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Wall Street & Technology
July 26, 2007
Anna Ewing Innovates Trading at Nasdaq The stock market's EVP of Operations and Technology and CIO discusses past work experiences, what's next in exchange industry IT, 2008 initiatives and her top three current IT projects. mark for My Articles similar articles
Wall Street & Technology
July 18, 2006
With the INET Integration Underway, Nasdaq's CIO Looks to Crossing Networks Next CIO Anna Ewing has a full agenda with the INET integration, crossing networks, and technology cost reductions on tap for 2006. mark for My Articles similar articles
Wall Street & Technology
July 26, 2007
Maria Wakem
Susan Certoma Takes Wachovia to the Next Level Here, Wachovia Corporate Investment's CIO discusses work experiences, what's next in enterprise tech management, 2008 IT initiatives and her top three current IT projects. mark for My Articles similar articles
Wall Street & Technology
July 1, 2005
Maria Santos
Deutsche Bank's Lehrman Moves to Merrill Ira Lehrman joined Merrill Lynch as first vice president and head of global investment banking and client technology. mark for My Articles similar articles
Wall Street & Technology
May 21, 2007
Greg MacSweeney
20 Year Wall Street Data Veteran Roseann Palmieri Joins Merrill Lynch Palmieri's career -- including 10 years at Morgan Stanley, six years at Deutsche Bank and, most recently, four years at Bank of America Securities -- has touched almost every part of the data management business. mark for My Articles similar articles
Registered Rep.
April 1, 2006
John Churchill
Merrill Call Centers Gone Wild Merrill Lynch agreed to pay a $5 million NASD fine to settle charges that the firm's brokerage client call centers were poorly supervised. mark for My Articles similar articles
Wall Street & Technology
September 18, 2007
Melanie Rodier
Merrill Lynch's Lehrman Named Head of Global Credit Trading Technology Given the volatility in the credit markets as of late, Ira Lehrman jokes that assuming his new position as global head of credit trading technology at Merrill Lynch will be like "getting into the cockpit of a plane while in flight." mark for My Articles similar articles
Wall Street & Technology
July 26, 2007
Maria Wakem
SOA Infrastrucutre Paves Way for Web 2.0 at ING Investment Management The bank's technology leader discusses past projects, what's working today and tech initiatives for 2008. mark for My Articles similar articles
Wall Street & Technology
July 17, 2006
Barclays Global Investors Works to Align Business With Technology to Support Growth CTO Derek Stein innovates by implementing SOA applications to continually roll out products at the financial firm. mark for My Articles similar articles
Registered Rep.
March 15, 2006
John Churchill
NASD Fines Merrill $5 Million in Settlement Over Improper Supervision Charges The firm's Financial Advisory Center (FAC) was found to have lacked sufficient supervisory measures that led to a variety of improprieties committed by brokers at the two locations between 2001 and 2004. mark for My Articles similar articles
Wall Street & Technology
July 26, 2007
Jessica Pallay
Deutsche Asset Management Linking Investment Systems, Reports Sean Kelley Here, the managing director and global head of technology and operations discusses IT professional challenges, industry tech leaders and what's next for banking technology. mark for My Articles similar articles
Wall Street & Technology
July 26, 2007
Maria Wakem
John Galante Applies Strong Work Ethic at JPMorgan The financial giant's tech leader discusses career influences, past work experiences, 2008 initiatives and his top three current IT projects. mark for My Articles similar articles
Wall Street & Technology
July 19, 2006
Wachovia Corp. CIO Targets Customer Loyalty, Efficiency, and Mergers and Acquisitions CIO Martin Davis makes customer loyalty initiatives, IT organization efficiency, and M&A top priorities. mark for My Articles similar articles
Registered Rep.
April 27, 2011
Jerry Gleeson
Merrill Lynch Names Thiel to Run U.S. Brokerage Thiel, 50, will replace Lyle LaMothe. LaMothe, also 50, said on March 4 that he would retire as head of Merrill Lynch U.S. Wealth Management. mark for My Articles similar articles
Registered Rep.
February 15, 2006
Kevin Burke
What the BlackRock/Merrill Deal Means to Advisors The deal marks the biggest asset-management merger in history and has far-reaching implications for rank-and-file reps as well as the financial-services industry at large. mark for My Articles similar articles
The Motley Fool
July 20, 2006
Alex Dumortier
Merrill's Bull Stampeding Nearly all of Merrill's business lines showed strength and the firm seems to have navigated smoothly through a choppy market. That ought to keep investors running with this bull for now. mark for My Articles similar articles
Registered Rep.
April 13, 2004
David A. Gaffen
Merrill Reports Record Quarter Merrill Lynch reported earnings of $1.3 billion for the first quarter of 2004, a 95 percent increase from the same period a year ago. mark for My Articles similar articles
Wall Street & Technology
November 18, 2005
Cory Levine
Fixed-Income Analytics Merrill Lynch unveiled a new fixed-income analytics and data tool, MLXport, which currently is available to select institutional clients as a download. mark for My Articles similar articles
The Motley Fool
January 23, 2006
Stephen D. Simpson
Maybe a Bull Case for Merrill Lynch This large broker-dealer is doing well, but further operating improvements could make it a bargain for investors. mark for My Articles similar articles
Registered Rep.
July 1, 2004
David A. Gaffen
More Rich People to Serve According to the annual World Wealth Report, prepared by Merrill Lynch and Capgemini, the number of high-net-worth investors worldwide rose to 7.7 million, a 7.5 percent increase, or a net 500,000 people. mark for My Articles similar articles
Registered Rep.
October 28, 2015
Merrill Lynch: A Simple and Streamlined Approach Merrill Lynch designed Merrill Lynch One, a multi-year, $100 million project that brought together five disparate money management platforms, each with their own fee structure, enrollment process and website. mark for My Articles similar articles
The Motley Fool
October 23, 2006
Alex Dumortier
Merrill Brings Home the Bacon The firm's solid third-quarter performance comes as no surprise to investors. mark for My Articles similar articles
Registered Rep.
March 1, 2005
Merrill Hungry for a Light Meal Jim Gorman, head of Merrill Lynch's global private client group, says his unit is working up an appetite for acquisition. mark for My Articles similar articles
Registered Rep.
October 23, 2007
John Churchill
Pre-Earnings Whisper Not Good for Merrill By announcing the likelihood of a multibillion-dollar write-down in its third quarter a few weeks ago, Merrill Lynch prepared investors for dismal earnings. mark for My Articles similar articles
Registered Rep.
November 30, 2010
John Aidan Byrne
Report: Merrill Edge Threatens Online and Regional Brokers, Not Its Own FAs A new report by research firm Aite Group this week, sees Bank of America Merrill Lynch's recently expanded online brokerage business -- as a serious challenge to the online business of powerhouses such as Charles Schwab and Fidelity Investments. mark for My Articles similar articles
CIO
April 1, 2003
Marvin Balliet
Getting the Twain to Meet A Merrill Lynch CFO offers four tried-and-true tools for establishing common business and technology goals. mark for My Articles similar articles
Registered Rep.
October 30, 2003
Merrill CEO: We're Hiring Stan O'Neal, chairman and chief executive officer of Merrill Lynch, says the company is accelerating its hiring of financial advisors. mark for My Articles similar articles
Wall Street & Technology
May 15, 2006
Tim Clark
Merrill Lynch Drives Efficiency Through Grid Computing The firm launched two grid initiatives: a robust pricing application for vanilla and exotic derivative portfolios, and advanced analytics and simulations for risk and margin analysis. The result has been a 200% increase in the speed by which exotics are priced. mark for My Articles similar articles
Registered Rep.
May 15, 2008
John Churchill
Merrill's New Stock Rankings Merrill Lynch announces new guidelines for its research analysts that will require them to increase the number of firms in their coverage area that they expect will fall or underperform in the coming 12 months. mark for My Articles similar articles
Registered Rep.
March 16, 2006
Kristen French
Gorman Streamlines Morgan, Brings on Merrill Friends In his first step as head of retail brokerage at Morgan Stanley, James Gorman has streamlined the firm's regional office structure -- reducing regional offices to four from eight and cutting out one layer of management. mark for My Articles similar articles
Registered Rep.
February 19, 2010
Jerry Gleeson
Merrill Hires Executive from MSSB A senior executive at Morgan Stanley Smith Barney has jumped ship for Merrill Lynch. Jimmy Tighe, former New York City regional director for Morgan has been hired by Merrill as managing director and business & resource integration executive at Merrill Lynch Wealth Management. mark for My Articles similar articles
Registered Rep.
April 15, 2009
Kristen French
Bank of America Launches Client Referral Program It's one of several referral programs the bank is putting together as part of its integration with Merrill Lynch, including one that would offer leads from the commercial banking division to certain Merrill Lynch advisors. mark for My Articles similar articles
Registered Rep.
October 2, 2006
Kevin Burke
Merrill Hands Over Mutual Fund Reins to BlackRock BlackRock, the nation's third-largest bond fund manager, said it has completed its takeover of the asset-management arm of Merrill Lynch; the union is one of the world's largest asset managers. mark for My Articles similar articles
The Motley Fool
April 20, 2007
Matt Koppenheffer
Party On, Merrill! For investors in the brokerage industry, it would appear that the party still isn't over. Merrill Lynch delivered knockout first-quarter results. mark for My Articles similar articles
Registered Rep.
July 19, 2011
Kristen French
Bank of America Gains 500 Financial Advisors, Client Balances Slip in Q2 It was an ugly quarter for Bank of America, which reported an $8.8 billion loss in the second quarter. mark for My Articles similar articles
The Motley Fool
September 21, 2007
Matt Koppenheffer
Quick Take: Like Stocks Right Now? You're Not Alone. Volatility and uncertainty have certainly risen in the past few months, but that hasn't dampened many investors' interest in stocks. mark for My Articles similar articles
Registered Rep.
October 1, 2010
John Aidan Byrne
Who Will be Number One Among the Wirehouses? A good old-fashioned Wall Street fight for retail assets -- and a fierce tussle over which firm can call itself the Number One retail wealth management firm on Wall Street -- is brewing. mark for My Articles similar articles
Registered Rep.
February 10, 2009
In First Media Interview, McCann Says Resignation Was At A "Logical Time" In his first interview since leaving Merrill Lynch, Robert J. McCann says he maintains good feelings for both Merrill Lynch and the timing of his departure. mark for My Articles similar articles
Registered Rep.
September 15, 2005
John Churchill
Merrill Gets Advest Cheap Merrill Lynch reportedly paid $400 million for the purchase of the Advest Group from AXA. The purchase includes the private client group, an asset management arm and a capital markets group. According to analysts, Merrill got the firm cheap. mark for My Articles similar articles
CIO
September 15, 2003
Todd Datz
Merrill Lynch's Billion Dollar Bet Next month, Merrill Lynch plans to roll out a new $1 billion platform built by an all-star team of vendors and one general contractor with an unusual role. If successful, how Merrill managed it all may point the way to the future of IT outsourcing. mark for My Articles similar articles
Registered Rep.
March 23, 2006
Kristen French
Merrill To Gorman: Quit Poaching Our Reps And BOMs Is James Gorman, the new head of retail at Morgan Stanley, brazenly poaching employees from his old firm, Merrill Lynch? A judge apparently thinks so. mark for My Articles similar articles
Registered Rep.
September 14, 2005
John Churchill
Mother Merrill Adopts Advest From AXA Merrill Lynch and AXA Financial, part of the French insurance giant AXA, announced today that Merrill would buy The Advest Group, AXA's full-service retail brokerage arm. Both firms' shares rose on the news. mark for My Articles similar articles
The Motley Fool
July 18, 2007
Matt Koppenheffer
Dissecting Merrill's Earnings A second look at the bumper earnings from Merrill Lynch. Investors, take note. mark for My Articles similar articles
Registered Rep.
March 16, 2012
Kristen French
Due Diligence: Merrill Cost-Cutting Centers on Client Segmentation, Less Bureacracy Merrill Lynch financial advisors can expect Bank of America cost-cutting to take the form of greater client segmentation and reduced bureaucracy, said John Thiel of Merrill Lynch mark for My Articles similar articles
Registered Rep.
January 1, 2003
David A. Gaffen
Merrill Takes it To the Bank One of Merrill Lynch's major initiatives in the coming year will be to continue to attract clients to the firm's expanded banking service, known as Beyond Banking. mark for My Articles similar articles
Registered Rep.
April 15, 2011
Kristen French
Merrill Earnings Strongest Since Bank of America Takeover Bank of America's Global Wealth and Investment Management division, which includes Merrill Lynch, reported its highest earnings since Bank of America's takeover of Merrill in late 2008, as asset management and brokerage fees rose. mark for My Articles similar articles
BusinessWeek
September 2, 2010
Moore & Mildenberg
In the Battle of the Big Brokers, Merrill Is Winning Merrill Lynch earns higher profits with fewer advisers, thanks to a smooth integration with Bank of America and more cross-selling. mark for My Articles similar articles
Registered Rep.
June 11, 2008
Thain + You, Sittin' in A Tree Merrill Lynch CEO John Thain heaps praise upon the wealth management division during an interview. mark for My Articles similar articles
Registered Rep.
April 16, 2010
Jerry Gleeson
Merrill Advisor Defections Flat In Q1, Profit Falls Profits were down last quarter at Merrill Lynch but the brokerage's performance still helped to lift the fortunes of its new parent, Bank of America Corp. mark for My Articles similar articles
On Wall Street
December 1, 2008
Barack et al.
Top 40 Advisors Under 40 See which advisors made the cut and learn how these young guns reached the top of their game. mark for My Articles similar articles