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Registered Rep.
December 1, 2006
Halah Touryalai |
Out with a Bang Eliot Spitzer may have less than a month left as New York State's attorney general, but the governor elect says there two new Wall Street cases he's taking on before year's end.   |
Registered Rep.
June 10, 2008 |
Would You Invest With Client No. 9? Eliot Spitzer, the disgraced former New York State governor once heralded as Sheriff of Wall Street, is mulling launching a distressed real estate fund. |
BusinessWeek
August 21, 2006
Michael Orey |
Lots Of Evidence, No Verdict Invaluable reformer or prosecutor run amok? The author lets the reader decide. |
The Motley Fool
October 26, 2004
Rich Duprey |
Aon Mired in Marsh World's second-largest insurance broker accused of improper business practices. |
Registered Rep.
December 1, 2004
Erin Schulte |
Buying Insurance Eliot Spitzer has gone on the warpath again, this time against insurance companies, leaving their stocks wounded --- some critically --- along the trail. |
The Motley Fool
October 27, 2004
Bill Mann |
When in Doubt, Decapitate Eliot Spitzer announced that the State of New York would not pursue criminal charges against disgraced insurance broker Marsh & McLennan after it promised reforms and accepted the resignation of its CEO, replacing him with a former Manhattan prosecutor. |
Registered Rep.
May 29, 2007
Kristen French |
Spitzer Forms Panel to Clean up NY Regulation Governor Eliot Spitzer is forming a panel to streamline regulations and make New York more competitive with London, but without sacrificing investor protection. |
The Motley Fool
April 22, 2004
Tim Beyers |
Janus CEO Cashes Out It was only last week that Janus Capital Group CEO Mark Whiston received $3.4 million in bonus compensation for his performance during 2003. This Tuesday, the beleaguered executive resigned. |
The Motley Fool
June 13, 2005
Tom Taulli |
Spitzer Slips New York's ace prosecutor loses a big financial fraud case -- the first of many? Even the U.S. Supreme Court is toughening standards for prosecuting white-collar crime. |
The Motley Fool
October 15, 2004
Bill Mann |
No Better Than Two-Bit Hustlers Marsh & McLennan's expertise apparently included convincing clients to overpay for insurance. |
The Motley Fool
September 8, 2004
Tim Beyers |
INVESCO Moves On The fund firm and partner AIM Investments agree to a $450 million settlement. |
BusinessWeek
September 2, 2010 |
Hard Choices: Joe Plumeri The chairman and CEO of insurance brokerage giant Willis Group on shunning contingent commissions and forgoing millions |
The Motley Fool
October 20, 2004
Rogene Calvet |
Is Marsh Ringing the Value Bell? Does a troubled global insurer offer a buying opportunity? |
Registered Rep.
January 1, 2006
Kevin Burke |
Spitzer Hints Scandal Is Winding Down While Spitzer remains tight-lipped on the status of the industrywide trading investigation he launched in September 2003, he hinted that it is perhaps nearing the finish line. |
The Motley Fool
April 26, 2004
Selena Maranjian |
Spitzer Eyes Insurance Unethical or illegal conflicts of interest amongst major insurance brokers and providers could be costing consumers. |
The Motley Fool
August 5, 2004
Tim Beyers |
Will Lawsuit Hurt Express Scripts? Although investors seem to be over the initial jitters arising from Express Scripts' problems, the stock is still down more than 12% since New York Attorney General Eliot Spitzer filed a lawsuit accusing the pharmacy benefits manager of fraud. |
The Motley Fool
May 21, 2004
Paul Elliott |
Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough? |
The Motley Fool
October 25, 2004
Rick Aristotle Munarriz |
Spitzer Pumps Up the Volume New York's attorney general aims at the shady practice of payola in the music industry. |
BusinessWeek
January 12, 2004 |
A White Knight For Mutual-Fund Investors No mutual-fund executive wants to get a phone call from Eliot Spitzer these days. |
The Motley Fool
May 13, 2004
Steven Mallas |
Picking on Putnam Once again, Putnam is in the Spitzer spotlight, and once again, I decide to hold onto my Putnam fund. |
Registered Rep.
March 12, 2008
Kristen French |
Advisors: No Love Lost On Spitzer Eliot Spitzer, who's dramatic demise over the past few days has been covered backwards and forwards by every media outlet in the country, is not getting a lot of sympathy from the financial community. |
U.S. Banker
July 2002
Michael Dumiak |
Street Smart! Eliot Spitzer snuck up on Wall Street and became a force for financiers to reckon with. And he's just getting started. |
The Motley Fool
April 8, 2005
Seth Jayson |
The Power of Google The scandal from Eliot Spitzer's Google ad buy is just more proof that Google's power is growing. Google's not really the innovator that many claim it to be, but it does things right. |
The Motley Fool
October 22, 2004
Rick Aristotle Munarriz |
A Fool Looks Back MarshMac heart attack... Kicking the curse, Boston-style... eBay investors say "Buy it now"... Busy on Thursday?... |
The Motley Fool
September 16, 2004
Rich Smith |
Jos. A. Bank's (Law) Suit New York's attorney general orders the company to change its advertising strategy. Does this mean anything to investors? |
The Motley Fool
October 18, 2004
Bill Mann |
Marsh's 2nd Annual Massive Fraud? Marsh & McLennan has been cut in half in the last three days following allegations that it had rigged bids to convince its customers to overpay for insurance policies that it brokered on their behalf. |
The Motley Fool
March 22, 2004
Shannon Zimmerman |
Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds. |
Registered Rep.
April 1, 2008 |
Spitzenfreude Some on Wall Street think that Eliot Spitzer had it coming. |
The Motley Fool
October 27, 2004
Rick Aristotle Munarriz |
Ace in the Hole? Does the apple fall far from the tree when the orchard is ripe for resignation? These are scary days in some areas of the insurance industry. |
Registered Rep.
September 25, 2002
Rick Weinberg |
NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street. |
Bank Systems & Technology
March 18, 2009
Orla O'Sullivan |
AIG Uproar Sees Spitzer Weigh In The real disgrace in what A.I.G. did with almost $200 billion in government bailouts was not the payment of executive bonuses, but payments to banks, Eliot Spitzer said in an interview Wednesday morning. |
Salon.com
January 16, 2003
Arianna Huffington |
Cold feet Eliot Spitzer caved to Wall Street criminals. Maybe he decided that taking on the most powerful people in the country might not be the best strategy for a man considering a run for governor. |
The Motley Fool
August 7, 2007
Ryan Fuhrmann |
A Mixed Quarter at Marsh Marsh Mac's current sluggish growth may soon speed up. The financial-services firm doesn't expect improved profitability until at least the end of this year, but the sale last week of the struggling Putnam Investments division is a good step in that direction. |
The Motley Fool
October 27, 2004
W.D. Crotty |
Gallagher's Mixed Bag The insurance brokerage reports good earnings, but a subpoena sinks its stock. |
Investment Advisor
January 2007
Kara Stapleton |
News & Products Bank of New York and Mellon Financial Corporation announced plans to merge... The brokerage firm Jefferies & Co. will pay $9.7 million to settle SEC charges... New York Attorney General Eliot Spitzer has sued UBS... etc. |
BusinessWeek
May 31, 2004
Diane Brady |
Marsh Mac's Integrity Injection The beleaguered financial-services giant places a bet on premier risk consultancy Kroll Inc. |
The Motley Fool
April 6, 2004
Shannon Zimmerman |
Surviving the Fund Scandal Times are tough for fund investors, but they're about to get better. An unfolding mutual fund scandal is paving the way for serious reform. |
The Motley Fool
September 18, 2006
Ryan Fuhrmann |
Marsh & Mac Drops the Ax Marsh & McLennan tries to cut its way to an operational recovery. Investors are becoming increasingly complacent about Marsh's flagging stock price and operations that appear to be just spinning their wheels. |
Registered Rep.
September 1, 2005
Stan Luxenberg |
Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier. |
The Motley Fool
January 9, 2004
Bill Mann |
Spitzer in Need of Update You'd think the New York attorney general's office would offer more warnings about Wall Street's wrongdoers. |
The Motley Fool
January 13, 2004
Selena Maranjian |
The Fund Fee Fracas Are mutual fund fees too high? |
BusinessWeek
April 18, 2005
Brady & Byrnes |
AIG: Get Ready For Starr Wars The fight over a secretive entity that wields enormous influence over AIG is just starting. |
Managed Care
December 2004
Ed Silverman |
Spitzer Just Getting Started on Health Care Initial reports of alleged rigged insurance bids focused on major brokers and insurers of commercial lines. But then news quickly surfaced that the New York attorney general was also going to look at the health insurance industry. |
InternetNews
April 4, 2006
David Miller |
Spitzer Files Spyware Suit New York Attorney General Eliot Spitzer is suing an Internet advertising firm he claims surreptitiously installed millions of pop-up ad producing programs on individuals' computers. |
Registered Rep.
June 3, 2003
Will Leitch |
Brokerage Chiefs in Spitzer's Sights When New York Attorney General Eliot Spitzer announced the $1.4 billion settlement of the securities conflict of interest case in April, his office warned that it was "the beginning, not the end." Wirehouses are finding out, in a big way, that he wasn't kidding. |
BusinessWeek
November 1, 2004
Marcia Vickers |
The Secret World of Marsh Mac CEO Jeff Greenberg presides over the arrogant and tight-lipped culture of Marsh & McLennan, where conflicts of interest abound. There's more trouble coming from Eliot Spitzer for the world's largest insurance broker. |
The Motley Fool
November 17, 2004
Bill Mann |
Roses in the Pig Sty Whenever an entire industry is beset by scandal, look for the participants who are clean to find companies that are trading below their intrinsic values. |
Registered Rep.
October 22, 2003
Will Leitch |
Hard Words from Tom James for After-Hours Traders Investors angry about mounting evidence of mutual fund trading irregularities have nothing on Raymond James chairman and CEO Tom James. "It's fraud, plain and simple," James says of the after-hours and market-timing trading practices exposed in investigations by Eliot Spitzer. |
Registered Rep.
December 2, 2003
Will Leitch |
Spitzer, OCC Issue Corporate Death Penalty The news came right before the Thanksgiving holiday, so you might have missed it. But let there be no doubt: The mutual fund investigations have now gone nuclear. |
BusinessWeek
January 19, 2004
Borrus & Dwyer |
How To Crack Down On Mutual-Fund Fees The SEC should require uniform cost disclosure. |
