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Investment Advisor
June 2010
Jeff Joseph |
The Venture Populist: It's Bunk Early-stage businesses should be entirely exempt from the Reg D accredited investor provisions.   |
Registered Rep.
February 17, 2010
Kristen French |
Uniform Fiduciary Standard Still A Question Mark The fiduciary issue is not one of the major sticking points in wrangling over legislation; the big issues are banking regulations, systemic risk, credit rating agency reform, derivatives, executive compensation, and the Consumer Protection Agency. |
Financial Planning
July 1, 2010
Jeanne Lee |
Reform Lite The 1,600-page financial reform bill passed by the Senate in May still doesn't do enough to enhance consumer protections for individual investors, some industry observers say. |
InternetNews
June 9, 2006
Michael Hickins |
Net Neutrality Spotlight Moves to Senate Network neutrality proponents will make competition and innovation the hallmarks of their Senate fight. |
Investment Advisor
January 2010
Melanie Waddell |
Congress Reaches Year-End Goal A House-passed bill nixes FINRA's oversight of RIAs and a comprehensive financial services reform bill likely by the end of first quarter. |
Registered Rep.
May 6, 2010
Kristen French |
Washington Goes Crazy For Fiduciary Standard A number of senators are scrambling to get on the fiduciary bandwagon following last weeks' Goldman Sachs hearings. |
Inc.
January 2009
Kasey Wehrum |
Want to Learn More? Check out these organizations for even more leads - and advice on how to close funding deals. |
Entrepreneur
October 2006
Crystal Detamore-Rodman |
Bands of Angels Angel investors are getting together - and acting like VCs. |
Inc.
January 2009
Kasey Wehrum |
Angel Investing 2009 In a tough economy, angel investors are more cautious than ever. But it's still possible to find funding. Here's how. |
Registered Rep.
December 11, 2009
Kristen French |
House Passes Regulatory Reform, SRO Up In The Air The Wall Street Reform and Consumer Protection Act of 2009 passed by a narrow margin. But it will still be a long time before the regulatory future for broker/dealers and investment advisers is clear. |
The Motley Fool
May 20, 2010
Jennifer Schonberger |
The Man Behind the SAFE Banking Act on Fixing Wall Street In a 61-to-33 vote, the Senate voted down an amendment that would have capped the size and leverage of banks in this country. That amendment, dubbed the SAFE Banking Act, was proposed by Sen. Ted Kaufman, D-Del. |
Investment Advisor
November 19, 2010
Jeff Joseph |
One Hundred Days of Job Growth Tactically, our tax policies need to do more today (and certainly beyond this coming Jan. 1) to incentivize angel investors to fund early-stage ventures than presently contemplated by our legislative class. |
Bank Systems & Technology
July 19, 2010
Penny Crosman |
Bank Execs Plan to Revise Long-Term Strategies Post Dodd-Frank, Survey Shows Two-thirds anticipate an increased focus on growth. |
The Motley Fool
May 18, 2010
Jennifer Schonberger |
The Man Behind the SAFE Banking Act on Fixing Wall Street Senator Ted Kaufman discusses why, despite the defeat of his SAFE banking amendment, there is still hope for real reform. |
Inc.
July 2005
Jim Melloan |
Angels With Angles Angel investors are changing. Here's what they're looking for, how they operate, and what they expect for their money. |
Entrepreneur
January 2008
Guy Kawasaki |
Garnering Angels Sure, you may have ventured for VC, but raising angel capital takes a different kind of skill. |
Entrepreneur
October 2004
David Worrell |
Taking Flight After weathering tough economic times alone, angel investors are banding together and joining angel groups or funds that can help them screen deals and mentor entrepreneurs. |
The Motley Fool
November 5, 2009
Morgan Housel |
Credit Card Regulation: Grasping at the Past The House of Representatives passed a bill to up the start date on credit card reform from February 22, 2010, to right away, to prevent customers being taken advantage of. |
Insurance & Technology
May 21, 2010
Anthony O'Donnell |
Senate Financial Reform Bill Mostly a Relief for Insurers The potential for duplicative federal insurance regulation did not materialize within the Restoring American Stability Act of 2010 passed by the Senate, but concerns still remain how the final law will affect the industry after passage through the House later this year. |
Investment Advisor
April 2010
Melanie Waddell |
Washington Watch: The Shape of Reform Begins to Sharpen Dodd's bill calls for SEC study, not a fiduciary standard; advisors await final markup. |
Salon.com
March 21, 2001
Jake Tapper |
Campaign reform diary Day 2 of the Senate's debate over campaign finance reform. Even a mild-mannered amendment can be a "poison pill" in disguise. |
Bank Technology News
November 2010 |
Small Banks and Dodd-Frank: Ready or Not This summer's passage of the Dodd-Frank regulator reform law, and the impending Republican takeover of Congress, has left many small banks scrambling to react to impending regulatory demands. |
Registered Rep.
March 11, 2010
Kristen French |
Dodd to Introduce Financial Regulatory Overhaul Bill Monday, without Republican Support He's still hopeful that negotiations with Republican Senators will prove successful. |
Investment Advisor
January 1, 2011
Jeff Joseph |
The Good, The Bad and Reg D Though initially intended to enable entrepreneurship and small business financings, the legitimate users of Reg D have been eclipsed by the scamsters. |
Entrepreneur
December 2009
Asheesh Advani |
A New Year, a New Strategy It's not all bad news on the financing front. Here are the top trends for 2010 and how to make the most of them. |
InternetNews
June 1, 2010 |
National Defense Act Creates Cybersecurity Post Plan to overhaul national cybersecurity infrastructure now includes the creating of a formal cybersecurity office in the White House. |
Entrepreneur
May 2009
Asheesh Advani |
You Can Still Find an Angel Investor There will always be angel investors, in good times and bad. |
Financial Planning
March 1, 2008
David Adler |
Venture Adventures First the good news: Venture capital is back. Now the bad news: Leading VC firms don't need your money. Read on to see how to succeed in the venture capital game today. |
Registered Rep.
November 4, 2009
Bill Singer |
Rep. Bachus Slips One In (Not Everyone Is Cheering) Has Capitol Hill taken its legislative legerdemain to new depths? |
Entrepreneur
May 2006
Chris Penttila |
Stuck in Neutral The SMB community's ability to rejuvenate the economy is in question, as new data suggests U.S. SMBs have gone from recovery leaders to laggards. |
Entrepreneur
June 2004
Jennifer Pellet |
Money Buzz 06/04 Send Me an Angel Group... Plastic Portability... |
InternetNews
June 1, 2010 |
Defense Bill Could Revise U.S. Cybersecurity House Democrats succeeded in attaching an amendment that would entail a dramatic overhaul of federal cybersecurity policies and procurement activities. |
Bank Systems & Technology
May 17, 2010
Penny Crosman |
MasterCard Resists Senate's Merchant Fee Cut Card group says Durbin amendment to financial reform bill will lead to higher payment card costs and less choice for consumers. |
AFP eWire
May 13, 2004 |
Senate Passes Jobs Act with Car Donation Amendments, No Care Act The Senate passed S. 1637, the Jumpstart Our Business Strength (JOBS) Act, which includes provisions to crackdown on individuals who take over-inflated deductions for charitable gifts of vehicles. |
Investment Advisor
August 2010
Jeff Joseph |
Venture Populist: Terms of Engagement for Private Venture Advisors Angel and venture investors often have the option to determine to what extent they intend to contribute professionally to their new portfolio holding. |
The Motley Fool
May 24, 2010
Moscovitz & Koppenheffer |
Wall Street Reform: The Good, the Meh, and the Ugly A Foolish take on what's in the Senate bill. |
The Motley Fool
February 9, 2007
Dan Caplinger |
Millionaires Need Protecting, Too Regardless of how this issue plays out, expect continuing friction between the SEC and the hedge-fund industry. In the meantime, if you want to use alternative investments, you'd best get started toward the new $2.5 million mark. |
AFP eWire
August 2, 2004 |
CARE Act's Fate on Hold Until September The U.S. Congress adjourned for its August recess before taking action on a key tax bill, leaving the fate of the Charity Aid, Recovery and Empowerment (CARE) Act unknown until after Labor Day, Sept. 6, 2004. |
Registered Rep.
March 20, 2013
Kador & Cohen |
The Devilish Details of Angel Investing Angel investing can be fraught with peril -- for both the investor and the entrepreneur. But the devil's in the details. Here's a guide for mixing business with family and friends. |
Inc.
September 2005
Christina Galoozis |
Tax Breaks For Angels To foster technology transfer, states reward early-stage investors. |
IndustryWeek
March 16, 2011
Ebert et al. |
Managing Regulatory Challenges in a Global Marketplace Meeting requirements in emerging markets makes regulatory compliance an increasingly difficult issue for manufacturers. A new study sheds light on the challenges and how leading companies are meeting them. |
CFO
September 1, 2008
Josh Hyatt |
More Guardian, Less Angel When CFOs join the clubby world of angel investing, they don't spoil the party so much as ensure it goes on. |
InternetNews
April 27, 2004
Roy Mark |
New Maneuvers on Internet Access Ban Parliamentary maneuvering bottles McCain amendment for a four-year ban on taxing Internet connections. |
Entrepreneur
August 2010
Gwen Moran |
Do You Believe in Super Angels? An early-stage investor by any name can be just as useful to funding your business. |
Reason
January 2009
Veronique de Rugy |
Bush's Regulatory Kiss-Off Obama's assertions to the contrary, the 43rd president was the biggest regulator since Nixon. |
Inc.
August 2008
Renuka Rayasam |
Who Needs Silicon Valley? Thanks to new state programs, companies are finding funds outside of traditional VC hubs. |
