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OCC Bulletin
May 23, 2002 |
Implicit Recourse in Asset Securitization The purpose of this guidance is to assist both bankers and examiners in assessing what types of post-sale actions may, or may not, constitute implicit recourse...   |
OCC Bulletin
January 5, 2004 |
Banks/Thrifts Providing Financial Support to Funds Advised by the Banking Organization or its Affiliates The purpose of the guidance is to alert banking organizations and examiners of the safety and soundness implications of, and the legal impediments to, a bank providing financial support to investment funds advised by the bank, its subsidiaries or affiliates. |
OCC Bulletin
June 16, 2004
Emory W. Rushton |
Certain Foreign Accounts Interagency Advisory: Guidance on accepting accounts from foreign governments, foreign embassies and foreign political figures. |
OCC Bulletin
December 13, 1999 |
Interagency Guidance on Asset Securitization Activities During recent examinations, our examiners have noted an unacceptable number of national banks with risk management systems or internal control infrastructures insufficient to support the institution's securitization activities. |
OCC Bulletin
May 6, 2005 |
Bank Secrecy Act/Anti-Money Laundering Interagency interpretive guidance on providing banking services to money services businesses operating in the United States. |
OCC Bulletin
August 11, 2003 |
Liquidity Risk Interagency Advisory on the Use Of the Federal Reserve's Primary Credit Program in Effective Liquidity Management |
OCC Bulletin
April 13, 2005 |
Interagency Guidance for Determination of Risk- Based Capital for Unrated Direct Credit Substitutes Extended to Asset-Backed Commercial Paper Programs The provisions included in this policy statement are effective immediately. |
OCC Bulletin
December 4, 2002 |
Accrued Interest Receivable This clarifies the appropriate accounting treatment for banking organizations that securitize credit card receivables and record an asset commonly referred to as an Accrued Interest Receivable. |
OCC Bulletin
May 10, 2005 |
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions and Certain Alternative Dispute Resolution Provisions in External Audit Engagement Letters The advisory alerts financial institutions to the safety and soundness implications of provisions that limit the external auditor's liability in a financial statement audit. |
OCC Bulletin
February 20, 2001 |
Bank Secrecy Act/Anti-Money-Laundering The attached guidance was issued to help U.S. financial institutions avoid transactions that may involve the proceeds of foreign official corruption. |
OCC Bulletin
February 9, 2006 |
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions in External Audit Engagement Letters Final Advisory: Financial institutions should be on the alert not to enter into external audit arrangements that include certain provisions that the agencies deem to be unsafe and unsound. |
OCC Bulletin
September 28, 1999 |
Risk-Based Capital: Joint Statement As part of their efforts to foster readiness for year 2000, the Federal banking agencies have issued guidance to banking organizations calling for the development of contingency plans to address funding, liquidity, and other issues. |
OCC Bulletin
April 25, 2005 |
Bank Secrecy Act/Anti-Money Laundering Joint statement on providing banking services to money services businesses. |
OCC Bulletin
September 14, 2001 |
Risk-Based Capital The attached joint statement addresses the agencies' supervisory approach to possible temporary balance sheet growth due to potential unusual market responses in the aftermath of the events of September 11. |
OCC Bulletin
October 5, 1999 |
Risk-Based Capital A joint statement addresses the agencies' supervisory approach to possible temporary balance sheet growth due to potential unusual market responses around the century date change... |
OCC Bulletin
April 23, 2002 |
Parallel-Owned Banking Organizations This statement discusses the characteristics of parallel-owned banking organizations, reviews potential risks associated with these banking organizations, and provides information on supervisory issues... |
OCC Bulletin
February 3, 2006
Emory W. Rushton |
Hurricane Katrina: Guidance to Examiners This issuance transmits guidance regarding supervisory practices to be followed in assessing the financial condition of financial institutions directly affected by Hurricane Katrina. |
OCC Bulletin
February 28, 2005 |
Interagency Advisory The advisory reminds financial institutions of the confidential nature of an institution's report of examination, which includes the CAMELS or other supervisory rating, as well as other nonpublic supervisory information. |
OCC Bulletin
March 11, 2002 |
Country Risk A recently issued statement describes the elements of an effective country risk management process. These principles will guide examiners when they evaluate the management of country risk in internationally active banks... |
OCC Bulletin
March 26, 2001 |
Loans Held for Sale This issuance covers the accounting and reporting treatment for certain loans that are sold directly from the loan portfolio or transferred to a held-for-sale account... |
OCC Bulletin
August 27, 2003 |
Proposed Guidance and Notice of Information Collection Interagency guidance on response programs for unauthorized access to customer information and customer notice |
OCC Bulletin
August 4, 2003 |
Proposed Revisions to Risk-Based Capital Implementing the new Basel Capital Accord This bulletin briefly summarizes the Advance Notice of Proposed Rulemaking (ANPR) and Supervisory Guidance developed for corporate credit risk and operational risk that were published today in the Federal Register. |
OCC Bulletin
October 20, 2003 |
Bank Secrecy Act Examination Procedures The examination procedures allow examiners to tailor the examination scope according to the reliability of the bank's compliance management system and the level of risk assumed by the institution. |
OCC Bulletin
October 12, 2005 |
Authentication in an Internet Banking Environment This updated interagency guidance specifically addresses the need for risk-based assessment, customer awareness and security measures to authenticate customers using a financial institution's Internet-based services. |
OCC Bulletin
July 30, 2001 |
Community Reinvestment Act 2001 Interagency Questions and Answers -- a comprehensive interpretation of the Community Reinvestment Act (CRA) regulations... |
U.S. Banker
March 2011
Barbara A. Rehm |
Washington, We Have a Problem Bankers all over the country have the same complaints: Examiners are making increasingly tougher demands requiring corrective action on unreasonably tight deadlines. |
OCC Bulletin
October 27, 2004 |
Internal Ratings-Based Systems for Retail Credit Risk for Regulatory Capital This bulletin briefly summarizes the proposed supervisory guidance on Internal Ratings-Based Systems for Retail Credit Risk for Regulatory Capital that was published today for notice and comment in the Federal Register. |
OCC Bulletin
May 17, 2002 |
Interagency Advisory Interagency advisory on the regulatory capital treatment of accrued interest receivable related to credit card securitizations... |
OCC Bulletin
January 4, 2002 |
Bank Secrecy Act/Anti-Money Laundering Interim Guidance on Compliance with the USA PATRIOT Act... |
OCC Bulletin
July 1, 2004 |
Embedded Options and Long-Term Interest Rate Risk This bulletin alerts banks to the importance of measuring the cash flow and valuation risks for assets and liabilities with embedded options. |
OCC Bulletin
November 15, 1999 |
Risk-Based Capital Interpretations Credit Derivatives A new issuance addresses the risk-based capital treatment of certain synthetic securitization transactions involving credit derivatives. The objective of these capital interpretations is to recognize the effective transference of the economic risk of loss in these transactions... |
Bank Director
1st Quarter 2011
Jack Milligan |
In the Eye of the Storm Former Comptroller of the Currency John C. Dugan speaks candidly about the financial crisis of 2008, the landmark Dodd-Frank Act and the need for minimum loan underwriting standards for the banking industry. |
Finance & Development
September 2010
S. Raihan Zamil |
Judgment Day Changing the rules alone cannot make the financial system safe. The judgment of banking supervisors is crucial. |
OCC Bulletin
January 15, 2002 |
Real Estate Settlement Procedures Act Examiner guidance on the mark-up of settlement services fees by a title company... |
OCC Bulletin
April 14, 2005 |
Response Programs for Unauthorized Access to Customer Information and Customer Notice: Final Guidance The guidance interprets the Interagency Guidelines Establishing Information Security Standards (Security Guidelines) and addresses how financial institutions should implement a response program to address unauthorized access to customer information. |
Inc.
March 1, 2003
Norm Brodsky |
Yes, a Borrower Be, but ... Manage your business's loan carefully or you may pay a terrible price. |
Commercial Investment Real Estate
May/Jun 2010
Tullius & Littrell |
Receiver's Role It is no great surprise that an ever-growing number of commercial real estate professionals are expanding their resumes to include receivership to capitalize on this trend. What is surprising, however, is the apparent lack of understanding of the actual role. |
CFO
March 1, 2009
Vincent Ryan |
Waiting to Exhale CFOs' need for capital remains high -- as does their anxiety regarding their bankers. |
Bank Systems & Technology
October 23, 2009
Maria Bruno-Britz |
Senior Supervisors Group Says FIs Must Improve Risk Management Infrastructures Robust IT systems will help banks deal with periods of stress while more sufficiently monitoring risk, according to a report issued by a group comprised of senior financial supervisors from seven countries. |
