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U.S. Banker November 2008 Michael Sisk	In Pursuit of Sustainable Capitalism The case for greater regulatory CDS oversight appears to be finding traction.
The Motley Fool October 27, 2009	The Treasury Answers Fools' Questions Deputy Secretary of the Treasury Neal Wolin answers Motley Fool readers' questions regarding regulatory reform.
U.S. Banker April 2009 Joseph Rosta	Trade Credit Default Swaps on an Exchange It's time for this vulnerable market to take its vaccine.
Finance & Development September 2009 Randall Dodd	Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal.
Finance & Development September 2009 Andrew Crockett	Rebuilding the Financial Architecture What needs to be done to strengthen financial regulation and supervision?
HBS Working Knowledge April 23, 2008 Dwight Crane	The Gap in the U.S. Treasury Recommendations U.S. Treasury recommendations for strengthening the regulation of the financial system are a good start but fall short, says Harvard Business School professor emeritus Dwight B. Crane.
Finance & Development March 2009 Kodres & Narain	What Is to Be Done While there is enough blame to pass around, one key contributor to the global financial crisis was inadequate regulation. The scope of financial regulation needs to be revamped and the provision of liquidity improved. Here's how.
HBS Working Knowledge July 21, 2010	HBS Faculty Debate Financial Reform Legislation What do Harvard Business School faculty experts who conduct research on financial markets and regulation and who, in many cases, have held leadership positions in the financial sector, think about the bill and its intended (and unintended) consequences?
Investment Advisor June 2008 Mark Tibergien	Truth and Consequence Are more regulations for the financial services sector really needed, or just better enforcement of what's now on the book?
Bank Systems & Technology December 29, 2009 Henry Ristuccia	Washington's Regulatory Agenda Will Shape Banks' Risk IT Strategies Now is the time to examine governance, risk and regulatory compliance processes and to get your house in order so that your bank can be ahead of any requirements that may be enacted.
On Wall Street August 1, 2010 Sen. Tim Johnson	Coordinating Global Regulation Senator who helped hammer out the reform bill says this is just the beginning.
The Motley Fool October 21, 2009 Dayana Yochim	Report From the White House: Will Regulation Stifle Innovation? Here is the fifth installment of our interview with Austan Goolsbee, chief economist for the President's Economic Recovery Advisory Board.
Wall Street & Technology November 17, 2008 Penny Crosman	Wall Street Taking A Closer Look at Collateral Management In the wake of the credit crisis, JPMorgan, BNY Mellon, many of the top broker-dealers and a few buy-side firms are all involved in collateral management technology upgrades.
Bank Director 2nd Quarter 2010 Eugene A. Ludwig	Discerning the New Financial Services Landscape The former U.S. Comptroller of the Currency and vice chairman of Bankers Trust/Deutsche Bank, offers his views on what is likely to come out of upcoming reform legislation as well as areas that are far from clear.
Investment Advisor September 2008 Melanie Waddell	Turf Wars A conversation with former SEC Commissioner Roel Campos about the Treasury's Blueprint for financial services reform.
On Wall Street June 1, 2010 Mark Astarita	Tilting the Litigation Landscape Against the Financial Industry Current reform proposals could radically alter the broker-client relationship.
The Motley Fool October 9, 2008 Alex Dumortier	The Next $350 Billion Hole Lehman goes out with a bang.
Finance & Development December 1, 2008 Noel Sacasa	Preventing Future Crises The financial crisis has exposed weaknesses in the current regulatory and supervisory frameworks and made it clear that we are in need of regulatory reform.
Finance & Development March 2009 Amar Bhattacharya	A Tangled Web Everyone agrees on reforming the governance of financial markets, but who will do what remains unclear.
The Motley Fool October 12, 2009	Last Call for Questions for the White House Got ideas for better financial regulation? We can take them to the Obama Administration.
Bank Director 2nd Quarter 2010 Jack Milligan	Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead.
FDIC FYI July 24, 2002	Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports.
Registered Rep. March 1, 2006 David Weiss	Living with Reg SHO The new regulation opened up the possibility of completing a short sale without worrying if it complied with the uptick or bid test, and put into affect rules requiring greater effort on the part of brokers and other participants in the securities industry to ensure that short sales were covered.
Bank Systems & Technology January 6, 2009 Maria Bruno-Britz	Banks to Face Greater Scrutiny in 2009 Banks will experience greater oversight as the new administration seeks to help the finance sector recover.
Insurance & Technology April 3, 2009 Anthony O'Donnell	Industry Reacts to Federal Insurance Regulation Bill Insurance industry associations argue the benefits or drawbacks of federal regulation, optional federal charter and the priority of addressing systemic risk over shortcomings of the existing state-based regulatory regime.
Investment Advisor July 1, 2011 James J. Green	Complying With Uncertainty The time and expense of compliance has a greater impact on the rule followers than it does on the rule breakers.
Financial Advisor June 2004 Tracey Longo	Compliance Overload A white-hot regulatory agenda is bedeviling independent broker-dealers in the U.S.
Bank Technology News February 2009 Brian Longe	Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure.
Financial Planning March 1, 2010	What's Happening to Regulation? Whether we like it or not, we do live in a post-Madoff world, and it's impossible to separate his crimes from the dialogue surrounding regulatory reform.
Finance & Development September 2010 Ashok Vir Bhatia	After the Supernova Crisis management lessons from the IMF's assessment of the U.S. financial system.
Wall Street & Technology January 6, 2006 Ivy Schmerken	Everything's Coming Up Hybrid Will a joint NYSE - NASD regulator result in the $100 million-a-year savings that the NASD is proposing in the hybrid regulation of dual member firms?
Wall Street & Technology March 1, 2004	Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions.
Registered Rep. July 25, 2011 Lena S. Rizkallah	Are the New Dodd-Frank Regulations Good for the Insurance Business? While the Dodd-Frank Act will impose additional restrictions on previously unregulated areas in the financial industry, it may also set additional limitations in place on the insurance industry, which some advisors view as unnecessary and others beneficial.
U.S. Banker January 2009 Joseph Rosta	The Industry's New Year's Resolutions Here are five things the banking industry should consider to dig out of this recessionary ditch stronger than before.
Insurance & Technology March 17, 2009 Anthony O'Donnell	Senate Banking Committee Hears Divergent Testimony from P&C, Life Industry Representatives Frank Keating of the American Council of Life Insurers argued the need for a federal insurance regulator, while John T. Hill of the National Association of Mutual Insurance Companies said his organization supported a reformed state-based system.
CFO October 1, 2002	Reform: How the Corporate Landscape Is Changing Everyone from Congress to the journalist next door has a reform proposal to promote. This article assesses the likelihood of passage as well as the potential impact of several proposals.
Bank Director 2nd Quarter 2009 Deborah Scally	Outlook for M&A: 2009 Interestingly, for some banks, M&A will be a viable -- even attractive -- strategic option.
Bank Director 3rd Quarter 2009 John Berlau	Overregulation Plan Won't Fix Financial Crisis Initial reports indicate that these early hopes of a more accountable regulatory structure from the Obama administration have been dashed.
Registered Rep. July 30, 2007 Halah Touryalai	FINRA Sticks as SEC Approves Regulator Consolidation After some minor bumps along the way, the NASD and NYSE merger is official.
Investment Advisor July 2009 Melanie Waddell	Danger & Opportunity: Bracing for Change It looks to be all but inevitable that the rules for broker/dealers and investment advisors will be harmonized, and that broker/dealers offering investment advice will have to adhere to a fiduciary standard of care.
The Motley Fool October 8, 2008 Alex Dumortier	Is This Buffett's Nightmare Scenario? The credit default swaps are coming.
Bank Director 2nd Quarter 2009 Jack Milligan	Scrambling for Solutions Get ready for the mother of all lobbying battles in Washington later this year when the Obama administration starts pushing its reform agenda for financial regulation in the U.S. Congress.
Reason January 2009 Katherine Mangu-Ward	Is Deregulation to Blame? The new Washington consensus says "yes." The facts on the ground say something different.
Bank Systems & Technology June 24, 2008 Thompson & Mataconis	Banks Must Rely On Their Own Risk Models in Future Long-term, it's clear that banks will have to provide more transparency into their credit and risk decisions -- and do a lot more of the work themselves.
U.S. Banker March 2009 Joseph Rosta	Regulation Redux After years of tracking, report writing, report filing, documentation, and general paper churning, the Age of Re-regulation is nigh for the financial sector.
Financial Advisor June 2004 Gary Schneider	Fund Industry Being Forced In Wrong Direction In the aftermath of some of America's biggest scandals in the history of the mutual fund industry, proposed standards are wrongheaded and unnecessary.
The Motley Fool April 23, 2009 Richard Gibbons	Stocks That Will Benefit From This Disaster The companies that helped cause the current crisis may end up being the biggest beneficiaries.
The Motley Fool November 12, 2009 Matt Koppenheffer	This Is Poison for Our Economy There's a lot of talk of recovery, but has our financial system really seen the light?
OCC Bulletin September 5, 2002	Investment Portfolio Credit Risks: Safekeeping Arrangements This guidance alerts banks to the potentially significant credit risks they incur when safekeeping investment portfolio assets with third parties, such as brokers, broker/dealer firms and banks.
HBS Working Knowledge March 20, 2006 Ann Cullen	Unlocking Your Investment Capital Many companies can double or even triple their capacity to invest in strategic assets and competencies by properly managing their risk balance sheet.