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Financial Advisor
March 2012
Mike Byrnes |
Massachusetts Addresses Social Media Regulation Results from a July 2011 survey by the Massachusetts Securities Division found a significant growth trend in advisors using social media, but also found compliance deficiencies in existing social media regulations.   |
Registered Rep.
August 1, 2005 |
Maybe It Was the TeePee Building Exercise Commonwealth Financial Network was recently named the best place to work in the state of Massachusetts by the Boston Business Journal. |
HRO Today
Mar/Apr 2008
Kerry Ann Vales |
Compliance Outsourcing Gaining New Ground in HRO Contracts In a world of changing regulations, employers are increasingly looking to service providers to help ensure they meet all applicable mandates. Expect more contracts, especially mid-market ones, to tack on compliance as part of the service delivery. |
Insurance & Technology
June 1, 2006
Maria Woehr |
Mass. Revision Technology will play a key role in supporting the Massachusetts healthcare reform legislation - which possibly could serve as a blueprint for a national model - that would establish affordable health insurance for all residents. |
InternetNews
February 22, 2007
Roy Mark |
Retailers to Hold Data-Breach Bag? Proposed legislation in Massachusetts would make retailers financially responsible for breaches of their databases that lead to consumer identity theft. |
Wall Street & Technology
November 21, 2006
Cory Levine |
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. |
Bank Director
2nd Quarter 2010
Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
CIO
September 24, 2009
Matt Karlyn et al. |
Identity Theft: 7 Tips for Complying with FTC Red Flag Rules The FTC's Red Flag Rules for reducing fraud due to identity theft take effect on November 1. Here's what you need to do to make sure you comply. |
CFO
March 15, 2006
John Edwards |
Commanding Data Will a raft of federal, state, and local requirements ever lead to a single information-security standard? For corporate officers in charge of compliance, the prognosis is not good. |
On Wall Street
October 1, 2011
Alan J. Foxman |
Preparing for Backup Advisor Q&As: Solo practitioners backup each other?... Upcoming requirements mean mid-size advisors must register with states?... Disclosing old misdemeanors?... more... |
Bank Technology News
September 2001
Joseph McKendrick |
Compliance Gets Complex A changing world brings banks new regulatory challenges... |
Wall Street & Technology
March 21, 2006
Cory Levine |
Education in Regulation In partnership with the NASD, the U.K.'s University of Reading will offer what is believed to be a first-of-its-kind Master's in Capital Markets, Regulation and Compliance from the University's business school. |
The Motley Fool
April 19, 2010
Selena Maranjian |
Massachusetts' Credit Clash With Big Banks Don't respect our interest rate limits? Fine -- you won't get our investment dollars. |
CFO
December 1, 2003
John Goff |
Whose Life Is It, Anyway? Companies, Congress, and customers slug it out over some very personal information. |
The Motley Fool
September 8, 2005
Francois Olivier |
Microsoft's New England Nemesis How will Massachusetts' move toward open source documents affect the software giant? |
InternetNews
January 6, 2009
Drew Robb |
Obama, Dems Could Mean New Compliance Regs The global financial meltdown and Democratic control of the White House and Congress will likely mean new corporate accountability regulations - and more work for storage administrators. |
Insurance & Technology
August 25, 2004
Marianne Kolbasuk McGee |
EMR Initiative: BCBSMA Steals a March One Massachusetts community is going to find out if electronic medical records really can deliver revolutionary improvements in the quality and cost of healthcare. |
ifeminists
June 1, 2005
Wendy McElroy |
Fathers' Rights Victory In Massachusetts The struggle in Massachusetts for non-custodial rights offers both hope and lessons to divorced parents across North America. |
U.S. Banker
March 2007
Paresh Amin |
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. |
