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Insurance & Technology December 23, 2005 |
Rethinking Risk Management Many firms have allocated a disproportionate amount of resources to Sarbanes-Oxley compliance, according to a new report. |
Bank Systems & Technology February 27, 2006 Maria Bruno-Britz |
Taking SOX to the Next Level It is time for banks to rethink their strategic approaches to Sarbanes-Oxley requirements. |
CIO July 1, 2005 Edward Prewitt |
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. |
Wall Street & Technology May 15, 2006 Greg MacSweeney |
Playing by the Rules A growing number of voices is calling for a slimming down of SOX's reach, arguing that smaller financial companies cannot afford the compliance price tag. |
The Motley Fool March 31, 2005 Tom Taulli |
Limited Resources? Sarbanes-Oxley has been a boon for Resources Connection, an area the professional services firm specializes in. But things seem to be slowing down. Investors, take note. |
InternetNews March 9, 2007 Andy Patrizio |
Sarbox: The Blacktop To Financial Hell Sarbanes-Oxley was more of an emotional reaction than reasoned law when it was passed. Now there's enough evidence that it's doing more harm than good. |
InternetNews November 12, 2004 Sean Michael Kerner |
SOX Deadline Arrives After months of preparation and trepidation, Sarbanes-Oxley arrives Monday for U.S. publicly traded companies. |
IndustryWeek February 1, 2006 Jill Jusko |
Sarbanes-Oxley: Private Opportunity In Public Regulation With an eye toward the future, some closely held firms voluntarily adopt Sarbanes-Oxley Act principles. |
CIO May 15, 2006 Diann Daniel |
Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk. |
Wall Street & Technology October 26, 2005 Katherine Heires |
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. |
The Motley Fool July 19, 2005 Stephen D. Simpson |
Sarbanes Pain Is Resources Connection's Gain Greater demand for compliance assistance has boosted this financial-services firm. Keep their stock on your watch list. |
Wall Street & Technology April 27, 2004 Jessica Pallay |
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. |
Wall Street & Technology November 27, 2006 Greg MacSweeney |
The Audacity Some reformers are looking to reduce SOX 404's reach so it doesn't place undue burdens on smaller public companies that cannot handle rigorous SEC oversight. |
Wall Street & Technology March 1, 2004 |
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated |
Wall Street & Technology March 26, 2004 |
Viewing SOX Holistically It's a good thing that the Sarbanes-Oxley Section 404 deadline has been extended, as many on Wall Street weren't quite ready for the June 15 mandate. |
InternetNews December 7, 2009 |
Oracle Enhances Risk, Compliance Offerings GRC gets some new duties in Oracle's latest update to its enterprise governance, risk and compliance management suite |
Insurance & Technology April 20, 2005 Anthony O'Donnell |
Compliance Sticker Shock In a recent survey, financial services companies have reported higher-than-expected costs in dealing with the demands of Sarbanes-Oxley Section 404 compliance. |
InternetNews August 29, 2005 Jim Wagner |
Work Remains for Sarbox Compliance Businesses have a lot of work ahead of them before they're fully compliant with federal data retention and financial reporting rules under the Sarbanes-Oxley Act, a new study concludes. |
InternetNews April 4, 2006 Michael Hickins |
SAP Takes Compliance Partner In-House SAP acquired its compliance software partner Virsa for an undisclosed sum and is taking some of its budding product plans for compliance in-house. |
InternetNews March 8, 2006 Sean Michael Kerner |
GPL 3 Good For SOX? The GPL open source license does not increase legal risk to companies that are governed by the Sarbanes-Oxley Act of 2002, according to the Software Freedom Law Center. |
Wall Street & Technology February 12, 2004 Jessica Pallay |
Suiting Up For SOX The Sarbanes-Oxley Act has CIOs struggling to find technology that will support tighter financial controls and processes. |
Insurance & Technology August 10, 2006 Maria Woehr |
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. |
Wall Street & Technology March 2, 2004 Jessica Pallay |
InfoStep Stands Up to Sox Still stumped by Sarbanes Oxley? InfoStep has released eLustroHarmony, a risk-management and compliance tool to help get firms on track with SOX. |
Bank Systems & Technology November 24, 2008 Peggy Bresnick Kendler |
Agiliance Launches RiskVision, IT Risk, Compliance Management Platform San Jose, Calif.-based Agiliance, a provider of governance, risk and compliance software solutions, has launched RiskVision 4.0, a risk and compliance management platform. |
Wall Street & Technology October 27, 2005 |
Self-Service Compliance With Certus Software's Governance360, companies can include key compliance information - such as control data, summaries, reports and near real-time alerts - in a financial management portal. |
InternetNews March 9, 2007 Michael Hickins |
How SOX Saved America The Sarbanes-Oxley Act of 2002 regulations help reassure investors of the accuracy of corporate P&Ls - and enable them to make informed investing decisions. |
Bank Technology News April 2004 |
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. |
The Motley Fool March 12, 2007 Dale Baker |
I Love Sarbanes-Oxley The criticisms leveled at Sarbanes-Oxley illustrate exactly why we should keep it. Paying to reduce risk is part of our commercial society. Investments should be no different. |
Wall Street & Technology August 27, 2004 |
Up Front Fraudsters Go Phishing... Things Are Looking Up... SOX on the Brain... |
The Motley Fool December 1, 2004 Rich Duprey |
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. |
U.S. Banker May 2005 Karen Krebsbach |
SOX Costs Prompt Switch From Public to Private Many public community banks are going private to avoid the high costs and reporting requirements of Sarbanes-Oxley compliance. But are the savings of going private worth the hassle? |
InternetNews July 26, 2010 |
Tripwire Enterprise 8.0 Automates Compliance Enhancements in Tripwire Enterprise 8.0 automate compliance and repair of configuration errors. |
IndustryWeek November 1, 2007 Brad Kenney |
More IT Issues Facing CFOs According to a recent study only about one in 10 CFOs report making significant progress in core IT areas during the past year. |
Insurance & Technology March 2, 2006 Maria Woehr |
Risky Business Executives lack a high degree of confidence in their organizations' risk management capabilities, according to a Protiviti survey of more than 75 C-level executives from U.S.-based Fortune 1,000 companies. |
Pharmaceutical Executive April 1, 2007 Papworth et al. |
Get a Grip on the Supply Chain For the pharma industry, Sarbanes-Oxley revenue-recognition compliance is reducing perfectly competent execs to complete blubber. Here's help in figuring out when a sale is really a sale. |
Entrepreneur August 2007 Jennifer Pellet |
The Land of the Audit-Free Small businesses are being liberated from SOX restrictions. The changes come at a critical time for companies with less than $75 million in market capitalization, which are to begin complying with the management guidance part of SOX during the 2007 audit cycle. |
InternetNews November 2, 2005 Erin Joyce |
Movaris And The SOX 'Last Mile' Movaris' OneClose software wants to cast new light on companies' "last mile" accounting issues. |
Bank Systems & Technology February 22, 2007 Nancy Feig |
A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment. |
Insurance & Technology January 26, 2005 Anthony O'Donnell |
Database Lockdown To address compliance needs, Waltham, Mass.-based Guardium released software solutions for its SQL Guard database security platform. |
IndustryWeek January 1, 2006 Tonya Vinas |
Sarbanes-Oxley: New Liabilities For Trade Secrets Executives need to handle trade secrets according to new rules, or be subject to punishment under Sarbanes-Oxley. |
Bank Technology News October 2008 Kyle Duckers |
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. |
Bank Technology News April 2006 Michael Sisk |
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. |
Inc. August 2005 Amy Gunderson |
Can't Find an Accountant? Sarbanes-Oxley has so overwhelmed accountants that companies are having trouble getting their books audited. |
U.S. Banker March 2008 Christopher Myers et al. |
SOX Relief for Smaller Banks The SEC and the Public Company Accounting Oversight Board apparently agree that SOX may be too burdensome on small companies, and some relief may be on the horizon. |
Wall Street & Technology June 22, 2004 Steve Marlin, InformationWeek |
Learning to Like Compliance Speakers at InformationWeek Media Network's compliance forum are achieving compliance without disrupting their businesses. |
National Real Estate Investor January 1, 2005 Matt Valley |
Is Sarbanes-Oxley worth the pain and suffering? A year ago in this column, I predicted that the Sarbanes-Oxley corporate governance act (SOX) would be a big story for the REIT world and beyond in 2004. The evidence suggests that I was correct. |
Wall Street & Technology March 1, 2004 Jim Middlemiss |
Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight? |
Insurance & Technology June 14, 2005 Wendy Toth |
Securing Compliance: System, Project or Process? Database and application security products are growing in popularity as companies look for ways to keep up with regulatory demands like Sarbanes-Oxley. |
The Motley Fool June 15, 2005 Rich Smith |
Online Resources: As Good As Its Word You can take this financial software provider's stock to the bank. The company announced a part-stock, part-cash deal to acquire privately held Integrated Data Systems (IDS). |
The Motley Fool April 27, 2005 Tom Taulli |
Entrust Gets Help From Uncle Sam In a tough software sector, diversification is paying off for Entrust. Investors, take note. |