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Investment Advisor April 2010 Marlene Y. Satter |
Insurance Update: Implementing Healthcare NAIC is closely watching the reform debate to see how it will affect insurers and insured. |
Investment Advisor February 2009 Marlene Y. Satter |
Presidential Directions The National Association of Insurance Commissioners has a new president, Roger Sevigny, the New Hampshire insurance commissioner. |
The Motley Fool July 2, 2010 Jennifer Schonberger |
The Man Behind Congress' Too Big to Fail Remedy Weighs In on Reform Paul Kanjorski says regulators would have more power with the new legislation. |
Investment Advisor July 2008 Marlene Y. Satter |
One Forward, Two Back? The Department of the Treasury released its Blueprint for a Modernized Financial Regulatory Structure, which sets forth an argument for the need for change in the financial services industry. |
Insurance & Technology February 19, 2004 Julie Gallagher |
Tech Could Assist State-Based Reform Acknowledging that legacy technologies are not the only antiquated systems in insurance, carriers, trade associations and commissioners are aggressively approaching the regulatory reform of the insurance industry |
Search Engine Watch June 17, 2010 Peter van der Graaf |
SEO & Link Building: The Domain Authority Factor Tips on how to gain authority, use it to your own benefit, and avoid Google penalties. |
Registered Rep. March 6, 2009 Halah Touryalai |
Federal Regulator For Insurance Firms? Barney Frank says Yes. House Financial Services Committee Chairman Barney Frank gave insurance lobbying groups something to argue about, saying he wants lawmakers to create an optional federal charter for insurance companies. |
U.S. Banker August 2010 Mark W. Olson |
Endangered Species: The State Banking Charter Should state legislatures continue to see value in funding their state bank regulators, the charter in those states would continue to have viability. |
U.S. Banker December 2009 Glen Fest |
CFPA: Exemption in Name Only? As details emerged on an amendment to exempt small banks from exams by the proposed consumer financial protection regulator, some have begun to question what exactly these second- and third-tier banks have won. |
HBS Working Knowledge April 23, 2008 Dwight Crane |
The Gap in the U.S. Treasury Recommendations U.S. Treasury recommendations for strengthening the regulation of the financial system are a good start but fall short, says Harvard Business School professor emeritus Dwight B. Crane. |
Bank Systems & Technology May 29, 2009 Maria Bruno-Britz |
Small Banks Next on Regulators' Stress Test List TowerGroup's Kathleen Khirallah says bank stress tests will become a regular part of the industry and that smaller institutions are not immune. |
FDIC FYI March 11, 2002 |
Bank Auditing and Accounting Faces Scrutiny Regulators should consider strengthening the ground rules governing bank auditing and accounting, according to FDIC Chairman Don Powell... |
Insurance & Technology April 21, 2010 Anthony O'Donnell |
NAIC Meeting's Emphasis on Solvency Will Drive Insurance IT Spend The NAIC's Solvency Modernization Initiative will drive regulation that supports global regulatory transparency and necessitate risk management and reporting technology modernization, according to Deloitte. |
The Motley Fool December 21, 2011 John Grgurich |
New Capital Rules Hit Big U.S. Banks The Financial Times is reporting that the Federal Reserve has proposed new rules for the largest financial firms, requiring them to hold more capital in a move that mirrors proposals by a group of global banking regulators known as the Basel committee. |
Financial Planning April 1, 2012 John K. Ritter |
Fight On There is a major fight going on between planners and regulators about how to define and apply a fiduciary standard. Yet despite the high stakes, it seems that few planning professionals have chosen to join in and make their opinions known. |
AFP eWire April 17, 2006 |
Value of Relationships Between State Regulators and Philanthropy State and charity regulators and philanthropy can work together to strengthen the philanthropic sector, argues a new report published by the Council on Foundations and the Forum of Regional Associations of Grantmakers. |
InternetNews March 6, 2008 |
EU Set to Clear Google-DoubleClick Merger: Sources Google is expected to receive unconditional approval from European Union regulators next week for its $3.1 billion takeover of ad firm DoubleClick. |
Insurance & Technology March 17, 2009 Anthony O'Donnell |
Senate Banking Committee Hears Divergent Testimony from P&C, Life Industry Representatives Frank Keating of the American Council of Life Insurers argued the need for a federal insurance regulator, while John T. Hill of the National Association of Mutual Insurance Companies said his organization supported a reformed state-based system. |
U.S. Banker July 2011 Phil Angelides |
Four Steps to Reinvent the Financial Industry Have we learned the lessons of the financial crisis? The answer lies somewhere between no and not enough, says the author, who is a former chairman of the Financial Crisis Inquiry Commission. |
Entrepreneur August 2005 Jacquelyn Lynn |
Faking It Fake health insurance policies are being sold to individuals and small businesses. Is your health policy legit? |
The Motley Fool December 29, 2006 Ryan Fuhrmann |
A Closer Look at Insurance Stocks Insurance companies provide an invaluable service by allowing individuals to pool and share risk. The challenge for investors is locating companies with proven abilities to profitably navigate an uncertain future. |
The Motley Fool November 24, 2009 Jennifer Schonberger |
How to Solve "Too Big To Fail" Congressman Paul Kanjorski shares his thoughts on a solution for the "too big to fail" bank problem. |
U.S. Banker November 2009 Kaper & Hopkins |
Dodd's Power of Persuasion Facing long odds, the Banking Committee Chairman builds support for a plan to create a prudential regulator. But would a single agency kill the dual banking system? |
BusinessWeek February 26, 2009 |
Passing the Test Here are some of the key questions regulators are asking to judge how "stressed" the banks are. |
BusinessWeek April 25, 2005 Mike McNamee |
Watchdogs With Eyes Wide Shut As investigators pore over the books of AIG, it's becoming clear that for years regulators failed to detect lapses in the insurance industry. |
Finance & Development March 2010 Monroe et al. |
Perils of Ponzis Regulators need to stop Ponzi schemes before they gain momentum, especially in developing countries. |
BusinessWeek November 1, 2004 Brady & Borrus |
A Crazy Quilt Of Rules Why insurance regulations need national standards. |
Insurance & Technology July 19, 2004 Julie Gallagher |
Modernization Boosts Speed to Market The more states that opt into the NAIC's Interstate Insurance Product Regulations Compact, the better off carriers will be. |
U.S. CPSC October 4, 2007 |
Sports Authority Recalls Aluminum Water Bottles Due to Violation of Lead Paint Standard The surface paint on the water bottle contains excessive levels of lead, violating the federal lead paint standard. |
U.S. Banker June 2011 Laura Marquez-Garrett |
Out-of-State Customers Bring Increased Risk As state regulators push to expand the reach of their consumer protection laws, financial service providers who do business with customers from other states face increasing risk. |
U.S. Banker October 2007 Karen Krebsbach |
Doing the Regulatory Revamp Dance America's bank-regulatory system is once again under the microscope, but for the first time in decades, it is under serious consideration for reorganization. |
CFO April 1, 2011 Vincent Ryan |
The Big Fail Despite the reach of Dodd-Frank, the "too-big-to-fail" bank dilemma lives on. |
U.S. Banker February 2010 Donald Musso et al. |
How Regulators Are Inhibiting an Economic Recovery Raising capital levels for banks deters new lending. Now is not the time for higher capital standards, but for enforcing standards already in place. |
U.S. Banker March 2007 Karen Krebsbach |
Is London Center of Financial World? Say it isn't so. With London proclaiming itself king of the financial universe, New York's financial gurus are asking: Should U.S. banks simplify and have only one regulator? |
Bank Systems & Technology March 16, 2009 Maria Bruno-Britz |
Details of Regulatory Overhaul Coming to Light The Obama administration's plan for revamping the way financial institutions are overseen would give expanded powers to the Fed and make allowances for government takeovers of failing institutions. |
Registered Rep. June 15, 2010 Kristen French |
NASAA Says Reg-D Is Second Biggest Investor Protection Concern NASAA President Denise Voigt Crawford outlined the biggest investor protection provisions in Wall Street reform legislation that are supported by the organization. |
CFO May 1, 2008 David M. Katz |
A New Top Cop for Corporate Finance? Treasury Secretary Paulson mulls over an idea for a new and improved replacement for the SEC. |
U.S. CPSC June 7, 2006 |
Scubapro X650 Diving Regulators Recalled for Drowning Hazard Because of a manufacturing error, the regulators could malfunction, posing a drowning hazard to users. |
HBS Working Knowledge July 21, 2010 |
HBS Faculty Debate Financial Reform Legislation What do Harvard Business School faculty experts who conduct research on financial markets and regulation and who, in many cases, have held leadership positions in the financial sector, think about the bill and its intended (and unintended) consequences? |
On Wall Street October 1, 2013 |
Five Questions with A. Heath Abshure A. Heath Abshure, the outgoing president of the North American Securities Administrators Association discusses his tenure. |
U.S. CPSC December 3, 2002 |
Scuba Regulators Recalled by Oceanic USA Extreme vibration can occur within these CDX regulators, which can cause an air leakage underwater. Divers could run out of air and drown. |
InternetNews January 21, 2010 |
Oracle Gets EU's OK for Sun Purchase Deal takes a big step toward completion as China and Russia mull their reactions. |
On Wall Street August 1, 2010 Sen. Tim Johnson |
Coordinating Global Regulation Senator who helped hammer out the reform bill says this is just the beginning. |
The Motley Fool June 3, 2010 Jim Mueller |
We Reap What We Sow Is there a way around agency capture? Will we learn from letting Big Oil get too close to its U.S. regulators? |
U.S. Banker February 2009 Michael Sisk |
Capital Reservation The financial industry is in for a major regulatory overhaul, and one area that's getting lots of attention is capital ratios. |
Investment Advisor June 2007 |
ACLI Responds To New York Times On Long-Term Care Insurance American Council of Life Insurers President and CEO Frank Keating made the following statement in response to the March 26 New York Times article "Aged, Frail and Denied Care by Their Insurers." |
On Wall Street July 1, 2009 Mark Astarita |
The SEC's "Feel Good" Committee The Securities and Exchange Commission announces the formation of an Investor Advisory Committee, which it says will give investors a greater voice in its work. |