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Financial Planning March 1, 2005 Andrew Miller	You've Got Mail A new compliance rule involving financial advisers and broker-dealers raises a host of questions about recordkeeping and e-mail retention.
Wall Street & Technology September 21, 2006 McDougall & Malykhina	Financial Firms Are Struggling to Manage, Archive and Monitor the Exponentially Growing Volume of Corporate E-mail Many financial firms have been bitten by e-mail compliance woes. Learn how to get control of e-mail before you become the next victim of the e-mail beast.
Financial Advisor August 2005 David L. Lawrence	E-mail Storage And Retrieval Solutions As most financial advisors know, the Sarbanes-Oxley Act (SOX) and SEC rules on electronic communication have produced new challenges and, potentially, increased operational expenses. Here are some solutions.
Inc. October 2005 John Fried	The Government's Take on E-mail Regulators have thought up lots of rules governing e-mail. It's your job to figure out which ones cover you.
Bank Systems & Technology December 1, 2006 Nancy Feig	What Banks Don't Know About E-mail Archiving Can Hurt Them Overflowing e-mail in-boxes are more than just annoyances -- now, they're also liabilities. Financial institutions increasingly are being judged on the way they manage their e-mail, and they're getting hit hard if they're found to be doing it the wrong way.
Inc. October 2005 John Fried	The Secrets of E-mail Stash You may have to save e-mail to be in compliance with the law, and you will definitely want to save e-mail for business and HR reasons. Here are some options for storage and retrieval.
CFO June 16, 2003 Bob Violino	File Under 'Nightmare' Information overload has acquired a regulatory dimension, forcing senior executives to take notice.
Wall Street & Technology June 13, 2006 James Santangelo	Prioritizing E-Discovery This article examines the dilemma of the opposing business needs of company directives seeking to reduce the costs associated with producing information for litigation purposes versus retaining business records for compliance and knowledge-management purposes.
InternetNews January 11, 2006 Drew Robb	Can Data Ever Be Deleted? The already colossal global repository of data storage is being overwhelmed by a tidal wave of compliance-related storage demands.
InternetNews February 25, 2005 Steve Apiki	Sarbanes-Oxley: Driving the Storage Compliance Boom No government or agency regulation has refocused the energies of IT administrators and storage professionals like the Sarbanes-Oxley Act.
InternetNews November 16, 2007 Sean Gallagher	White House Ordered to Retain Backups in E-Mail Case Corporate America isn't alone in facing scrutiny over data archiving policies. A federal court has issued a temporary restraining order against the White House, preventing it from destroying backup tapes that may include copies of millions of deleted e-mails.
InternetNews January 6, 2009 Drew Robb	Obama, Dems Could Mean New Compliance Regs The global financial meltdown and Democratic control of the White House and Congress will likely mean new corporate accountability regulations - and more work for storage administrators.
Investment Advisor July 2006 Thomas D. Giachetti, esq.	Expert's Corner: Passing Muster Is your electronic record keeping up to SEC snuff? Financial advisors should exercise discretion and diligence regarding electronic record retention and communication procedures. When in doubt, retain the hard copy original or make a phone call.
InternetNews March 12, 2008 Judy Mottl	FBI Probe, More Scrutiny Sought Over White House E-mail Watchdog groups want more visibility into lost White House messages and document retention - and are calling on law enforcement and the courts to get it.
InternetNews February 27, 2008 Judy Mottl	New Details, Lessons in White House E-Mail Debacle Some answers help to explain how millions of White House e-mails became lost - with some key archiving tips for enterprises, as well.
T.H.E. Journal April 2009 Charlene O'Hanlon	Don't Hit That 'Delete' Button! In response to new federal rules mandating organizations retain their electronic documents, districts are using outside providers to archive their in-house e-mails.
Wall Street & Technology February 15, 2007 Cory Levine	Trial and Error: When It Comes to Compliance, the Bare Minimum Isn't Enough Anymore How one financial firm's CCO dumped two e-mail archiving providers before being satisfied with his e-mail compliance.
CFO August 1, 2012 David Rosenbaum	Digging Out from Big Data Unstructured data is piling up in corporate computers, making compliance and other tasks far more difficult.
CIO October 29, 2008 Kim S. Nash	How Text Messaging and Facebook Can Get You in Legal Trouble It's hard to stop employees from using text messaging, Facebook and other online tools to talk about their work. But you can prepare to handle the consequences.
InternetNews September 26, 2007 Larry Barrett	HP Offers Packaged Approach to BI, Compliance HP wants to make life easier for CIOs looking for a soup-to-nuts solution in one package. But it won't come cheap.
Bank Technology News August 2006 Rebecca Sausner	Email Archives: Navigating Storage Can Be a Minefield When it comes to electronic communications retention and disposal, there's lots of choices-each with its own benefits and flaws. The best place to start may be with an audit.
Wall Street & Technology November 18, 2005 Maria Wakem	E-Mail Contention While most financial services firms are now compliant with SEC e-mail retention rules, the problem of selecting the best technology for the job still persists and is largely due to confusion among compliance and IT departments regarding what needs to be accomplished.
InternetNews March 8, 2005 Clint Boulton	IBM Launching Search Tools For XML Documents IBM has improved the ability of its content management software to handle XML-based documents.
Insurance & Technology November 1, 2006 Maria Woehr	Message Mania For insurers, e-mail and instant messaging provide easy ways to share information with distributors and employees, communicate effectively with customers and agents, and help claims adjusters transfer files to turn around claims - all in real time.
CFO January 1, 2009 Marshall Krantz	Can You Look It Up? Think it's hard to find something in your swollen E-mail inbox? Imagine searching through your company's entire archive.
Wall Street & Technology August 22, 2005 Maria Wakem	Lines of Communication Technology has played a crucial role in speeding up the search and retrieval process, most firms still are looking for ways to improve their current systems to facilitate search across communications channels.
Global Services November 29, 2007	The Future of Regulation Whether offshore or onshore, the confluence of increased regulations and increased outsourcing will result in increasingly intense scrutiny by regulators of outsourcing relationships.
Bank Systems & Technology July 29, 2008 Kieron Dowling	The E-Mail Archive Can Also Serve as a Security Solution Implementing an e-mail archiving solution will enable companies to detect security breaches by implementing rules and policies that will check each e-mail being sent and flag potential violations.
Wall Street & Technology April 26, 2005 Maria Santos	The Domino Effect The Securities and Exchange Commission is getting a makeover - and technology is playing a central role in the renovation.
Wall Street & Technology August 22, 2005 Maria Wakem	MessageGate Monitors E-Mail MessageGate is helping firms monitor, control and archive e-mail with Email Compliance System 4.1.
Wall Street & Technology August 22, 2005 Atul Seth	Mutual Fund Musts Seven key compliance imperatives that will have a major impact on the mutual fund industry over the next year and suggestions on how firms can meet the challenges posed by the requirements successfully.
InternetNews October 13, 2005 Clint Boulton	Dense And Fast: IBM Refreshes Tape Drives The devices are aimed at speeding data storage and retrieval to better meet federal compliance mandates.
InternetNews January 18, 2008 Judy Mottl	E-mail Scandal Drives Storage Lesson Home Poor e-mail retention policies can put companies at risk and land them in court.
Pharmaceutical Executive July 1, 2005 Patrick Clinton	The Single Source of Truth The regulatory load thrust upon pharma's shoulders in recent years has made compliance solutions a top budget priority for IT executives, and sent technology suppliers on a mission to uncover for pharma companies.
Bio-IT World January 12, 2004 Steve Lefar	Systematize Your Regulatory Info! Want better protection against regulation breaches? Build a system that engenders 'grassroots' compliance.
Search Engine Watch January 25, 2010 Ron Jones	E-mail Marketing 101 Tips on e-mail marketing providers, how to build an e-mail database, e-mail frequency, spam compliance, landing pages, graphics, social media, and more.
Bio-IT World February 11, 2005 Judy Hanover	Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs.
Wall Street & Technology November 21, 2006 Cory Levine	Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates.
CIO May 15, 2006 Diann Daniel	Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk.
PC Magazine May 3, 2006 Matthew D. Sarrel	Your Backup Battle Plan A disciplined approach to backup is crucial to keeping your business up and running.
InternetNews January 19, 2005 Clint Boulton	Sun Solution Manages Compliance Sun Microsystems unveiled a package of hardware, software, and services designed to help enterprises address regulations, such as Sarbanes-Oxley and HIPAA.
Entrepreneur March 2008 Amanda C. Kooser	Storage Smarts Data retention can be a major gray area for growing businesses. Your data is your life-blood, whether it's employee information, customer payment numbers, internal files or the reams of e-mails you send and receive.
Bank Director 2nd Quarter 2010 Jack Milligan	Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead.
U.S. Banker March 2007 Paresh Amin	Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data.
AskMen.com Ross Bonander	4 Steps: Clean Your Inbox The following four steps offer a means of reducing the time you spend on e-mails to help you clean your inbox.
BusinessWeek March 21, 2005 Stephen Baker	A Painful Lesson: E-mail Is Forever How could they be so dumb? As the Internet Age starts its second decade, senior executives continue to send off careless e-mails, which later get them fired or sent to jail.
Inc. February 2007 Michael Fitzgerald	The Storage Solution Do you know where your data is?
InternetNews January 23, 2006 David Needle	EnronEmail.com Serves Up Juicy Messages The new EnronEmail web site features some 514,000 e-mails sent to and from 176 company employees from 2000 to 2002.
Insurance & Technology August 10, 2006 Maria Woehr	Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0.
InternetNews March 18, 2008 Judy Mottl	Court Orders Copies of White House E-mails Bush administration has until Friday to explain why it can't preserve current e-mails and digital content.