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Wall Street & Technology
October 23, 2006
Ivy Schmerken |
Buy-Side OMSs Face the EMS Threat Buy-side firms are beginning to question the future of the traditional order management systems. Should it take on more execution functionality or hand off execution to the execution management systems?   |
Wall Street & Technology
August 17, 2007
Richard Jones |
Broker-Neutral OMS/EMS Solution Can Address Rapid Change In Investment Industry The investment industry is experiencing an increasingly rapid pace of change in both the asset classes under management and the way in which they are traded. |
Wall Street & Technology
January 22, 2008
Ivy Schmerken |
All Trading Desks Are Not Equal With all of the resources spent on giving traders an extra edge, asset managers are benchmarking their trading capabilities abilities to learn how they stack up against their peers. |
Wall Street & Technology
January 24, 2006
Peter A. Horowitz |
Developments on the Horizon Seven trends that could significantly impact brokerages and their support systems: The Aging of the Investor Class... Cross-Market Competition and Consolidation... Direct Market Access... etc. |
Wall Street & Technology
January 22, 2008
Sabatini & Smirnoff |
Trade Reporting, Surveillance Key To Compliance With increased regulatory focus on protecting securities market participants, trade reporting and trade surveillance are key to providing transparency, efficiency and oversight for today's trading environment. |
Wall Street & Technology
June 13, 2006
Cory Levine |
Indirect Hit Although the Markets in Financial Instruments Directive (MiFID) has yet to fall on the EU, the global nature of the industry demands that U.S. financial firms pay attention to the changes at hand. |
Wall Street & Technology
July 26, 2004
Ivy Schmerken |
The Buy Side Takes Charge Access to aggregators, crossing networks and algorithms is changing the buy-side trading desk. |
Wall Street & Technology
February 12, 2007
Cory Levine |
The Debate Over Execution Management Systems Vs. Order Management Systems Over time, the current debate over the value of execution management systems versus order management systems will become irrelevant to investment institutions. |
Wall Street & Technology
February 12, 2004
Ivy Schmerken |
Changing the Rules of the Game A change in the trade-through rule now on the SEC's agenda could lead to more direct-access and smart order-routing tools. |
Wall Street & Technology
March 21, 2006
Larry Tabb |
Reg NMS: A Pox on All Your Houses The SEC's Reg NMS will significantly alter the way the markets and the industry as a whole operate. Instead of the market consolidation we have seen over the past few years, we are seeing a market fragmentation, as regional exchanges retool and ECNs proliferate. |
Wall Street & Technology
February 4, 2005
Ivy Schmerken |
Pre-Trade Analysis Brokers are developing pre-trade analytics in connection with their algorithms to help buy-side customers determine the best algorithms to use. |
Wall Street & Technology
October 24, 2007
Michael Topper |
The Repercussion of MiFID and Reg NMS in the U.S. U.S. financial institutions must educate themselves on the difference and similarities between Reg NMS in the States and MiFID in Europe to ensure they know the rules and are able to comply. |
Wall Street & Technology
November 29, 2004
Larry Tabb |
What's the Value of Data? Market data not only comes from aggregators and exchanges; firms are becoming more active in the data market as they try to reduce latency and enhance their direct-to-customer technology offerings. |
Bank Systems & Technology
February 1, 2007
Nancy Feig |
New Products Source Technologies Redesigns Kiosk... SIA Automates Best Execution for MiFID... Kodak Launches New Check 21 Solutions... |
Wall Street & Technology
July 1, 2005
Ivy Schmerken |
The New Sell-Side Trader: Execution Consultant Brokers are morphing into execution consultants to advise the buy side on selecting algorithms and measuring performance. But how will the sell side reinvent the institutional sales trader? |
Investment Advisor
November 2006
Thomas D. Giachetti |
Defining Fiduciary What is a financial advisor's true fiduciary duty? |
Wall Street & Technology
February 14, 2006
Larry Tabb |
Aggregation: Back to the Future With only two or three trading venues, aggregation is not very interesting. However, with the existence of three major execution venues, and another six or seven regionals and ECNs, in conjunction with an empowered SEC focused on best execution, and now you have a horse race. |
Bank Technology News
September 2004
Michael Sisk |
Trading: Direct Execution Goes Mainstream The need to offer direct execution is all the greater now that the New York Stock Exchange is pushing ahead with it's Direct Plus program. |
Wall Street & Technology
January 23, 2007
Cory Levine |
A Market Turned Upside Down The E.U.'s Markets in Financial Instruments Directive is scheduled to go into effect in November 2007. Even U.S.-based firms will need to have a thorough strategic plan for compliance in order to stay competitive in the global markets. |
HBS Working Knowledge
August 11, 2008
Martha Lagace |
Strategy Execution and the Balanced Scorecard An excellent strategy often fades from memory as an organization tackles day-to-day operations issues. |
Wall Street & Technology
September 23, 2005
Larry Tabb |
To Have and to Hold Should financial firms spend money either to build or acquire client-facing front ends? Or, do firms stay front-end agnostic, partnering with a few select platforms for greater integration, but allow all others to connect via a FIX connection? |
Bank Technology News
November 2004
Shane Kite |
Trading: Direct Execution Players Get Beefy Banks and brokers are stocking up on tech and management tools, bundling direct access with algorithmic trading, as the industry gets more competitive than ever. |
Wall Street & Technology
January 5, 2007 |
Thomson Launches New OMS Thomson Financial pulled the curtain off of its new order management system for asset managers and buy-side traders, TradeCentral. |
Wall Street & Technology
January 4, 2004
Ivy Schmerken |
Get With the Program Sell-side desks are giving their buy-side clients access to program-trading tools so they can slice and dice large blocks and measure transaction costs. |
Registered Rep.
May 9, 2007
Christina Mucciolo |
Morgan Stanley to pay $7.96 Million for Best Execution Fraud The SEC announced that Morgan Stanley will pay penalties to settle the charges against the firm for failing to provide best execution to clients. |
Wall Street & Technology
July 28, 2004
Ivy Schmerken |
Product Watch Want More Integrated E-Trading?... Displaying Treasury Data in 3-D... Extending the OMS... etc. |
Wall Street & Technology
January 24, 2006
Paul Allen |
Turning the Tide As ECNs and other alternative trading systems have emerged, fragmentation in the capital markets has increased. But with the acquisitions of Archipelago by the NYSE and of the Brut and INET ECNs by Nasdaq, the tide may be turning. |
Wall Street & Technology
November 17, 2003
Ivy Schmerken |
Cleared for Takeoff Clearing firms are rolling out execution services with order-routing and direct-access partners. |
