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Registered Rep. December 29, 2009 Halah Touryalai	Principal-Protected Notes Not So Protected, FINRA Says. In a regulatory notice this month, FINRA warned firms offering structured products not to overstate their level of protection or their potential returns.
The Motley Fool March 15, 2010 Alex Dumortier	Revealed: Why Buffett Turned Lehman Down Lessons from Buffett's "no deal."
The Motley Fool July 18, 2008 Dan Caplinger	Fool Poll: More Bad News for Lehman We asked who'd be the next Bear Stearns. You responded.
BusinessWeek July 29, 2010 Linda Sandler	$1 Billion to Clean Up Lehman In the biggest U.S. bankruptcy ever, Lehman may spend five more years selling assets of $639 billion to pay unsecured creditors as little as 14.7 cents on the dollar.
Registered Rep. February 8, 2011 John Aidan Byrne	Some Bright Spots Among the Red Ink for UBS UBS Wealth Management Americas added client assets and a handful of advisors in the fourth quarter, cushioning the blow from steep legal costs that resulted in a pre-tax loss of $34.6 million.
The Motley Fool April 19, 2011 Alex Dumortier	Here's How Lehman Should Have Gone Down In a paper released yesterday, the FDIC prepared a case study in which regulators manage Lehman's failure with the tools and mandate they have under the Dodd-Frank Act on financial reform. Here's how things might have gone.
BusinessWeek September 16, 2010 Sandler & McLaughlin	Two Years Later, Lehman Lives On Creditors may end up getting 15 cents to 44 cents on the dollar. Lehman is taking an unusual approach for a bankrupt company that's liquidating.
Registered Rep. September 16, 2008	Barclays Picking At Lehman Carcass; Clock Is Ticking Barclays Capital, one of Britain's largest banks, is nearing a deal with Lehman Brothers to buy its core broker/dealer business, and is in talks to sell its investment management unit to one or more private equity firms.
The Motley Fool June 10, 2008 Morgan Housel	You're Making Me Dizzy, Lehman Brothers Lehman Brothers isn't doomed yet, but it's hardly out of the woods.
The Motley Fool September 15, 2008 Alex Dumortier	Why Lehman's Bankruptcy Matters How will Lehman's bankruptcy affect more than just a handful of bankers and traders who work in the world's financial capitals? More importantly, how will it affect you?
Registered Rep. August 6, 2010 John Aidan Byrne	UBS Advisors Welcome Mortgage Rollout Financial advisors at UBS Wealth Management Americas closely watched this week as the U.S. brokerage rolled out plans to sell more of its own mortgage and lending products through its retail brokerage force.
Registered Rep. November 29, 2011 John Aidan Byrne	UBS: Going Mobile with an FA App Financial advisors at UBS Wealth Management Americas are about to go more mobile - in a far-reaching pilot program that enables them to use an extensive array of UBS tools and other applications.
Registered Rep. April 26, 2011 John Aidan Byrne	UBS Wealth Management Unit Improves Performance UBS Wealth Management Americas, rising from the ashes of its well-publicized disasters, had something to crow about this latest quarter (Q1 2011)
The Motley Fool September 18, 2008 Rich Duprey	Breaking the Bank for a Buck We might just be on the verge of seeing another disaster in the making as Reserve Primary, the $65 billion money market fund that invented the investment vehicle, finally "broke the buck" because of losses incurred on debt issued by Lehman Brothers.
On Wall Street August 1, 2009 Alan Foxman	Whistleblowing Made Easy How to go about alerting authorities to violations in your firm, other legal questions are answered.
BusinessWeek September 23, 2010 Christine Harper	Investors Remain Wary of Wall Street Stocks The financial crisis changed investors' view of Wall Street banks as perpetual money-making machines.
On Wall Street March 1, 2010 Alan J. Foxman	When Is A Blog Really An Ad? Readers write in with regulatory questions that affect financial firms and advisors.
The Motley Fool September 15, 2008 Brian Richards	Roundtable: Why You Should Care That Lehman Went Bust Lehman Brothers will soon be no more. Merrill Lynch is being acquired by Bank of America. And AIG is desperately trying to shore up its capital. These events are, without exaggeration, the biggest Wall Street headlines in a decade.
Financial Planning August 1, 2011 John F. Wasik	The Hedging Game Structured products are among the most difficult product areas for new clients to understand.
The Motley Fool September 10, 2008 Morgan Housel	Lehman Brothers' Feeble Hail Mary Pass After watching shares get nearly chopped in half, Lehman Brothers rushes its quarterly earnings report up a week in a desperate attempt to show the world that its future isn't as up-in-the-air as investors think.
Investment Advisor May 2008	News & Products, May 2008 Pension funding ratios fell 11% in the first quarter of 2008... FINRA, NYSE Regulation, Inc., and participants of the Options Regulatory Surveillance Authority are coordinating new, tougher regulatory efforts...
The Motley Fool March 16, 2005 Tom Taulli	Lehman Lunges Ahead Good times continue at the investment banks. Lehman believes that the economy is rebounding and that there is renewed confidence in Corporate America, which should continue the M&A wave.
Investment Advisor February 2008 Kathleen M. McBride	Litigation A-Go-Go Lawsuits, investigations, and probes.
The Motley Fool March 14, 2007 Matt Koppenheffer	There's No "G" in Lehman Lehman Brothers finished its fiscal first quarter in line with expectations, though it had nothing on Goldman Sachs.
Registered Rep. September 22, 2011 John Aidan Byrne	McCann Memo Aims to Reassure Jittery UBS Brokers In a strongly-worded memo this week to employees at UBS Wealth Management Americas, CEO Bob McCann assured them that matters are under control.
The Motley Fool July 2, 2008 Tom Hutchinson	UBS Purges Board Heads roll as UBS faces a myriad of financial and legal problems.
Registered Rep. October 5, 2011 John Aidan Byrne	UBS Says Headhunters Playing Dirty, Unfairly Smearing the Firm Despite extensive media coverage describing nervous financial advisors and clients at the firm, insiders contend that much of this unflattering coverage is over-the-top.
The Motley Fool December 14, 2006 Michael Mancini	Lehman: Size Doesn't Matter In what is shaping up to be a record year for most securities firms, Lehman Brothers today announced its fourth-quarter and 2006 full-year results to less fanfare than its investment-banking brethren had earned.
Registered Rep. April 16, 2009 John Churchill	UBS to Cut Lower Producing Advisors The 8,700 jobs UBS plans to cut by the end of 2010 will include 2,000 in the Wealth Management division, many of them financial advisors.
The Motley Fool April 1, 2010 Morgan Housel	Lehman Brothers' Bankruptcy: The Greatest Hits An in-depth look at the largest bankruptcy in history.
BusinessWeek April 7, 2011 Charlie Rose	Charlie Rose Talks to Bob Diamond of Barclays The CEO of Barclays talks about the need for stimulus-free job growth -- and recalls the circumstances that drove Lehman into his arms.
Registered Rep. July 8, 2009	Is UBS' Marten Hoekstra On the Way Out? A story in the Financial Times teasingly suggests UBS US Wealth Management is in for a big change at the top.
Registered Rep. June 10, 2008	Lehman Won't Back Down The de-leveraging and the new $6 billion in capital may calm some nerves, but Lehman's earnings power going forward still may be diminished.
The Motley Fool May 4, 2007 Tom Taulli	UBS Trims Its Hedge Stung by poor performance, the firm closes a key hedge fund.
Registered Rep. March 16, 2012 John Aidan Byrne	UBS Betting Big On Asia UBS Wealth Management will embark on a global expansion outside the U.S., announcing yesterday it will hire another 500 advisers in the fast-growing emerging markets and Asia Pacific regions.
Registered Rep. July 28, 2010 John Aidan Byrne	UBS Brokerage Unit Turning the Corner? The "turning point" in client fund outflows is about to appear for UBS Wealth Management Americas.
The Motley Fool September 15, 2008 Andrew Sullivan	Why Lehman's Failure Is the Best Outcome As painful as it is, as painful as it will be, the fact that both the government and the financial industry let Lehman fail is ultimately a sign of confidence in our financial markets.
The Motley Fool October 7, 2010 Brian D. Pacampara	Ambac Shares Popped: What You Need to Know Is this meaningful? Or just another movement?
The Motley Fool April 4, 2008 Morgan Housel	Take That, Lehman Short-Sellers! Embattled investment bank Lehman Brothers is battling tooth and nail to avoid going down the same path as Bear Stearns.
The Motley Fool June 26, 2008 Alex Dumortier	Lehman, You Just Don't Get It! Lehman Brothers announces four senior-level appointments in the second round of a management shakeup.
The Motley Fool August 19, 2008 Alex Dumortier	Will Lehman Pawn This Crown Jewel? The time for Lehman Brothers to make hard choices is here.
The Motley Fool March 19, 2008 Morgan Housel	Lehman Brothers Holds Tough Despite a wretched week, Lehman battles back liquidity rumors.
CIO April 11, 2011 Bill Bulkeley	How Cloud Computing Rose From Lehman Brothers' Ashes The inside story of how Lehman Brothers is being dismantled in the cloud
Financial Advisor May 2011 Sherri Scordo	Frontline News Is the broker protocol being eroded... Fiduciary can be marketing tool to get high net worth clients... Americans unconfident about their retirement...
Registered Rep. March 15, 2013 Megan Leonhardt	A "Tougher" FINRA? FINRA has stepped up the number of cases and the value of fines they levied against advisors last year, but that doesn't neccessarily mean that the indstury's self-regulatory organization is getting any tougher.
The Motley Fool April 15, 2010 Alex Dumortier	Revealed: Who Profited From Lehman's Fall Despite the opposition of exchange operator CME Group, a judge allowed the release of previously unpublished parts of the report by Lehman's bankruptcy examiner. Here, the bankruptcy examiner tells all.
The Motley Fool December 13, 2007 Matt Koppenheffer	Feelin' All Right at Lehman All in all, stakeholders in Lehman Brothers should be pretty pleased with the way the firm has held up during the market turmoil. Lehman may be quietly doing a lot of things right.
Registered Rep. February 18, 2009 John Churchill	UBS Nailed With $780 Million Fine, Admits To Aiding Tax Dodge Clients The U.S. government has taken its pound of flesh from UBS today. According to a Department of Justice press release.
The Motley Fool July 1, 2008 Morgan Housel	Is Lehman Brothers for Sale? Some of the worst news in a while: Somebody is interested in Lehman.
On Wall Street October 1, 2010 Chris Kentouris	Finra Wants More Details When Someone Gets Canned Advisors, take note: FINRA wants broker-dealers to provide more detail on the reasons for dismissing an employee in reports to the regulator.