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Investment Advisor November 2007 Kara P. Stapleton	ETF Education The industry has fallen short in informing investors about exchange-traded funds, according to a Rydex survey of 500 mutual fund investors.
Financial Planning October 1, 2009 Donna Mitchell	ETFs Activated A new white paper examines the performance of exchange-traded funds (ETFs) from 1998 to 2008, and provides insight into what is ahead for ETFs.
Investment Advisor August 2008 Kara P. Stapleton	Ups & Downs of ETFs Here are some of the results of a joint survey of investment professionals exploring the impact of exchange-traded products on the financial advisory business.
Financial Advisor October 2010 Scott A. MacKillop	One Standard, Period The debate over the fiduciary standard should be about clients - and it would be over in a heartbeat if it were.
Investment Advisor August 2010 Bob Clark	Can't Beat 'Em? Then Stall 'Em Despite the reform bill's ambiguity, a fiduciary standard for all seems likely.
Registered Rep. March 1, 2012 Diana Britton	Yield of Dreams: Could Pimco's New Active ETF Turn Advisor Heads? Could the new PIMCO fund be the bellwether active ETFs need to gain traction among advisors?
Registered Rep. September 30, 2014	Advisor Views on ETFs As exchange traded funds continue to take more market share, the number of advisors using the structure increased to 84 percent in 2014, up from 82 percent in 2013.
Investment Advisor September 2005 Melanie Waddell	Retirement Plan Advisor: The Lower Cost 401(k) Option Using exchange-traded funds (ETFs) as investing options in 401(k) plans is becoming increasingly popular as firms realize that ETFs offer participants a lower-cost option than mutual funds. More and more advisors are also acting as investment consultants for fairly large plans.
The Motley Fool March 16, 2011 Dan Caplinger	4 ETF Trends You Must Know About Ignore these hot ETF investments at your peril.
Financial Advisor December 2011 Marla Brill	Still Ahead ETF assets have more than quadrupled since 2004, but mutual funds are still favored by advisors.
Registered Rep. February 19, 2010 Stan Luxenberg	How To Size Up An ETF Advisors remain divided about ETFs. At one end of the spectrum a growing number of advisors are putting all their assets in ETFs. At the other extreme are those who steer completely away from the funds. A third group shops selectively.
Investment Advisor December 2009 Kathleen M. McBride	B/D Briefing: Surprise Broker Sentiment Most appear to support a fiduciary standard.
Financial Planning May 1, 2012 Joseph Lisanti	Fight Night: ETFs vs. Open-End Funds Traditional mutual funds and ETFs may seem like competitors in a fight to the death. But the truth is, the two products coexist in most portfolios.
On Wall Street August 1, 2009 Matt Ackermann	New ETFs Help Advisors Get Clients Back into the Market The increase in ETFs will help advisors get their clients back into the market so they can profit from the upswing without huge expense.
Investment Advisor February 2010 James J. Green	Schwab Keeps Up the Price Pressure Cuts equity commissions to $8.95 per trade; rolls out more commission-free ETFs.
Investment Advisor March 2007 Robert F. Keane	Catching up with... Tim Meyer To get a handle on what's happening in the world of ETFs -- where assets grew 40% in 2006 to $422 billion -- here is an interview with the ETF business manager for Rydex Investments.
Financial Planning December 1, 2009 Harold Evensky	Clients First It is imperative that an honest, universal fiduciary standard incorporate basic principles designed to protect clients -- not brokers, advisors, or their employers.
Investment Advisor May 2010	Debunking the Myths of Leveraged ETFs A growing portion of the investment community wants to trade actively and invest tactically.
Investment Advisor November 18, 2010 Melanie Waddell	Will ETF Flaws Diminish Their Appeal? The honeymoon period for ETFs is fading
Investment Advisor September 2010 Melanie Waddell	The Playing Field: The Dodd-Frank Reform Bill Afterlife A fiduciary standard for all may crimp RIAs' competitive edge.
U.S. Banker December 2010 John Hintze	ETFs Warrant Caution Potential liability and the problem of phantom shares should give financial advisors reasons to be concerned.
Registered Rep. June 30, 2010 Christina Mucciolo	Clients, though Mostly Satisfied, in the Dark about FA Fees, Says Study Overall advisors and investors are still confused about what the advisors' fiduciary responsibility is exactly.
The Motley Fool November 4, 2009 Dan Caplinger	This Will Change the Way You Invest Charles Schwab is preparing to offer ETFs in a way that few have seen before: free of charge.
Investment Advisor May 2010 Bob Clark	Clark at Large: Hope and Change Hope is waning for a fiduciary standard for brokers. But the battle's not over yet.
Financial Planning January 1, 2009 Stacy Schultz	Fast and Furious In this volatile market environment, ETFs were the investment vehicle of choice for many institutional investors and advisors, thanks to the funds' intraday trading capability and tax efficiency.
The Motley Fool June 22, 2007 Amanda B. Kish	ETFs Get Active With all the attention and assets flowing toward exchange-traded funds, new variations on these funds were inevitable. Actively managed ETFs are coming soon.
The Motley Fool January 11, 2011 Dan Caplinger	Why These Hot ETFs Will Burn You Before you jump into the next hot ETF investment, make sure you're not buying into a fad that's likely to burn out in the months and years to come.
The Motley Fool June 15, 2006 Selena Maranjian	Are You the Only One Without ETFs? Investors, guess where you'll find a third of a trillion dollars. There are now more than 200 ETFs based in the U.S., and the number is growing.
Registered Rep. April 28, 2015 David Armstrong	Editor's Letter: May 2015 It's worth looking at the so-far relatively muted response of the industry to the Department of Labor's second go around in proposing new fiduciary regulations for financial advisors to retirement accounts.
Financial Advisor October 2005 Matthew Hougan	Shorting ETFs Gets Sold Short Although many advisors are reluctant to short exchange-traded funds (ETFs), it's important to remember that ETFs are less risky on the short side than individual stocks, as they are not susceptible to short squeezes.
On Wall Street July 1, 2011 Carl Resnick	Like A Stock, But Different Advisors looking for cost-effective options for building diversified portfolios are continuing to turn to exchange-traded funds.
Investment Advisor March 2008 Melanie Waddell	Figuring Out Fiduciary What, exactly, does fiduciary advisor mean? How can an advisor know for sure if he's fulfilling his fiduciary obligations? Are there any real guidelines?
The Motley Fool March 29, 2011 Dan Caplinger	Another Step Toward Fee-Free ETFs Scottrade enters the broker fray.
Investment Advisor August 2009 Bob Clark	Clark at Large: Something About Mary The drive to reregulate financial advice shifted into high gear on June 17, when the Obama Administration released its white paper containing proposals for 21st Century Financial Regulatory Reform, and passes it to SEC chair Mary Shapiro.
Investment Advisor October 2009 Bob Clark	Clark at Large: The Dog That Didn't Bark A fiduciary duty to all clients would be more immediate, widespread, and at least as beneficial as separate regulation of planners.
Financial Planning July 1, 2007 Marshall Eckblad	5 Questions The founder of IPOX Schuster speaks about the exploding ETF market.
Registered Rep. August 19, 2009 Christina Mucciolo	Haggling Over The F Word Continues Regulators, consumer advocates and politicians continue to hammer out what it might mean for Series 65 investment advisors and series 7 registered reps to adhere to the new fiduciary standard.
The Motley Fool May 11, 2009 Dan Caplinger	Don't Buy This New Investment Wait to see how active ETFs do before you jump in.
The Motley Fool January 19, 2010 Amanda B. Kish	The Hottest Trillion-Dollar Investment Read these tips before jumping into the popular world of exchange-traded funds.
Financial Planning November 1, 2009 Stacy Schultz	ETFs' Glory Days At a time when the market was swinging by hundreds of points a day, exchange-traded funds (ETFs) offered a more secure alternative.
The Motley Fool August 16, 2010 Dan Caplinger	This Tip Will Make You a Smarter ETF Investor Here are some tips to use and traps to avoid.
Financial Advisor August 2012 Marla Brill	Fighting ETF Fires A new ETF trade group has formed to educate advisors, investors and the financial media.
Financial Advisor September 2012 Jeff Schlegel	Not Making The Grade Financial advisors aren't as fiduciary as they should be, a new survey finds.
Financial Planning September 1, 2009 Donald B. Trone	Fiduciary Facts Separating fact from fiction for the fiduciary standard Obama has recommended applying to all advisors providing investment advice.
On Wall Street October 1, 2010	Five Questions With Laura Morrison A short conversation with the head of the U.S. ETF Business at NYSE Euronext.
Financial Planning May 1, 2008 Stacy Schultz	Need for Education A preview of the 2008 Rydex AdvisorBenchmarking Study, a snapshot of the financial advisory business.
Investment Advisor October 2010 Vaughan Scully	What Trading Volume Says About ETFs Trading volume doesn't necessarily equal liquidity.
Financial Planning November 1, 2008 Donald Jay Korn	ETFs After the Fall The impact of the equities market shocks in September and October on ETF asset accumulation isn't yet known; and what the impact of the change in the general investment climate this fall will be on ETFs is anybody's guess.
On Wall Street October 1, 2013 Donald Jay Korn	UHNW Investors Heart Low-Cost ETFs Use of exchange-traded funds surges as low expense ratios lure the mega-rich.
Financial Advisor October 2009 Kristina Fausti	A Higher Standard It appears that the SEC will remain the primary federal regulator of investment advisors, at least for now.