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Wall Street & Technology
February 12, 2004
Outlook 2004: Compliance Tops the Charts Never before has Wall Street faced so many new regulations with major technology implications. mark for My Articles similar articles
Wall Street & Technology
November 18, 2005
Leslie Kramer
CIO Challenge: Business Process Outsourcing As Wall Street firms reevaluate their core competencies, once-strategic business processes are now being outsourced. But deciding which processes to outsource and managing the provider relationship remain critical to success. mark for My Articles similar articles
Bank Systems & Technology
December 1, 2003
Cynthia Ramsaran
Newer Regulations Keep Banks On Their Toes When it Comes to Content Compliance demands highlight need for enhanced content management strategies. mark for My Articles similar articles
Wall Street & Technology
June 28, 2005
Maria Santos
The Shift to Holistic Compliance As U.S. financial institutions feel the burden of complying with a multitude of regulations, forward-thinking firms are examining ways to use their existing technology for more than one compliance initiative. mark for My Articles similar articles
Insurance & Technology
August 12, 2005
Peggy Bresnick Kendler
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. mark for My Articles similar articles
InternetNews
November 11, 2004
Jim Wagner
Report: Challenging IT in 2005 IDC Research this week published a white paper that reveals the trends expected to impact IT spending next year. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Jim Middlemiss
Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight? mark for My Articles similar articles
Wall Street & Technology
January 24, 2006
Cory Levine
A New View of Risk Only now are financial firms approaching the risk associated with their technology infrastructures as a business-critical initiative with substantial bottom-line implications and devoting greater resources to their maintenance. mark for My Articles similar articles
Bank Technology News
August 2008
DiCristofaro & Kelly
What's Driving IT Spend For Basel II The financial industry's largest banks and broker-dealers have faced considerable challenges in their efforts to improve financial risk management and satisfy evolving regulatory requirements generated by the Basel II Capital Accord. mark for My Articles similar articles
Wall Street & Technology
November 21, 2006
Cory Levine
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. mark for My Articles similar articles
Bank Technology News
October 2008
Kyle Duckers
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. mark for My Articles similar articles
IndustryWeek
April 1, 2005
Finance -- On Balance Senior executives, especially in this Sarbanes-Oxley era, remain hesitant to outsource finance functions. Done selectively, however, such outsourcing might actually benefit governance and compliance. A recent survey of 203 senior executives reinforces this premise. mark for My Articles similar articles
Bank Systems & Technology
June 1, 2005
Phil Britt
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. mark for My Articles similar articles
Bank Systems & Technology
February 22, 2007
Nancy Feig
A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment. mark for My Articles similar articles
HRO Today
Mar/Apr 2008
Kerry Ann Vales
Compliance Outsourcing Gaining New Ground in HRO Contracts In a world of changing regulations, employers are increasingly looking to service providers to help ensure they meet all applicable mandates. Expect more contracts, especially mid-market ones, to tack on compliance as part of the service delivery. mark for My Articles similar articles
Bank Systems & Technology
July 5, 2004
Cynthia Ramsaran
The Buzz on Basel II Banks leverage enterprise management technologies to get head start on compliance. mark for My Articles similar articles
Bank Systems & Technology
May 24, 2007
Nancy Feig
Banks Make Headway Towards Basel II While international banks have made considerable progress toward complying with the provisions of Basel II, US banks still are waiting for the final rules. But that isn't keeping them from reexamining their risk management technologies. mark for My Articles similar articles
Bank Systems & Technology
August 30, 2005
Maria Bruno-Britz
Standard Jumps on Standards Johannesburg-based Standard Bank chose SunGard's Capital Manager for Basel II solution for its Basel II compliance and capital management needs. mark for My Articles similar articles
Bio-IT World
February 11, 2005
Judy Hanover
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. mark for My Articles similar articles
Bank Systems & Technology
August 30, 2005
Phil Britt
Comprehensive Controls The better control a bank has on its risk exposure, the better its opportunity for profitability. Still, many financial institutions continue to struggle to establish enterprisewide risk management controls that provide a true picture of risk across the organization. mark for My Articles similar articles
Bank Technology News
September 2009
Mike Scheuerman
Outsource the Small Stuff Small financial institutions typically struggle with their IT infrastructure. Often, the answer is outsourcing. mark for My Articles similar articles
Bank Systems & Technology
February 10, 2004
Bill Bradway
"Wait and See" No More 2004 is not the year for bank technology executices to sit on their hands. Hitting full stride are enterprise-performance management, risk management, channel renewal and fraud management. mark for My Articles similar articles
Bank Technology News
April 2006
Michael Sisk
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. mark for My Articles similar articles
Bank Technology News
February 2009
Brian Longe
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. mark for My Articles similar articles
CIO
July 1, 2005
Edward Prewitt
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. mark for My Articles similar articles
Wall Street & Technology
October 25, 2004
Jim Middlemiss
BPO Draws Broader Appeal Faced with ever-increasing pressure to cut costs, more investment firms are tapping business process outsourcing. mark for My Articles similar articles
Wall Street & Technology
February 4, 2005
Maria Santos
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. mark for My Articles similar articles
CIO
December 1, 2006
Bill Regehr
Fear of Dependency Small to midsize organizations, using small to midsize vendors, must always be ready to break away and stand on their own two feet. mark for My Articles similar articles
Pharmaceutical Executive
July 1, 2005
Patrick Clinton
The Single Source of Truth The regulatory load thrust upon pharma's shoulders in recent years has made compliance solutions a top budget priority for IT executives, and sent technology suppliers on a mission to uncover for pharma companies. mark for My Articles similar articles
Wall Street & Technology
November 17, 2003
Jim Middlemiss
A Risky Operation A wave of new regulations is forcing investment-management firms to focus on reducing their operational risk. mark for My Articles similar articles
Bank Systems & Technology
February 10, 2004
Paul Kurgan
Truth & Consequence Don't let compliance foil your business. mark for My Articles similar articles
Wall Street & Technology
November 17, 2003
Ivy Schmerken
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management? mark for My Articles similar articles
Insurance & Technology
June 16, 2004
Julie Gallagher
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. mark for My Articles similar articles
Wall Street & Technology
September 21, 2004
Maria Santos
Fine-tuning the BCP Sept. 10 marked the last of several SEC-approved deadlines for NASD and New York Stock Exchange members to implement business continuity standards. mark for My Articles similar articles
Wall Street & Technology
January 24, 2006
Maria Wakem
Holding the Spending Line Finding ways to control compliance costs has become a high priority for Wall Street CIOs as they realize that more IT dollars diverted toward compliance means fewer IT dollars devoted to clients' needs and company growth. mark for My Articles similar articles
CIO
August 15, 2003
Ben Worthen
NASD Rules Cement Need to Preserve Instant Messages Add saving instant messages to your Sarbanes-Oxley compliance to-do list. Since the Nasdaq this summer joined the New York Stock Exchange in requiring its members to save instant messages, there's a clear precedent for what documents need to be retained under the law. mark for My Articles similar articles
Bank Director
2nd Quarter 2010
Jack Milligan
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. mark for My Articles similar articles
Insurance & Technology
May 18, 2004
Julie Gallagher
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures mark for My Articles similar articles
InternetNews
January 6, 2009
Drew Robb
Obama, Dems Could Mean New Compliance Regs The global financial meltdown and Democratic control of the White House and Congress will likely mean new corporate accountability regulations - and more work for storage administrators. mark for My Articles similar articles
Wall Street & Technology
January 5, 2004
Anthony Guerra
Acronyms Abound in Operations IM, BCP and STP are all part of the alphabet soup that operations professionals grapple with every day. mark for My Articles similar articles
IndustryWeek
August 1, 2008
So You Think you Want to Outsource Your IT? Here are five key questions to answer before making the outsourcing decision. mark for My Articles similar articles
InternetNews
October 20, 2004
Clint Boulton
IBM Spruces Up Compliance Taking advantage of compliance regulations to pursue new revenue streams, IBM said it has created a new storage device and software packages to make it easier for businesses to meet record retention policies. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. mark for My Articles similar articles
Bank Systems & Technology
February 25, 2010
Penny Crosman
Recalculating Risk: The New Rules of Risk Management New data management and risk analytics tools are giving banks such as ING, HSBC and Union Bank insight into enterprise-wide risk exposures and a head start on Basel II rules. mark for My Articles similar articles
CFO
September 1, 2003
Alix Nyberg
Sticker Shock When Congress passed the Sarbanes-Oxley Act of 2002, it didn't worry about how much it would cost companies. Today, CFOs are totting up the compliance bill -- and they don't like what they see. mark for My Articles similar articles
Bank Technology News
April 2004
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. mark for My Articles similar articles
InternetNews
February 25, 2005
Steve Apiki
Sarbanes-Oxley: Driving the Storage Compliance Boom No government or agency regulation has refocused the energies of IT administrators and storage professionals like the Sarbanes-Oxley Act. mark for My Articles similar articles
Bank Technology News
May 2007
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. mark for My Articles similar articles
Wall Street & Technology
September 23, 2005
Basel II Falls Flat Despite increased efforts, banks are less certain about the benefits of Basel II compliance, according to a recent survey. mark for My Articles similar articles
Wall Street & Technology
July 1, 2005
Maria Santos
Deutsche Bank's Lehrman Moves to Merrill Ira Lehrman joined Merrill Lynch as first vice president and head of global investment banking and client technology. mark for My Articles similar articles