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CIO January 15, 2005	Message Therapy Many CIOs thought they had nailed e-mail systems in the '90s and could move on to more important things, but Sarbanes-Oxley, HIPAA and other regulations have moved e-mail management to the top of CIOs' agendas.
Bank Systems & Technology December 1, 2006 Nancy Feig	What Banks Don't Know About E-mail Archiving Can Hurt Them Overflowing e-mail in-boxes are more than just annoyances -- now, they're also liabilities. Financial institutions increasingly are being judged on the way they manage their e-mail, and they're getting hit hard if they're found to be doing it the wrong way.
CFO January 1, 2009 Marshall Krantz	Can You Look It Up? Think it's hard to find something in your swollen E-mail inbox? Imagine searching through your company's entire archive.
Financial Planning March 1, 2005 Andrew Miller	You've Got Mail A new compliance rule involving financial advisers and broker-dealers raises a host of questions about recordkeeping and e-mail retention.
Wall Street & Technology May 15, 2006 Paul McDougall	Money, Power And Principle IT execs who control multimillion-dollar budgets are among those tempted by free trips, golf outings and celebrity-packed affairs. But a night on the town is hardly worth a visit from the SEC or a tarnished reputation.
Bank Technology News August 2006 Rebecca Sausner	Email Archives: Navigating Storage Can Be a Minefield When it comes to electronic communications retention and disposal, there's lots of choices-each with its own benefits and flaws. The best place to start may be with an audit.
Wall Street & Technology April 26, 2007 Paul McDougall	Judge Dismisses Most Counts in E-Mail Suit Against Morgan Stanley A judge has dismissed all but one count of a lawsuit against the firm in which a former tech manager claimed he was fired for uncovering embarrassing e-mails that cast doubt on the judgment and ethics of senior managers at the bank.
CIO October 29, 2008 Kim S. Nash	How Text Messaging and Facebook Can Get You in Legal Trouble It's hard to stop employees from using text messaging, Facebook and other online tools to talk about their work. But you can prepare to handle the consequences.
Wall Street & Technology November 18, 2005 Maria Wakem	E-Mail Contention While most financial services firms are now compliant with SEC e-mail retention rules, the problem of selecting the best technology for the job still persists and is largely due to confusion among compliance and IT departments regarding what needs to be accomplished.
Inc. October 2005 John Fried	The Secrets of E-mail Stash You may have to save e-mail to be in compliance with the law, and you will definitely want to save e-mail for business and HR reasons. Here are some options for storage and retrieval.
Financial Advisor August 2005 David L. Lawrence	E-mail Storage And Retrieval Solutions As most financial advisors know, the Sarbanes-Oxley Act (SOX) and SEC rules on electronic communication have produced new challenges and, potentially, increased operational expenses. Here are some solutions.
CIO August 15, 2003 Eric Knorr	Taming E-Mail How to keep your message archiving tasks from spinning out of control
Wall Street & Technology August 22, 2005 Maria Wakem	Lines of Communication Technology has played a crucial role in speeding up the search and retrieval process, most firms still are looking for ways to improve their current systems to facilitate search across communications channels.
T.H.E. Journal April 2009 Charlene O'Hanlon	Don't Hit That 'Delete' Button! In response to new federal rules mandating organizations retain their electronic documents, districts are using outside providers to archive their in-house e-mails.
Bank Systems & Technology July 29, 2008 Kieron Dowling	The E-Mail Archive Can Also Serve as a Security Solution Implementing an e-mail archiving solution will enable companies to detect security breaches by implementing rules and policies that will check each e-mail being sent and flag potential violations.
InternetNews February 23, 2009 Judy Mottl	Iron Mountain Goes Virtual With File Archive Document archiving player pushes new "storage-as-a-service" offering.
Bank Technology News January 2004 Karen Krebsbach	IM Regs Loom For Wall Streeters Until the SEC acts, firms will follow NASD guidelines on instant messaging.
InternetNews November 16, 2007 Sean Gallagher	White House Ordered to Retain Backups in E-Mail Case Corporate America isn't alone in facing scrutiny over data archiving policies. A federal court has issued a temporary restraining order against the White House, preventing it from destroying backup tapes that may include copies of millions of deleted e-mails.
Registered Rep. August 30, 2005 John Churchill	Retaining Those Pesky Emails Morgan Stanley is in for what could be a $10 million fine from the SEC for failing to retain emails, according to a report.
Wall Street & Technology June 13, 2006 James Santangelo	Prioritizing E-Discovery This article examines the dilemma of the opposing business needs of company directives seeking to reduce the costs associated with producing information for litigation purposes versus retaining business records for compliance and knowledge-management purposes.
Wall Street & Technology February 15, 2007 Cory Levine	Trial and Error: When It Comes to Compliance, the Bare Minimum Isn't Enough Anymore How one financial firm's CCO dumped two e-mail archiving providers before being satisfied with his e-mail compliance.
InternetNews August 31, 2004 Michael Singer	FrontBridge Fills Archiving Gaps Acquiring MessageRite will help FrontBridge bolster its message archiving products for e-mail and instant messaging.
InternetNews February 27, 2008 Judy Mottl	New Details, Lessons in White House E-Mail Debacle Some answers help to explain how millions of White House e-mails became lost - with some key archiving tips for enterprises, as well.
Registered Rep. January 27, 2006	Oy, Another Embarrassing Headline for Morgan Morgan Stanley's technology department head is accused of abusing his position to win gifts and services from tech companies, The New York Post reports.
Registered Rep. October 29, 2002 Rick Weinberg	Morgan Stanley Opposes Fine Following the New York Attorney General's investigation of Merrill Lynch's research practices, the firm was fined $100 million. The attorney general's office is in the midst of an ongoing investigation of other firms, including Morgan Stanley, which is fighting back.
Wall Street & Technology October 27, 2003 Ivy Schmerken	The Check's In the Mail Financial-services firms are well advised to check their e-mail-retention policy against evolving regulations.
InternetNews April 6, 2004 Ryan Naraine	IBM Targets Regulatory Compliance To support enterprises who struggle to comply with the maze of government regulations for record-keeping, IBM Monday rolled out three new software products to help track and manage internal e-mails and instant messaging conversations.
CIO August 15, 2003 Ben Worthen	NASD Rules Cement Need to Preserve Instant Messages Add saving instant messages to your Sarbanes-Oxley compliance to-do list. Since the Nasdaq this summer joined the New York Stock Exchange in requiring its members to save instant messages, there's a clear precedent for what documents need to be retained under the law.
Wall Street & Technology February 13, 2007 Cory Levine	Deliberating on E-discovery and the Changes to the FRCP Changes to the Federal Rules of Civil Procedure make unaccounted for electronic documents a massive legal liability for the likes of UBS and Morgan Stanley.
Investment Advisor June 10, 2011 Janet Levaux	BDs Beware: Banning Facebook Is Bad Policy, Says Socialware's Chad Bockius Socialware CEO says that prohibiting use of Facebook, Twitter and LinkedIn might lead to financial advisors switching firms.
Inc. October 2005 John Fried	The Government's Take on E-mail Regulators have thought up lots of rules governing e-mail. It's your job to figure out which ones cover you.
Registered Rep. January 4, 2007 Halah Touryalai	Former Morgan Stanley Exec Sues for Age Discrimination Morgan Stanley is facing a discrimination lawsuit by a former managing director who claims he was fired because of his age.
Wall Street & Technology April 27, 2004 Ivy Schmerken	Hedging the Risk of Instant Messaging While hedge funds enjoy the simplicity of trading via IM networks, compliance and reliability concerns have them seeking IM products with built-in archival systems.
InternetNews November 3, 2008 Judy Mottl	IBM Expands Ways to Get a Grip on Data IBM's new products promise better classification and retrieval processes.
BusinessWeek March 21, 2005 Stephen Baker	A Painful Lesson: E-mail Is Forever How could they be so dumb? As the Internet Age starts its second decade, senior executives continue to send off careless e-mails, which later get them fired or sent to jail.
Registered Rep. May 9, 2007 Christina Mucciolo	Morgan Stanley to pay $7.96 Million for Best Execution Fraud The SEC announced that Morgan Stanley will pay penalties to settle the charges against the firm for failing to provide best execution to clients.
InternetNews April 3, 2006 Clint Boulton	EMC Extends Content Management Push EMC today added new software solutions for helping customers find, retain and protect data from several digital sources.
Financial Advisor January 2012 Brian Hamburger	Who Will Start The Revolution? Big firms give "Big Brother" nod to social media.
InternetNews April 15, 2004 Paul Shread	Connected Delivers Email Archiving The storage software firm debuts its first product from the Archive-it acquisition.
Registered Rep. April 8, 2004 Joan Warner	Trouble In The House That Purcell Built? After suffering through a cruel bear market, Morgan Stanley has come under regulatory scrutiny and legal fire for practices in several key businesses in the past two years, including mutual fund sales.
InternetNews December 11, 2006 Michael Hickins	Zantaz Brings Data Classification to E-Mail Archiving Suite Content archiving applications vendor Zantaz acquired privately-held Singlecast for an undisclosed sum.
InternetNews January 11, 2006 Drew Robb	Can Data Ever Be Deleted? The already colossal global repository of data storage is being overwhelmed by a tidal wave of compliance-related storage demands.
Wall Street & Technology August 22, 2005 Maria Wakem	MessageGate Monitors E-Mail MessageGate is helping firms monitor, control and archive e-mail with Email Compliance System 4.1.
InternetNews March 17, 2008 Judy Mottl	Survey: Data Archival Efforts Inefficient New report cites weak archival strategies and high risk for data.
BusinessWeek September 20, 2004 Emily Thornton	Fed Up -- And Fighting Back After years of discrimination, women on Wall Street are turning up the heat. Still, if current trends continue, the Street may become even more of a man's world than it was in the 1970s.
Inc. October 2005 John Fried	The Rules You Make about E-mail The most important part of an e-mail system isn't the software. It's the rules you make about using it.
InternetNews January 18, 2008 Judy Mottl	E-mail Scandal Drives Storage Lesson Home Poor e-mail retention policies can put companies at risk and land them in court.
Investment Advisor July 2006 Thomas D. Giachetti, esq.	Expert's Corner: Passing Muster Is your electronic record keeping up to SEC snuff? Financial advisors should exercise discretion and diligence regarding electronic record retention and communication procedures. When in doubt, retain the hard copy original or make a phone call.
The Motley Fool May 12, 2010 Alex Dumortier	Morgan Stanley Wishes It Weren't Like Goldman U.S. prosecutors are investigating whether Morgan misled investors in mortgage derivatives; similar to the charges against Goldman Sachs.
Inc. October 2005 John Fried	The Complete Guide to E-mail A complete guide to keeping your company's email system secure, efficient, compliant, and affordable is presented.