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InternetNews March 16, 2004 Ryan Naraine	Microsoft Shares Own Security Secrets The software giant releases a technical case study with details of security methodologies it uses to ward off malicious hacker attacks.
Bank Technology News September 2004 Brian O'Connell	Good Question: Bank Directors Want Answers From CIOs on IT Issues Board members need to know what their banks are doing to remain secure and compliant. More than ever, those answers lie with the IT team, forcing bank directors to become tech-savvy and forge close ties with the CIO.
Insurance & Technology August 12, 2005 Peggy Bresnick Kendler	The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance.
Bank Systems & Technology July 22, 2007 Nancy Feig	Bank's IT Security Vulnerability Growing Improvements in overall security have been achieved in most industry sectors, but the financial services industry has seen an increase in the average number of IT vulnerabilities, according to to a study.
National Defense February 2014 Jay B. Stephens	Companies Need Sound Governance In publicly-traded aerospace and defense companies, strong internal controls in an organization -- especially in business units far from the mother ship -- are essential to transparency and process fidelity.
Investment Advisor October 2008 Bob Clark	The Real Deal MarketCounsel is focused on taking the independent advisory model to the next level.
CRM May 2015 Leonard Klie	Data Security Should Be in Everyone's Job Description Protecting valuable customer information should begin in the contact center and end in the executive suite.
Investment Advisor August 2006 Thomas D. Giachett	Expert's Corner: A Process, Not a Destination With the advent of SEC Rule 206(4) 7, which requires SEC-registered investment advisors to implement and maintain policies and procedures appropriate for their investment advisory business, it is more critical than ever for all RIAs to recognize that compliance is an ongoing process.
Insurance & Technology September 14, 2004 Peggy Bresnick Kendler	Framework for Security Insurers need effective security infrastructures to withstand online threats from hackers and cyber criminals, as well as lapses by unaware internal users.
Insurance & Technology November 5, 2008 Peggy Bresnick Kendler	Virtual Roundtable: Online Risk Industry experts discuss how to manage the risks, liabilities, and solutions associated with electronic processes and interactions related to conducting business over the Internet.
Bank Technology News January 2006	Better Info Security Driven By Regulatory Compliance If information security is to become a strategic priority, then banks can start by reviewing existing practices -- their own and that of those companies with which they do business.
Investment Advisor June 2009 Thomas D. Giachetti	Expert's Corner: Complacency, Risk and the SEC Often advisors become complacent with respect to compliance, but all RIAs must recognize that compliance is an ongoing process requiring the review/update/amendment of regulatory filings, disclosures, and procedures.
Financial Planning September 1, 2006 Jane Worthington	Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost.
CRM September 7, 2012 Dale Dabbs	Protect Your Most Valuable Business Assets--Your Customers Optimal CRM incorporates data protection best practices to curtail identity theft.
Insurance & Technology June 14, 2005 Wendy Toth	Securing Compliance: System, Project or Process? Database and application security products are growing in popularity as companies look for ways to keep up with regulatory demands like Sarbanes-Oxley.
OCC Bulletin May 10, 2004	Risk Management of New, Expanded, or Modified Bank Products and Services The risk management principles in this bulletin outline the expectations of the Office of the Comptroller of the Currency and apply to the introduction of traditional and non-traditional bank products and services, as well as modifications to existing products and services.
Bio-IT World January 12, 2004	PDMA Compliance in 12 Steps Prescription Drug Marketing Act violations can cost millions. To save that money, follow this program.
InternetNews October 31, 2005 Jim Wagner	McAfee Strengthens Foundstone Arm McAfee is adding regulatory compliance safeguards and a new remote management appliance to its Foundstone line of products.
Financial Planning November 1, 2007 Mederic Daigneault	Compliance Assessing risk: Begin by considering what services your financial advisory firm provides and to whom.
Bank Technology News February 2009 Brian Longe	Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure.
CIO May 15, 2006 Diann Daniel	Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk.
Insurance & Technology March 16, 2004 Peggy Bresnick-Kendle	Mobilizing for E-Mail Security Insurers face a myriad of e-mail security issues, from compliance to viruses. Technology is key to the response, whether it's filtering or automating enforcement of corporate policies.
Bank Systems & Technology November 24, 2008 Peggy Bresnick Kendler	Agiliance Launches RiskVision, IT Risk, Compliance Management Platform San Jose, Calif.-based Agiliance, a provider of governance, risk and compliance software solutions, has launched RiskVision 4.0, a risk and compliance management platform.
U.S. Banker November 2007 Patrick Conte	Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance.
CIO October 11, 2012 Elizabeth Heichler	5 Things You Need to Know About Risk Management Risk is everywhere and if you're just trying to minimize it within IT, you're taking an additional risk. Follow these tips and learn how to take an intelligent approach to risk management.
Insurance & Technology May 28, 2008 Nathan Conz	Insurers Taking More Unified Approach to Compliance Compliance is becoming the key component of core systems -- especially within the insurance industry. It means complying with state-to-state insurance regulations; but it also means establishing an anti-money laundering program.
InternetNews December 31, 2009	VoIP Security Issues on the Rise McAfee said its latest research found almost 60 vulnerabilities in VoIP products.
OCC Bulletin May 15, 2000	Infrastructure Threats -- Intrusion Risks This bulletin provides guidance to financial institutions on how to prevent, detect, and respond to intrusions into bank computer systems...
Entrepreneur November 2006 Laurel Delaney	Ship Shape Web tools make export compliance easy.
Pharmaceutical Executive December 1, 2013 Slota et al.	Prescribed Behavior: Operating Under a Consent Decree For senior executives, meeting the requirements of a Consent Decree to the satisfaction of regulators is only half of the job.
Insurance & Technology November 5, 2008 Jody Westby	Building an Enterprise Security Program Key to Managing Risks Insurance companies are particularly vulnerable to cyber risks because they house so much sensitive data.
Wall Street & Technology February 14, 2006 Leslie Kramer	Security Begins at the Start The lack of attention given security vulnerabilities during software development remains a big problem for financial firms.
Insurance & Technology May 18, 2004 Julie Gallagher	IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures
CRM August 4, 2010 Bill McCarthy	The Fuse Is Already Lit How to keep Do-Not-Contact compliance risk from blowing up in your face.
Pharmaceutical Executive October 1, 2005 Andy Bender	Orchestrating Compliance Product managers at pharmaceuticals are not always happy to see their compliance officers. That may be changing.
Financial Advisor April 2004 David J. Drucker	Living With The Rules How to keep the SEC happy without going out of business.
Finance & Development March 1, 2007 Leslie Lipschitz	Wising Up about Finance With tighter links between national economies and global financial markets, better financial analysis is critical to macroeconomic management.
Investment Advisor May 2006 Mark Tibergien	From Tactical to Practical: Fear Factor With all the focus on growth, are broker-dealers forgetting "safety first?" The best managed firms have made risk management a responsibility of everybody who works there and have implemented a systematic process for assessing both staff and clients.
Insurance & Technology May 14, 2005 Michael Cohn	7 Myths About Network Security While hacker tools are growing more sophisticated and automated, many organizations have a false sense of security about their own data and networks. Take a look at these security myths to see if your data is as secure as you think it is.
InternetNews April 19, 2005 Erin Joyce	Policing Credit-Card Data -- On Demand Qualys rolls out new on demand vulnerability management platform and is certified to help online merchants evaluate the security of Web sites that store MasterCard account data as a deadline to secure data looms.
Bank Systems & Technology February 22, 2007 Nancy Feig	A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment.
On Wall Street October 1, 2008 Walper & McBreen	Identity Thieves Target the Affluent Assure your clients that you're safeguarding their information.
Information Today September 23, 2002 Miriam A. Drake	PCIPB Releases National Cyber-Security Strategy Recommendations On September 18, the President's Critical Infrastructure Protection Board (PCIPB) released its draft report, "The National Strategy to Secure Cyberspace," which contains recommendations for protecting our information systems and technology resources from the desktop to the Internet.
Registered Rep. December 16, 2011 Jerry Gleeson	Compliance Outsourcing Gains Favor With RIAs Charles Schwab's RIA Benchmarking Study this year reports that 38 percent of firms were outsourcing their compliance functions, up from 27 percent in 2010.
Registered Rep. June 30, 2014 Diana Britton	The Engineer Craig Stuvland formed his company to "fan the flame of independence" in the financial services space.
FAO Today Mar/Apr 2008 Peggy Cope	Department Compliance: Are You Desperately Seeking Compliance? New weapons are available in the war to keep companies on the right side of a host of regulations.
Wall Street & Technology April 14, 2006 Govind Sandhu	Beyond Registration Persistent compliance efforts may be one of the most critical investments in the success of today's hedge funds.
Bio-IT World April 15, 2003 Barbara Depompa Reimers	Easing the Pain of Part 11 Costs for complying with FDA electronic records regulations will cost millions of dollars per company by 2006. Risk-based processes can lighten the load.
PC Magazine March 1, 2006 Matthew D. Sarrel	Hack Thyself Discovering security flaws is the first step toward getting your small business's computers in shape.
Registered Rep. September 29, 2010 Jerry Gleeson	Managing HNW Risk Is Not For The Squeamish Family offices that approach risk management systematically can work with clients to explore potential exposures.