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On Wall Street January 1, 2009 Kearney et al.	The Power Players It's shaping up to be a challenging year for the wirehouse world. From Washington to Wall Street, see who we think will have the most influence on the industry as it battles through the down market.
Registered Rep. November 6, 2008 Christina Mucciolo	Bank Run It might be time to reconsider the stereotype of the bank broker.
On Wall Street January 1, 2009 Frances A. McMorris	The 10th Annual Recruiters Roundtable Packages get lowered. Brokers get hired. Markets have tanked. Retention offers are shrinking. And yet, according to the experts in our 10th Annual Recruiters Roundtable, there are still opportunities in the retail brokerage arena, if you know where to look.
Financial Advisor May 2008 Evan Simonoff	After The Storm As the mushrooming subprime loan crisis enters its tenth month, a growing list of questions begs answers.
Registered Rep. June 1, 2008 Mindy Diamond	Flexing Your Trigger Finger If there is any lesson for advisors in the recent Bear Stearns implosion, it might be this: In times of market crisis it can't hurt to have an exit strategy planned. Many clients are now asking advisors what their exit strategy is.
Investment Advisor August 2008 Elizabeth D. Festa	Springtime for Brokers Custodians and independent B/Ds roll out the carpet.
The Motley Fool October 2, 2009 Morgan Housel	The Biggest Bank Deals That Never Happened You think you've seen too big to fail? You ain't seen nothing.
Registered Rep. September 22, 2008 John Churchill	Wall Street's Pain Is RIAs' Gain: Reps Flee Wirehouses, Bring Assets to Fido And Others Despite the still-outsized signing bonuses offered by most Wall Street firms, the steady trickle of brokers leaving wirehouse firms to join or form their own RIA firms is growing.
On Wall Street January 1, 2011	Recruiting's Next Big Challenge A conversation with industry headhunters about the job market for financial advisors.
Financial Advisor February 2011 Evan Simonoff	Exodus Lawyer Brian Hamburger ensures advisors exit wirehouses the right way.
On Wall Street July 1, 2010 Lauren Barack	Beating Back The Independents So a mere eighteen months after the sky fell, is it really possible that life at the wirehouses isn't so bad?
The Motley Fool April 23, 2009 Richard Gibbons	Stocks That Will Benefit From This Disaster The companies that helped cause the current crisis may end up being the biggest beneficiaries.
Financial Advisor November 2008 Gail Liberman	War Breaks Out For Wirehouse Brokers The economic crisis on Wall Street, among many other things, is causing wirehouse brokers to reconsider the value proposition offered by the giant financial service firms.
HBS Working Knowledge September 29, 2008 Martha Lagace	Financial Crisis Caution Urged by Faculty Panel Dean Jay O. Light and a group of Harvard Business School faculty explored the origins and possible outcomes of the U.S. financial crisis at a recent "Turmoil on the Street" panel.
Registered Rep. March 17, 2008 Kristen French	Bear Sells To JP Morgan, Advisors Prepare For Flight Recruiters say Bear advisors are very determined to leave, but the deal at least buys them some time to look for a new home.
Financial Planning August 1, 2008 Bob Veres	The Big Regulatory Fix If the same few companies are behind virtually every major financial scandal and meltdown, why are the regulators talking about tightening up on all financial advisors?
Investment Advisor May 2009	Game Changer Barack Obama tops the 2009 IA 25 -- our seventh annual list of the most influential people in and around the advisory profession.
Financial Advisor May 2008	Editor's Note Bear Stearns barely had been pronounced dead before the powers that be all started clucking about re-regulating the entire financial services business.
Financial Advisor June 2009 Jeff Schlegel	Money In Motion The economic crisis has wreaked havoc on wirehouses, and more advisors are looking for new opportunities.
Registered Rep. September 10, 2008	Bank of America to Buy Its ARs Back The nation's second-largest bank by assets settled an investigation by Massachusetts regulators, agreeing to buy back $4.5 billion worth of the securities.
Registered Rep. November 4, 2011 Kristen French	Indie Exodus: Overhyped? In 2009, in the wake of arguably one of the biggest financial crises this country has seen since the Great Depression, over 3,000 financial advisors left Merrill Lynch, UBS, Morgan Stanley and Wells Fargo to start life over at an independent broker/dealer or RIA firm.
Financial Advisor February 2010 Sherri Scordo	Frontline News Financial Services News: Branch Managers Break Away To Independence... Call For Fiduciary Standard Unites Disparate Forces (Sort Of)... Independent Contractor Status Under Review... Retirement Planning Industry To Be A Top Performer In New Decade... more...
Registered Rep. January 1, 2003 Gaffen & Geracioti	The Future of the Industry The broker has to be a person who can handle every aspect of a client's financial life. The broker must evolve into a kind of chief financial officer for the client -- managing everything from investments to insurance to estate planning to mortgage banking.
Reason January 2009 Katherine Mangu-Ward	Is Deregulation to Blame? The new Washington consensus says "yes." The facts on the ground say something different.
On Wall Street June 1, 2011	The Leaders Speak The most influential leaders in wealth management today expound on evolution, revolution, moving the debate past wirehouse versus independent, and more.
Registered Rep. August 1, 2006	Ten To Watch 2006 The Innovator: Rob Arnott, Chairman, Research Affiliates... The Manufacturer: Larry Fink, Chairman and CEO, BlackRock... The Watchdog: Mary Schapiro, Chairman and CEO of NASD... etc.
The Motley Fool April 7, 2010 William D. Cohan	The End of Wall Street? The sad truth is that Wall Street is much the same as it was before; it's Main Street that may never be the same again.
Registered Rep. August 1, 2005 Matt Barthel	The Ten to Watch 2005: Learning to Live With the New Normal Lately, there is a palpable sense of acceptance in the brokerage industry that the new regulatory climate is likely to be a permanent one. Heralds of the new order: John Mack... Chris Cox... etc.
Financial Advisor December 2009 Eric Rasmussen	Big Guys Fight Back Broker-dealers try to find their bearings in 2010 as their antagonists push back.
The Motley Fool February 27, 2009 Ivan Martchev	The Stimulus Won't Work Without Fixing the Banks Deficit spending has limited effects if the credit mechanism is broken.
Financial Planning December 1, 2008 Brooke Southall	RIA Power Registered investment advisory firms are bringing in more assets these days than are wirehouse brokerage firms.
The Motley Fool November 30, 2006 Michael Leibert	A Look at Bear Stearns As the strategic landscape evolves in ways that do not always favor Bear's strengths, the firm is unlikely to continue to outperform its peers. Investors, take note.
Financial Planning November 1, 2008 Jeanne Lee & Marion Asnes	Markets Under Siege Now that familiar Wall Street landmarks are gone, advisors are trying to determine what the new, brutal market environment will mean for their businesses, what may happen next and how it might affect their client relationships.
The Motley Fool June 30, 2010 Alyce Lomax	The Supreme Court Spares Sarbanes-Oxley Fortunately, the Court appears to have upheld the spirit of accounting transparency for the good of investors.
Financial Advisor November 2011 Jeff Schlegel	Back In Gear After a slow period, recruiting is revving up again among broker-dealers.
Financial Planning November 1, 2008 Stacy Schultz	Going Indy After two years of toying with the idea, a team of UBS advisors decided it was time they took going independent seriously -- very seriously.
Investment Advisor May 2008 Kathleen M. McBride	What Lurks Beneath There are many registered independent advisors and broker/dealers for whom the Bear Stearns debacle is much more than an academic exercise.
On Wall Street July 1, 2010 Bill Willis	Defining A Firm's Label, Where Do You Fit In? We in the securities industry make a big deal of classifications for our firms. However, over the years these categories have become blurred, as have their advantages and weaknesses.
The Motley Fool December 1, 2009 Susan Antilla	Is Everybody Losing It in Finance's Nervous Breakdown? The evidence says yes. The wackiness on Wall Street and in Washington has, unsurprisingly, infected the nation's regulators.
Financial Advisor January 2009 Eric Rasmussen	Revenge Of The Wirehouses Large Wall Street firms dangle big incentives to hang onto advisors.
Registered Rep. November 8, 2011 Jerry Gleeson	Auction Rate Revenge For tens of thousands of investors who were trapped in the auction rate securities debacle that started in 2008, finances are getting back to normal.
The Motley Fool October 14, 2008 Alex Dumortier	Paulson's Land Grab: Will Your Bank Be Next? Not all banks deserve the Treasury's largesse.
Registered Rep. September 17, 2008 Geracioti & Touryalai	Morgan And Wachovia? The need for the kind of capital offered by customer deposits apparently is driving securities firms into the arms of banks.
Registered Rep. February 1, 2005 Pam Black	Why More Reps Are Getting Their Kicks on Route 66 What's driving top reps to Series 66 RIA designation is not regulatory rules. It's changes in the wirehouse environment that, newly minted RIAs say, made it harder for them to do their own thing.
Registered Rep. February 13, 2012 Jerry Gleeson	Raymond James Ramping Up Its RIA with New Leadership, Investment The new president, Bill Van Law, said the company plans to make a significant investment in the business in the months ahead.
The Motley Fool April 14, 2008 Anand Chokkavelu	Why Paulson's Plan Works Saluting the Secretary of the Treasury's proposed overhaul of financial institution regulations.
Investment Advisor August 2009 James J. Green	Editor's Note: Change Partners Some thoughts from the editor of this publication on the current state of the financial advisory business.
The Motley Fool October 30, 2008	The Motley Fool Crisis Survival Kit With a calm head and a smart game plan, each of us can get through the current crisis. Read on for advice.
Investment Advisor June 2009 Russ Diachok	Survival of the Fittest An assessment of who will succeed -- and fail -- among the independent B/D ranks.
The Motley Fool July 14, 2009 Matt Koppenheffer	Nothing's Changed in Banking The recent upending of the financial world seems to have yielded few results.