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Registered Rep.
September 16, 2008 |
Barclays Picking At Lehman Carcass; Clock Is Ticking Barclays Capital, one of Britain's largest banks, is nearing a deal with Lehman Brothers to buy its core broker/dealer business, and is in talks to sell its investment management unit to one or more private equity firms.   |
The Motley Fool
August 19, 2008
Alex Dumortier |
Will Lehman Pawn This Crown Jewel? The time for Lehman Brothers to make hard choices is here. |
Financial Advisor
March 2006
Marla Brill |
Courting A New Crowd Rydex Investments hopes to move beyond market timers to mainstream financial advisors. |
Investment Advisor
May 2008 |
Changes New York Life announces president, CEO of investment management arm... Raymond James Financial adds senior managing director of equity trading... Federal Reserve of St. Louis appoints president, CEO... etc. |
The Motley Fool
March 21, 2007
S.J. Caplan |
Legg's Anatomy Lesson Legg Mason's new branding effort seeks to distinguish its various appendages. |
Investment Advisor
August 2009 |
Upgrades Changes: Rydex Investments is now Rydex|SGI... Treasury Department announces nine investment firms chosen to participate in the Legacy Securities Public-Private Investment Program... Thirteen advisors with Curian Capital are testing a seven-step program... more... |
Wall Street & Technology
August 22, 2005
Paul Allen |
The Long Road to Integration Once firms have combined operations, getting the most out of their potential strength is not as easy as it first appeared. |
Financial Advisor
June 2006 |
Frontline News CFP Board To Punt On The F Word... Raymond James Demands Cheaper VA Products... More Clients Need Insurance Help... Calling Young Advisors... etc. |
Investment Advisor
March 2010 |
More Advisors Embrace Alternatives Advisors are increasingly turning to alternative investments, not as a source of outsized returns, but rather to provide true diversification to clients' portfolios. |
Registered Rep.
March 1, 2006
David A. Geracioti |
To Increase Revenue Increase Time Spent With Clients Clients are happier when financial advisors pay close attention to them, and new research suggests that this can manifest itself in more business. |
