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The Motley Fool
March 22, 2004
Shannon Zimmerman |
Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds.   |
The Motley Fool
May 21, 2004
Paul Elliott |
Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough? |
BusinessWeek
January 12, 2004 |
A White Knight For Mutual-Fund Investors No mutual-fund executive wants to get a phone call from Eliot Spitzer these days. |
The Motley Fool
April 6, 2004
Shannon Zimmerman |
Surviving the Fund Scandal Times are tough for fund investors, but they're about to get better. An unfolding mutual fund scandal is paving the way for serious reform. |
Registered Rep.
September 1, 2005
Stan Luxenberg |
Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier. |
Registered Rep.
January 1, 2006
Kevin Burke |
Spitzer Hints Scandal Is Winding Down While Spitzer remains tight-lipped on the status of the industrywide trading investigation he launched in September 2003, he hinted that it is perhaps nearing the finish line. |
Registered Rep.
April 1, 2006
Stan Luxenberg |
To Define a Theft For all the uncertainties, the SEC continues battling the mutual fund market-timing problem. After the scandal broke, the regulator promised tough moves to stop the questionable trading. But so far, the pace of change has been slow. |
The Motley Fool
August 5, 2004
Tim Beyers |
Will Lawsuit Hurt Express Scripts? Although investors seem to be over the initial jitters arising from Express Scripts' problems, the stock is still down more than 12% since New York Attorney General Eliot Spitzer filed a lawsuit accusing the pharmacy benefits manager of fraud. |
BusinessWeek
January 12, 2004 |
The Mutual-Fund Scandals Leaving the little guy in the dark made for some nice payoffs, but the comeuppance stands to be even heftier as funds face legal actions. |
Financial Advisor
November 2003
Marla Brill |
Advisors Divided Over Fund Scandals Some think they are isolated cases; others say their faith is being tested. |
CFO
January 30, 2004
Tim Reason |
Cheese It, the States! Corporate wrong-doers are finding state cops more aggressive than the feds. |
Registered Rep.
April 1, 2006
Kristen French |
Your Fees Under the Regulator Microscope Financial advisors had better be able to justify their fees, because regulators have been busy examining fees charged to retail clients. |
Registered Rep.
December 2, 2003
Will Leitch |
Spitzer, OCC Issue Corporate Death Penalty The news came right before the Thanksgiving holiday, so you might have missed it. But let there be no doubt: The mutual fund investigations have now gone nuclear. |
Registered Rep.
March 12, 2008
Kristen French |
Advisors: No Love Lost On Spitzer Eliot Spitzer, who's dramatic demise over the past few days has been covered backwards and forwards by every media outlet in the country, is not getting a lot of sympathy from the financial community. |
The Motley Fool
December 8, 2004
Rich Smith |
Spitzer for Governor? Crusading prosecutor takes aim at New York's governor's mansion. |
BusinessWeek
January 19, 2004
Borrus & Dwyer |
How To Crack Down On Mutual-Fund Fees The SEC should require uniform cost disclosure. |
Registered Rep.
June 3, 2003
Will Leitch |
Brokerage Chiefs in Spitzer's Sights When New York Attorney General Eliot Spitzer announced the $1.4 billion settlement of the securities conflict of interest case in April, his office warned that it was "the beginning, not the end." Wirehouses are finding out, in a big way, that he wasn't kidding. |
The Motley Fool
September 16, 2004
Rich Smith |
Jos. A. Bank's (Law) Suit New York's attorney general orders the company to change its advertising strategy. Does this mean anything to investors? |
Registered Rep.
April 28, 2003
Will Leitch |
Historic Settlement Doesn't Target Brokers -- But You're Hardly Home Free Now that the Wall Street global settlement is official, brokers might be inclined to heave a sigh of relief. Don't. While the settlement will have a lasting impact on the brokerage industry, brokers have been unscathed by the Spitzer investigations -- so far. |
The Motley Fool
August 4, 2005
Tom Taulli |
Amvescap Won't Talk Takeovers After an OK quarter, investors wonder: Will one of the world's largest mutual fund companies be bought out? |
Registered Rep.
December 1, 2006
Halah Touryalai |
Out with a Bang Eliot Spitzer may have less than a month left as New York State's attorney general, but the governor elect says there two new Wall Street cases he's taking on before year's end. |
BusinessWeek
July 28, 2003
Borrus & McNamee |
States vs. the SEC: What's All the Shouting for? On the surface, it looks like the fragile alliance between state and federal securities cops is crumbling. There's more -- and less -- going on here than meets the eye. |
Salon.com
August 28, 2001
John Solomon |
One, two, many Enron Fields! Purists complain about corporate names for new sports arenas, but it's better than subsidizing them with public money... |
Salon.com
January 16, 2003
Arianna Huffington |
Cold feet Eliot Spitzer caved to Wall Street criminals. Maybe he decided that taking on the most powerful people in the country might not be the best strategy for a man considering a run for governor. |
Sports Illustrated
August 23, 2001
Frank Deford |
Keeping the faith Loyalty in sports eclipses all others... |
The Motley Fool
January 9, 2004
Bill Mann |
Spitzer in Need of Update You'd think the New York attorney general's office would offer more warnings about Wall Street's wrongdoers. |
U.S. Banker
February 2010
Matt Ackermann |
The Rise of the Megafund With more banks expected to shed fund units to raise capital, deep-pocketed investment managers are poised to get even bigger. |
Registered Rep.
September 25, 2002
Rick Weinberg |
NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street. |
The Motley Fool
January 24, 2011
Rick Aristotle Munarriz |
Mutual Funds Have a Lot to Prove The financial services industry may be capping a stellar 2010, but the future isn't as rosy. |
Registered Rep.
February 24, 2003
David A. Gaffen |
AIM Rules Again In Web Site Rankings AIM Investments once again ranked at the top of a survey evaluating how useful various mutual fund Web sites are to financial advisors. |
The Motley Fool
February 9, 2009
Matt Koppenheffer |
Are Stadium Naming Rights a Stock Hex? Here's a theory -- when any one industry starts to snatch up all the naming rights for sports stadiums, like banks now, it's time to start selling stocks in that industry. |
Registered Rep.
June 10, 2008 |
Would You Invest With Client No. 9? Eliot Spitzer, the disgraced former New York State governor once heralded as Sheriff of Wall Street, is mulling launching a distressed real estate fund. |
