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Registered Rep.
November 27, 2007
Christina Mucciolo |
Top Independent Advisor Under Investigation From the complaints on Frank Bluestein's CRD, it appears that he is charged with selling unregistered securities to his clients with $1.57 million in alleged damages.   |
Registered Rep.
April 16, 2008 |
Former Gunnallen Broker Accused of a Ponzi Seven investors who say they were the victims of a Ponzi scheme by a former GunnAllen rep have filed an arbitration claim against the Tampa firm. |
Registered Rep.
September 28, 2009
Christina Mucciolo |
SEC Charges Former GunAllen Advisor in Ponzi Former GunnAllen financial advisor Frank Bluestein has been charged with fraud for allegedly luring elderly investors into a $250 million Ponzi scheme. |
Registered Rep.
March 22, 2010
Christina Mucciolo |
FINRA Closes GunnAllen, Next Step Uncertain FINRA shut down Gunn Allen Financial Monday morning for failing to meet net capital requirements. |
Investment Advisor
April 2009 |
B/D Briefing: News & Products The latest from the broker/dealer world. |
Financial Planning
June 1, 2010
Jeanne Lee |
Under Pressure Last month AFA Financial followed GunnAllen in shuttering its doors. Will more small independents close? |
