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CIO May 15, 2006 Diann Daniel |
Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk. |
Insurance & Technology May 28, 2008 Nathan Conz |
Compliance Becoming Key Component of Core Systems As insurers strive to holistically align their compliance cultures with day-to-day operations, a similar trend is emerging strictly within the technology realm. |
Insurance & Technology May 28, 2008 Nathan Conz |
Insurers Taking More Unified Approach to Compliance Compliance is becoming the key component of core systems -- especially within the insurance industry. It means complying with state-to-state insurance regulations; but it also means establishing an anti-money laundering program. |
Insurance & Technology June 14, 2005 Wendy Toth |
Securing Compliance: System, Project or Process? Database and application security products are growing in popularity as companies look for ways to keep up with regulatory demands like Sarbanes-Oxley. |
Wall Street & Technology July 1, 2005 Maria Santos |
HP Eases Compliance Monitoring To provide CIOs with a solution for automated monitoring and reporting of compliance controls, Hewlett-Packard released OpenView Compliance Manager. The solution analyzes, compiles and reports compliance and IT risk information in a centralized dashboard view. |
Insurance & Technology May 18, 2004 Julie Gallagher |
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures |
Wall Street & Technology March 1, 2004 |
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated |
Insurance & Technology June 16, 2004 Julie Gallagher |
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. |
Insurance & Technology August 12, 2005 Peggy Bresnick Kendler |
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. |
CIO December 11, 2008 Jarina D'Auria |
Achieving Compliance As economic tough times continue, there's one thing companies can count on: more regulations. So, should you buy a GRC tool or leverage existing applications? A company's size and the scope of its operations can help guide that decision. |
Bank Systems & Technology May 15, 2008 Paula Damiano |
Qualys Offers SaaS Risk Management Qualys introduced the QualysGuard Enterprise Security and Compliance Suite, the first integrated Software-as-a-Service solution for risk management. |
Wall Street & Technology October 26, 2005 Katherine Heires |
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. |
InternetNews April 6, 2004 Ryan Naraine |
IBM Targets Regulatory Compliance To support enterprises who struggle to comply with the maze of government regulations for record-keeping, IBM Monday rolled out three new software products to help track and manage internal e-mails and instant messaging conversations. |
Wall Street & Technology October 27, 2005 |
Self-Service Compliance With Certus Software's Governance360, companies can include key compliance information - such as control data, summaries, reports and near real-time alerts - in a financial management portal. |
Wall Street & Technology November 21, 2006 Cory Levine |
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. |
Wall Street & Technology March 2, 2004 Jessica Pallay |
InfoStep Stands Up to Sox Still stumped by Sarbanes Oxley? InfoStep has released eLustroHarmony, a risk-management and compliance tool to help get firms on track with SOX. |
Wall Street & Technology June 23, 2008 Cory Levine |
SunGard Introduces New Compliance Module Within Asset Arena Asset Arena Compliance improves compliance workflow and data management from the front to the back office. |
Wall Street & Technology March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Wall Street & Technology June 22, 2004 Steve Marlin, InformationWeek |
Learning to Like Compliance Speakers at InformationWeek Media Network's compliance forum are achieving compliance without disrupting their businesses. |
Financial Planning October 1, 2009 Nancy Lininger |
What It Takes Compliance is top of mind at many firms today. Here's what makes a great compliance officer, no matter who takes the role. |
Bank Technology News April 2004 |
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. |
Bank Systems & Technology July 5, 2004 Cynthia Ramsaran |
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. |
InternetNews March 7, 2005 Jim Wagner |
Tech Heavies Throw Weight Into Compliance HP, Oracle and others want to build a cross-industry, global framework for companies looking to get a handle on government compliance regulations. |
Insurance & Technology May 3, 2006 Maria Woehr |
Security Screening To help insurers comply with the customer and information screening requirements of the Office of Foreign Asset Control and the USA PATRIOT Act, ChoicePoint has launched the Bridger Insight XG compliance software. |
InternetNews December 7, 2009 |
Oracle Enhances Risk, Compliance Offerings GRC gets some new duties in Oracle's latest update to its enterprise governance, risk and compliance management suite |
U.S. Banker November 2007 Patrick Conte |
Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance. |
CIO July 1, 2005 Edward Prewitt |
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. |
U.S. Banker March 2007 Paresh Amin |
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. |
Bank Technology News January 2006 |
Better Info Security Driven By Regulatory Compliance If information security is to become a strategic priority, then banks can start by reviewing existing practices -- their own and that of those companies with which they do business. |
Insurance & Technology May 14, 2005 David Joachim |
Q&A With Allstate Security Boss Kim Van Nostern An interview about how, in today's environment, it takes more than technical expertise to run a secure insurance enterprise. |
Inc. September 2005 Amy Feldman |
Five Ways that Smart Companies Comply Some tips for playing by the Sarbanes-Oxley rules. |
InternetNews October 4, 2005 Jim Wagner |
Symantec Buys Bindview for $209M According to the companies, the joint company will be able to offer its customers either agent-based or agent-less offerings to define, control and sustain IT compliance requirements. |
Wall Street & Technology February 4, 2005 Maria Santos |
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. |
Bank Systems & Technology June 1, 2005 Phil Britt |
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. |
InternetNews April 4, 2006 Michael Hickins |
SAP Takes Compliance Partner In-House SAP acquired its compliance software partner Virsa for an undisclosed sum and is taking some of its budding product plans for compliance in-house. |
InternetNews March 5, 2007 Michael Hickins |
Oracle Hot For Governance Governance, risk and compliance is emerging as a major center of investment, and Oracle won't leave the field to SAP. |
Insurance & Technology February 19, 2004 Anthony O'Donnell |
Compliance as Opportunity Regulatory compliance demands force insurers to dedicate scarce resources, but meeting those demands can be the occasion to accomplish worthwhile IT goals. |
InternetNews October 3, 2006 Andy Patrizio |
McAfee Reaches For Citadel Security Software McAfee on Tuesday announced it will acquire substantially all of the assets of Citadel Security Software for approximately $56 million in cash, plus an estimated $4 million in working capital reimbursement. |
InternetNews September 7, 2006 Michael Hickins |
SAP Pushes Compliance as Strategy SAP suggests that governance, risk and compliance management can become more of a strategic asset than simply a burdensome cost. |
Bank Director 2nd Quarter 2010 Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
Insurance & Technology January 5, 2007 Vincent Oliva |
Take Risk Management and Compliance to the Next Level A seemingly never-ending wave of new compliance directives is perplexing insurance companies around the world, sowing confusion among insurers about how they should respond. |
FAO Today Mar/Apr 2008 Peggy Cope |
Department Compliance: Are You Desperately Seeking Compliance? New weapons are available in the war to keep companies on the right side of a host of regulations. |
Wall Street & Technology August 27, 2004 Jessica Pallay |
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. |
InternetNews October 16, 2009 |
Novell, SAP Partner for Governance, Compliance Software companies promise to bridge gap between business processes and IT security and controls. |
Wall Street & Technology May 20, 2008 Cory Levine |
Capgemini Partners With Teradata to Create Compliance and Operations Platform The new platform will enable holistic regulatory reporting and monitoring of trade status issues. |
Investment Advisor February 2008 Papa & Marks |
The New Paradigm Integrating operations and compliance. |
CIO August 8, 2011 Jim Buchanan |
Cloud Computing: 4 Tips for Regulatory Compliance Cloud computing makes it harder for enterprises to be sure they're complying with industry and government regulations. IT and legal experts offer CIOs advice on how to stay in compliance even when their applications reside in the cloud. |
Insurance & Technology February 8, 2004 |
Auditing Technology from ACL Services ACL Services Ltd., a provider of audit and data analysis technology to financial executives and audit professionals, has launched the Continuous Controls Monitoring solution suite. |
Insurance & Technology February 9, 2004 Julie Gallagher |
No Rest for the Compliance Weary in 2004 Many insurance carriers are playing post-deadline compliance catch-up in 2004. |
Wall Street & Technology April 27, 2004 Jessica Pallay |
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. |