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Wall Street & Technology
September 18, 2006 |
Tying Up Employee Loose Ends Lumigent Technologies released a new module for its auditing and assessment solution, Audit DBT. The module, Obsolete User Manager, addresses a key threat to ensuring effective IT controls by automating the management of accounts of transitioned or terminated employees.   |
Wall Street & Technology
January 5, 2007
Paul Allen |
Taking Data Security to Heart The NYSE Group adopts a defense-in-depth strategy to secure sensitive data and comply with Sarbanes-Oxley. |
Wall Street & Technology
April 27, 2005
Sean Chou |
Embracing Compliance Many organizations are doing the minimum required for Sarbanes-Oxley compliance, thus creating additional layers of bureaucracy and approvals for audit purposes only. |
CFO
July 15, 2009
McCann & Stuart |
The 24/7 Audit Some companies are taking a supercharged approach to internal audit: rather than reviewing small samplings of data at regular intervals, they are looking at all of the data, all of the time. |
Insurance & Technology
December 23, 2005 |
Rethinking Risk Management Many firms have allocated a disproportionate amount of resources to Sarbanes-Oxley compliance, according to a new report. |
Wall Street & Technology
February 13, 2006
Maria Wakem |
Compliance for Less Unlike large financial services firms that have the money and manpower to support compliance systems, small firms face the burdens of meager budgets and skeletal IT staffs that often are already overwhelmed managing multiple projects. |
Wall Street & Technology
June 21, 2004 |
Information Nation The keys to information management compliance |
Insurance & Technology
February 8, 2004 |
Auditing Technology from ACL Services ACL Services Ltd., a provider of audit and data analysis technology to financial executives and audit professionals, has launched the Continuous Controls Monitoring solution suite. |
Managed Care
January 2001
Mark D. Abruzzo |
When Claims Are Audited, Following Compliance Laws Matters Ever since the government intensified its efforts to crack down on medical fraud, and asked the health care community to assist, compliance and compliance planning are the buzzwords. Unfortunately, compliance efforts are often misguided and can put the practice in an awkward position... |
Wall Street & Technology
July 1, 2005
Maria Santos |
HP Eases Compliance Monitoring To provide CIOs with a solution for automated monitoring and reporting of compliance controls, Hewlett-Packard released OpenView Compliance Manager. The solution analyzes, compiles and reports compliance and IT risk information in a centralized dashboard view. |
Wall Street & Technology
May 25, 2005
Maria Santos |
Innovative Technologies & Services Monte Carlo Hits Top Speed... Customized Reporting Made Easy... Teaming Up for Data Auditing... |
Insurance & Technology
September 16, 2005 |
Techwatch Online Benefits launches a benefits administration tool... Fair Isaac released Payment Optimizer 2.5... Lumigent Vulnerability Manager DB 3.0... Unitech Payments Processing Solution... etc. |
Real Estate Portfolio
Mar/Apr 2002
Ray Milnes |
Audit Committees -- A Perspective on Utilizing Internal Audit Resources A brisk current of regulatory change is sweeping through America's corporate boardrooms aimed at strengthening the independence and effectiveness of corporate audit committees, including those of REITs and other publicly traded real estate companies... |
Wall Street & Technology
December 19, 2007
Cory Levine |
MyComplianceOffice Provides Proof of Compliance by Auditing Activities The compliance management solution promises to make the monitoring of compliance programs more efficient for wealth managers. |
CFO
December 1, 2004
Kate O'Sullivan |
Laying Down the Law By naming compliance officers, companies are putting new focus on regulatory issues -- and giving CFOs a break. |
Wall Street & Technology
August 27, 2004
Paul Allen |
Custodians Target Compliance Firms that lack the technology, data or manpower to monitor compliance are looking to their custodian services for relief. |
Financial Planning
January 1, 2005
Abigail La Croix |
5 Questions Michael R. Young, a litigation attorney and partner at New York law firm Wilkie Farr & Gallagher, shares his perspective on financial reporting and the securities industry, with particular emphasis on accounting irregularities. |
National Real Estate Investor
May 1, 2003
Kenneth F. Schwendeman |
On-site Examination An effective way to reduce the risk in acquiring a property and gain negotiating leverage is to include a compliance audit in the due diligence process. |
InternetNews
July 2, 2007
Stuart J. Johnston |
Are Spreadsheets 'Out of Control'? Study finds that spreadsheets are under-appreciated as critical enterprise assets, but recommends the use of audit and compliance tools. |
OCC Bulletin
October 7, 1999 |
Interagency Policy Statement On External Auditing Programs This statement provides unified interagency guidance regarding independent external auditing programs of community banks and savings associations... |
Bank Director
3rd Quarter 2010
Jack Milligan |
This Plate Runneth Over Audit committee members are taking hits from all sides these days. |
IndustryWeek
September 1, 2008
Nick Zubko |
Who Gets the Credit? Purchasing cards continue to be misused, but companies are developing better compliance strategies to stay ahead of the problem. |
Insurance & Technology
August 12, 2005
Peggy Bresnick Kendler |
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. |
Financial Advisor
June 2006
Giles Kavanaugh |
Revisiting The Real Value Audit The Real Value Audit flows naturally from two of the many value core beliefs of financial advisors. Here's how to jump-start yours. |
U.S. Banker
March 2007
Paresh Amin |
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. |
CFO
July 1, 2003
Kris Frieswick |
How Audits Must Change Auditors face more pressure to find fraud. |
Bio-IT World
February 11, 2005
Judy Hanover |
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. |
InternetNews
January 6, 2009
Drew Robb |
Obama, Dems Could Mean New Compliance Regs The global financial meltdown and Democratic control of the White House and Congress will likely mean new corporate accountability regulations - and more work for storage administrators. |
IndustryWeek
August 1, 2008 |
Software License Compliance: By The Numbers Most IT executives believe their companies would fail a software audit. |
OCC Bulletin
March 17, 2003 |
Interagency Policy Statement on Internal Audit and Internal Audit Outsourcing Revised guidance on internal audit and its outsourcing |
InternetNews
May 24, 2011 |
Amazon Puts Oracle's Database in the Cloud Amazon.com has unveiled a new cloud service based on Oracle database technology. |
Bank Director
2nd Quarter 2010
Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
Insurance & Technology
June 16, 2004
Julie Gallagher |
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. |
Bank Director
2nd Quarter 2010 |
Risk Management Tops Audit Committee's Stress List Highlights of the latest quarterly research in conjunction with Grant Thornton LLP. |
CFO
April 1, 2011
Robert Pozen |
A Three-Step Plan for CFOs How to help your audit committee work more effectively. |
CFO
September 1, 2010
Tim Reason |
Fees Still Falling, but Not as Dramatically The latest analysis of audit fees shows continued good news for most companies, but not all. |
CFO
September 1, 2002
David M. Katz |
The Insiders Do internal auditors have a bigger role to play in ensuring the integrity of financial reports? |
Bank Director
4th Quarter 2009
Kenneth L. Glascock |
Internal Audit: Boosting Your ROI A high-performance audit function can help the bank and board achieve its risk-adjusted goals. |
Financial Planning
January 1, 2007
Glenn G. Kautt |
Hi, I'm from the SEC An SEC audit is like a visit to the dentist: The anticipation is scarier than the actual event, but a little pain is inescapable. Here is a recount from a financial planning firm's chief compliance officer of his recent audit experience. |
Information Today
October 10, 2013 |
Thomson Reuters Launches Audit Essential Thomson Reuters introduced PPC's SMART Practice Aids - Audit Essential, a simplified audit workflow tool designed to make conducting audit engagements easier. It is integrated with Thomson Reuters' productivity suite Checkpoint for tax and accounting professionals. |
Foundation News & Commentary
Jul/Aug 2005
Andras Kosaras |
Thinking About an Audit? Read This First What kinds of grantmakers get audits and how should a foundation choose an auditor if it opts for this process? |
The Motley Fool
December 1, 2004
Rich Duprey |
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. |
Bank Technology News
February 2009
Brian Longe |
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. |
Investment Advisor
February 2008
Papa & Marks |
The New Paradigm Integrating operations and compliance. |
CFO
February 2008
Katz & Homer |
WorldCom Whistle-blower Cynthia Cooper What Cynthia Cooper was feeling and thinking as she took the steps that, as it turned out, would change Corporate America. |
