar? That depends on which industry you're in. |
The Motley Fool August 30, 2010 Dan Caplinger |
Who You Trade With Does Matter It's easy to think that one broker fits all, but nothing could be further from the truth. Take the time to get to know your brokerage options. Only then will you have the knowledge base to make your best choice. |
The Motley Fool November 9, 2007 Emil Lee |
Running in Place at Marsh & McLennan More changes are in store at the insurance broker and consulting firm, as management continues to try to turn things around. |
Registered Rep. April 28, 2003 Will Leitch |
Historic Settlement Doesn't Target Brokers -- But You're Hardly Home Free Now that the Wall Street global settlement is official, brokers might be inclined to heave a sigh of relief. Don't. While the settlement will have a lasting impact on the brokerage industry, brokers have been unscathed by the Spitzer investigations -- so far. |
InternetNews November 29, 2006 Roy Mark |
Court Greenlights DOJ Case Against Realtors District court allows the Department of Justice to proceed with antitrust suit against National Association of Realtors. |
Inc. March 2008 Norm Brodsky |
Street Smarts: The Simon Cowell of Sales Few things are more fun - and productive - than critiquing someone else's sales performance. |
The Motley Fool August 25, 2005 Selena Maranjian |
Should Brokers Get Overtime Pay? Commissions. That's an important word to consider when you think about how your broker may be serving you. For most investors, a solid online brokerage with low fees and a broad range of services is all one needs. |
The Motley Fool October 25, 2007 Dan Caplinger |
Brokers for Expert Investors Have you outgrown your brokerage account? When you're just getting started with investing, comparing brokerage firms is pretty easy. But when you go beyond the basics, you need a broker who provides more. |
Registered Rep. December 22, 2006 Halah Touryalai |
Spitzer Wants More Settlement Dollars for New York UBS Reps New York Attorney General and Governor-elect Eliot Spitzer is asking a Northern California court to disapprove the settlement terms of an overtime suit against UBS. |
Commercial Investment Real Estate Sep/Oct 2015 Mike Newhouse |
Splitting Fees It's agent vs. agent when it comes to commission disputes. |
The Motley Fool August 5, 2004 Tim Beyers |
Will Lawsuit Hurt Express Scripts? Although investors seem to be over the initial jitters arising from Express Scripts' problems, the stock is still down more than 12% since New York Attorney General Eliot Spitzer filed a lawsuit accusing the pharmacy benefits manager of fraud. |
The Motley Fool March 30, 2010 Dan Caplinger |
The Best Way to Buy Stocks Is one broker really that much better than another? |
Registered Rep. February 17, 2005 John Churchill |
NASD Charges American Funds with Directed Brokerage Violation Saying it's just as impermissible to make directed brokerage payments as it is to receive them, the NASD charged American Funds---one of the country's most reputable asset managers---with paying kickbacks to brokerages for selling its funds. |
The Motley Fool March 22, 2011 Dan Caplinger |
This Will Make You a Smarter Investor There's more to smart money management than just picking great stocks. Increasingly, it's becoming just as important to find the right discount broker to give you the best and least expensive access to the investments you want. |
CFO Kris Frieswick |
Less for More Coping with the bear market in directors' and officers' liability insurance... |
Registered Rep. September 14, 2005 Kristen French |
Overtime Pay, Chargebacks Under Fire; Morgan Stanley Latest Firm in Lawyers' Sights A $450 million class-action lawsuit filed in New York against Morgan Stanley on Friday could have major implications for brokerages' pay practices in the state. |
On Wall Street October 1, 2010 Bill Carlino |
Life Settlements Stage A Comeback With roughly $1.5 trillion of in-force life insurance either lapsing or surrendered on an annual basis, life settlements are slowly inching their way back onto the investment landscape. |
Registered Rep. April 8, 2004 Joan Warner |
Trouble In The House That Purcell Built? After suffering through a cruel bear market, Morgan Stanley has come under regulatory scrutiny and legal fire for practices in several key businesses in the past two years, including mutual fund sales. |
The Motley Fool October 27, 2004 Rick Aristotle Munarriz |
Ace in the Hole? Does the apple fall far from the tree when the orchard is ripe for resignation? These are scary days in some areas of the insurance industry. |
The Motley Fool September 27, 2010 Dan Caplinger |
Rich or Not, You Should Do This Discount brokers are great even if you have the money. |
On Wall Street December 1, 2009 Mark Astarita |
Brokers as Fiduciaries -- Much Ado About Nothing There is a battle cry to place a fiduciary obligation on retail brokers. But the real question is: What difference will it really make? |
Registered Rep. September 9, 2005 Stan Luxenberg |
Imagine 50 Eliot Spitzers When are mutual fund companies charging too much in advisory fees? What constitutes proper disclosure of revenue sharing? And which governmental authority has jurisdiction over these issues? |
Registered Rep. June 24, 2004 John Churchill |
Morgan Stanley Sued by New Hampshire Regulators New Hampshire securities regulators are suing Morgan Stanley, charging that in 2002 the firm encouraged its brokers to sell proprietary mutual funds by using sales contests, a violation of NASD rules. |