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Wall Street & Technology
July 1, 2005
Maria Santos |
Fast Facts According to the Securities Industry Association's 2004 Investor Survey, nine out of 10 investors are "very" or "somewhat" satisfied with the service provided by their investment professional.   |
Registered Rep.
January 1, 2006
Kristen French |
Help Wanted Securities Industry employment topped the 800,000 mark in November for the first time since February 2002. |
Registered Rep.
March 11, 2013
Diana Britton |
When ETFs Close While it's rare for an ETF to shut down, it does happen, a recent WealthManagement.com survey found. Here are some of the warning signs. |
Registered Rep.
January 1, 2008 |
2008: A Glass-Half-Full Kind Of Year? An economic prediction from the Securities Industry and Financial Markets Association. |
Registered Rep.
December 9, 2011
Diana Britton |
S&P Capital IQ: If History Repeats Itself, Expect an Up Market in 2012 If history is any indication of where the market moves in the months following a severe market correction, we can expect the S&P 500 to move up over the next three, six and 12 months. |
The Motley Fool
August 13, 2010
Dan Caplinger |
Salvage Your Losers With This Easy Strategy Use exchange-traded funds to avoid the "wash sale" tax rule. |
Registered Rep.
May 1, 2004 |
Cutting the Pace of Cost-Cutting New numbers from the Securities Industry Association suggest that cost-reduction efforts are easing. |
On Wall Street
July 1, 2011
Carl Resnick |
Like A Stock, But Different Advisors looking for cost-effective options for building diversified portfolios are continuing to turn to exchange-traded funds. |
The Motley Fool
April 4, 2007
Zoe Van Schyndel |
Fixed-Income Fever The fixed-income universe for ETF investors has been limited to shades of gray rather than a full palette, until now. Two of BGI's new funds are mixed government/credit funds options, which invest in U.S. government and investment-grade corporate securities. |
Registered Rep.
October 1, 2006
Kristen French |
Cold Call: Jeff Gerson What is the view from your office window today?... How did you get your first job in the securities industry?... etc. |
The Motley Fool
October 16, 2008
Zoe Van Schyndel |
The Risky Business of Securities Lending Is your mutual fund betting with your money? |
Wall Street & Technology
June 21, 2004 |
The Trust Factor We're at a point where we trust the technology and we trust the operations, but we don't trust the human beings and the corporations in the securities industry. |
Registered Rep.
July 30, 2003
Will Leitch |
Securities Industry Registers Slight Employment Uptick Securities firms have begun adding employees again, according to statistics from the Securities Industry Association and the Labor Dept. |
Investment Advisor
July 2010 |
Asset Allocation Behind the current financial indicators with Sam Stovall, S&P Equity Research chief investment strategist. |
Registered Rep.
February 3, 2009
John Churchill |
Wachovia-UBS Hookup Rumored but Unlikely Here's a possible new twist in the changing financial services landscape: A report in the New York Post raises the possibility of a "joint venture" between the wealth management divisions of Wachovia Securities and UBS. |
On Wall Street
July 1, 2011
Elizabeth Wine |
The Three Sector Strategy What should advisors tell clients who are frightened of volatility and clinging to a hefty cash cushion? |
The Motley Fool
February 6, 2008
Sham Gad |
Focus on Absolute Performance Most mutual fund investors fail to outperform the S&P 500 index over the long-term. They accept this sub-par result, focusing on relative performance, when in fact, successful investors focus on absolute returns. |
Financial Planning
December 1, 2005
Michael Provine |
A Healthy Harvest Selling losing positions to offset capital gains and ordinary income is the single most effective way to reduce the tax liability in a client's portfolio. |
Investment Advisor
September 2009 |
Asset Allocation Outlook for inflation and the Fed, plus other predictions from a panel of strategists, and asset allocation recommendations. |
Wall Street & Technology
January 20, 2008
Cory Levine |
Fixed-Income Products Fail to Go Fully Electronic New research reveals that not all types of fixed income securities are experiencing rapid electronification. |
Investment Advisor
June 2009
Vaughan Scully |
ETF Advisor: ETFs for Cash Over the past year, ETFs holding money market securities -- Treasury, municipal, and corporate bonds that mature in less than a year -- have sprung up to give investors a "cash-equivalent" ETF option. |
Registered Rep.
December 10, 2003
David A. Gaffen |
Securities Revenues Fall in Third Quarter Securities firms showed profits of $3.0 billion in the third quarter of 2003, a 45 percent decline from the second quarter, according to the Securities Industry Association. A significant drop in trading revenue was responsible for the profit hit. |
The Motley Fool
April 3, 2007
Zoe Van Schyndel |
Home on the Exchange The ETF BGI's iShares Lehman MBS Fixed-Rate Bond Fund, featuring mortgage-back securities, gives investors fixed income with a better yield. |
The Motley Fool
June 19, 2008
Rich Duprey |
Finally, Money for Auction-Rate Securities A new product may finally save investors stuck with frozen auction-rate securities. |
On Wall Street
March 1, 2012
Elizabeth Wine |
A New Bull Market? "I believe that investors are like dieters, they look to January for a new beginning," Sam Stovall, chief investment strategist for S&P Capital IQ, says. |
Registered Rep.
September 29, 2008 |
Wachovia, The Bank, Saved by Citi; What Will Happen To Wachovia Securities? Firm Says The AGE Integration To Continue Unaffected Citigroup apparently thinks its got enough financial advisors: Citi declined to buy the retail brokerage business -- Wachovia Securities (and A.G. Edwards) -- and the asset management unit (Evergreen). |
