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Wall Street & Technology July 26, 2007 |
Anna Ewing Innovates Trading at Nasdaq The stock market's EVP of Operations and Technology and CIO discusses past work experiences, what's next in exchange industry IT, 2008 initiatives and her top three current IT projects. |
Wall Street & Technology July 18, 2006 |
With the INET Integration Underway, Nasdaq's CIO Looks to Crossing Networks Next CIO Anna Ewing has a full agenda with the INET integration, crossing networks, and technology cost reductions on tap for 2006. |
Wall Street & Technology July 26, 2007 Maria Wakem |
Susan Certoma Takes Wachovia to the Next Level Here, Wachovia Corporate Investment's CIO discusses work experiences, what's next in enterprise tech management, 2008 IT initiatives and her top three current IT projects. |
Wall Street & Technology July 1, 2005 Maria Santos |
Deutsche Bank's Lehrman Moves to Merrill Ira Lehrman joined Merrill Lynch as first vice president and head of global investment banking and client technology. |
Wall Street & Technology May 21, 2007 Greg MacSweeney |
20 Year Wall Street Data Veteran Roseann Palmieri Joins Merrill Lynch Palmieri's career -- including 10 years at Morgan Stanley, six years at Deutsche Bank and, most recently, four years at Bank of America Securities -- has touched almost every part of the data management business. |
Registered Rep. April 1, 2006 John Churchill |
Merrill Call Centers Gone Wild Merrill Lynch agreed to pay a $5 million NASD fine to settle charges that the firm's brokerage client call centers were poorly supervised. |
Wall Street & Technology September 18, 2007 Melanie Rodier |
Merrill Lynch's Lehrman Named Head of Global Credit Trading Technology Given the volatility in the credit markets as of late, Ira Lehrman jokes that assuming his new position as global head of credit trading technology at Merrill Lynch will be like "getting into the cockpit of a plane while in flight." |
Wall Street & Technology July 26, 2007 Maria Wakem |
SOA Infrastrucutre Paves Way for Web 2.0 at ING Investment Management The bank's technology leader discusses past projects, what's working today and tech initiatives for 2008. |
Wall Street & Technology July 17, 2006 |
Barclays Global Investors Works to Align Business With Technology to Support Growth CTO Derek Stein innovates by implementing SOA applications to continually roll out products at the financial firm. |
Registered Rep. March 15, 2006 John Churchill |
NASD Fines Merrill $5 Million in Settlement Over Improper Supervision Charges The firm's Financial Advisory Center (FAC) was found to have lacked sufficient supervisory measures that led to a variety of improprieties committed by brokers at the two locations between 2001 and 2004. |
Wall Street & Technology July 26, 2007 Jessica Pallay |
Deutsche Asset Management Linking Investment Systems, Reports Sean Kelley Here, the managing director and global head of technology and operations discusses IT professional challenges, industry tech leaders and what's next for banking technology. |
Wall Street & Technology July 26, 2007 Maria Wakem |
John Galante Applies Strong Work Ethic at JPMorgan The financial giant's tech leader discusses career influences, past work experiences, 2008 initiatives and his top three current IT projects. |
Wall Street & Technology July 19, 2006 |
Wachovia Corp. CIO Targets Customer Loyalty, Efficiency, and Mergers and Acquisitions CIO Martin Davis makes customer loyalty initiatives, IT organization efficiency, and M&A top priorities. |
Registered Rep. April 27, 2011 Jerry Gleeson |
Merrill Lynch Names Thiel to Run U.S. Brokerage Thiel, 50, will replace Lyle LaMothe. LaMothe, also 50, said on March 4 that he would retire as head of Merrill Lynch U.S. Wealth Management. |
Registered Rep. February 15, 2006 Kevin Burke |
What the BlackRock/Merrill Deal Means to Advisors The deal marks the biggest asset-management merger in history and has far-reaching implications for rank-and-file reps as well as the financial-services industry at large. |
The Motley Fool July 20, 2006 Alex Dumortier |
Merrill's Bull Stampeding Nearly all of Merrill's business lines showed strength and the firm seems to have navigated smoothly through a choppy market. That ought to keep investors running with this bull for now. |
Registered Rep. April 13, 2004 David A. Gaffen |
Merrill Reports Record Quarter Merrill Lynch reported earnings of $1.3 billion for the first quarter of 2004, a 95 percent increase from the same period a year ago. |
Wall Street & Technology November 18, 2005 Cory Levine |
Fixed-Income Analytics Merrill Lynch unveiled a new fixed-income analytics and data tool, MLXport, which currently is available to select institutional clients as a download. |
The Motley Fool January 23, 2006 Stephen D. Simpson |
Maybe a Bull Case for Merrill Lynch This large broker-dealer is doing well, but further operating improvements could make it a bargain for investors. |
Registered Rep. July 1, 2004 David A. Gaffen |
More Rich People to Serve According to the annual World Wealth Report, prepared by Merrill Lynch and Capgemini, the number of high-net-worth investors worldwide rose to 7.7 million, a 7.5 percent increase, or a net 500,000 people. |
Registered Rep. October 28, 2015 |
Merrill Lynch: A Simple and Streamlined Approach Merrill Lynch designed Merrill Lynch One, a multi-year, $100 million project that brought together five disparate money management platforms, each with their own fee structure, enrollment process and website. |
The Motley Fool October 23, 2006 Alex Dumortier |
Merrill Brings Home the Bacon The firm's solid third-quarter performance comes as no surprise to investors. |
Registered Rep. March 1, 2005 |
Merrill Hungry for a Light Meal Jim Gorman, head of Merrill Lynch's global private client group, says his unit is working up an appetite for acquisition. |
Registered Rep. October 23, 2007 John Churchill |
Pre-Earnings Whisper Not Good for Merrill By announcing the likelihood of a multibillion-dollar write-down in its third quarter a few weeks ago, Merrill Lynch prepared investors for dismal earnings. |
Registered Rep. November 30, 2010 John Aidan Byrne |
Report: Merrill Edge Threatens Online and Regional Brokers, Not Its Own FAs A new report by research firm Aite Group this week, sees Bank of America Merrill Lynch's recently expanded online brokerage business -- as a serious challenge to the online business of powerhouses such as Charles Schwab and Fidelity Investments. |
CIO April 1, 2003 Marvin Balliet |
Getting the Twain to Meet A Merrill Lynch CFO offers four tried-and-true tools for establishing common business and technology goals. |
Registered Rep. October 30, 2003 |
Merrill CEO: We're Hiring Stan O'Neal, chairman and chief executive officer of Merrill Lynch, says the company is accelerating its hiring of financial advisors. |
Wall Street & Technology May 15, 2006 Tim Clark |
Merrill Lynch Drives Efficiency Through Grid Computing The firm launched two grid initiatives: a robust pricing application for vanilla and exotic derivative portfolios, and advanced analytics and simulations for risk and margin analysis. The result has been a 200% increase in the speed by which exotics are priced. |
Registered Rep. May 15, 2008 John Churchill |
Merrill's New Stock Rankings Merrill Lynch announces new guidelines for its research analysts that will require them to increase the number of firms in their coverage area that they expect will fall or underperform in the coming 12 months. |
Registered Rep. March 16, 2006 Kristen French |
Gorman Streamlines Morgan, Brings on Merrill Friends In his first step as head of retail brokerage at Morgan Stanley, James Gorman has streamlined the firm's regional office structure -- reducing regional offices to four from eight and cutting out one layer of management. |
Registered Rep. February 19, 2010 Jerry Gleeson |
Merrill Hires Executive from MSSB A senior executive at Morgan Stanley Smith Barney has jumped ship for Merrill Lynch. Jimmy Tighe, former New York City regional director for Morgan has been hired by Merrill as managing director and business & resource integration executive at Merrill Lynch Wealth Management. |
Registered Rep. April 15, 2009 Kristen French |
Bank of America Launches Client Referral Program It's one of several referral programs the bank is putting together as part of its integration with Merrill Lynch, including one that would offer leads from the commercial banking division to certain Merrill Lynch advisors. |
Registered Rep. October 2, 2006 Kevin Burke |
Merrill Hands Over Mutual Fund Reins to BlackRock BlackRock, the nation's third-largest bond fund manager, said it has completed its takeover of the asset-management arm of Merrill Lynch; the union is one of the world's largest asset managers. |
The Motley Fool April 20, 2007 Matt Koppenheffer |
Party On, Merrill! For investors in the brokerage industry, it would appear that the party still isn't over. Merrill Lynch delivered knockout first-quarter results. |
Registered Rep. July 19, 2011 Kristen French |
Bank of America Gains 500 Financial Advisors, Client Balances Slip in Q2 It was an ugly quarter for Bank of America, which reported an $8.8 billion loss in the second quarter. |
The Motley Fool September 21, 2007 Matt Koppenheffer |
Quick Take: Like Stocks Right Now? You're Not Alone. Volatility and uncertainty have certainly risen in the past few months, but that hasn't dampened many investors' interest in stocks. |
Registered Rep. October 1, 2010 John Aidan Byrne |
Who Will be Number One Among the Wirehouses? A good old-fashioned Wall Street fight for retail assets -- and a fierce tussle over which firm can call itself the Number One retail wealth management firm on Wall Street -- is brewing. |
Registered Rep. February 10, 2009 |
In First Media Interview, McCann Says Resignation Was At A "Logical Time" In his first interview since leaving Merrill Lynch, Robert J. McCann says he maintains good feelings for both Merrill Lynch and the timing of his departure. |
Registered Rep. September 15, 2005 John Churchill |
Merrill Gets Advest Cheap Merrill Lynch reportedly paid $400 million for the purchase of the Advest Group from AXA. The purchase includes the private client group, an asset management arm and a capital markets group. According to analysts, Merrill got the firm cheap. |
CIO September 15, 2003 Todd Datz |
Merrill Lynch's Billion Dollar Bet Next month, Merrill Lynch plans to roll out a new $1 billion platform built by an all-star team of vendors and one general contractor with an unusual role. If successful, how Merrill managed it all may point the way to the future of IT outsourcing. |
Registered Rep. March 23, 2006 Kristen French |
Merrill To Gorman: Quit Poaching Our Reps And BOMs Is James Gorman, the new head of retail at Morgan Stanley, brazenly poaching employees from his old firm, Merrill Lynch? A judge apparently thinks so. |
Registered Rep. September 14, 2005 John Churchill |
Mother Merrill Adopts Advest From AXA Merrill Lynch and AXA Financial, part of the French insurance giant AXA, announced today that Merrill would buy The Advest Group, AXA's full-service retail brokerage arm. Both firms' shares rose on the news. |
The Motley Fool July 18, 2007 Matt Koppenheffer |
Dissecting Merrill's Earnings A second look at the bumper earnings from Merrill Lynch. Investors, take note. |
Registered Rep. March 16, 2012 Kristen French |
Due Diligence: Merrill Cost-Cutting Centers on Client Segmentation, Less Bureacracy Merrill Lynch financial advisors can expect Bank of America cost-cutting to take the form of greater client segmentation and reduced bureaucracy, said John Thiel of Merrill Lynch |
Registered Rep. January 1, 2003 David A. Gaffen |
Merrill Takes it To the Bank One of Merrill Lynch's major initiatives in the coming year will be to continue to attract clients to the firm's expanded banking service, known as Beyond Banking. |
Registered Rep. April 15, 2011 Kristen French |
Merrill Earnings Strongest Since Bank of America Takeover Bank of America's Global Wealth and Investment Management division, which includes Merrill Lynch, reported its highest earnings since Bank of America's takeover of Merrill in late 2008, as asset management and brokerage fees rose. |
BusinessWeek September 2, 2010 Moore & Mildenberg |
In the Battle of the Big Brokers, Merrill Is Winning Merrill Lynch earns higher profits with fewer advisers, thanks to a smooth integration with Bank of America and more cross-selling. |
Registered Rep. June 11, 2008 |
Thain + You, Sittin' in A Tree Merrill Lynch CEO John Thain heaps praise upon the wealth management division during an interview. |
Registered Rep. April 16, 2010 Jerry Gleeson |
Merrill Advisor Defections Flat In Q1, Profit Falls Profits were down last quarter at Merrill Lynch but the brokerage's performance still helped to lift the fortunes of its new parent, Bank of America Corp. |
On Wall Street December 1, 2008 Barack et al. |
Top 40 Advisors Under 40 See which advisors made the cut and learn how these young guns reached the top of their game. |