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Financial Advisor
March 2012 |
FA's Annual SMA Ranking Financial Advisor offers a ranking of the top separately managed accounts in nine categories.   |
Financial Advisor
June 2007
Sherri Scordo |
Financial Advisor's 2007 Broker-Dealer Guide Top independent broker-dealers ranked by gross revenue: LPL... AIG Advisors Group... ING Advisors Network... etc. |
Registered Rep.
August 1, 2006
Kristen French |
The More Things Change Despite the big push for millionaire clients throughout the industry in recent years, average annual revenue per financial advisor for all firms has remained relatively constant. |
AskMen.com
December 9, 2001
Rashmikant Patel |
Trusting Your Advisor Many of us are looking back at our investments over the last couple of years, and blaming our advisors for the less than stellar performance. It all comes down to one issue: do you trust your financial advisor? |
The Motley Fool
November 7, 2006
Dan Caplinger |
When Your Advisor Quits Facing the retirement of a trusted financial advisor can be traumatic. By remaining objective and cautious during your transition to a new advisor, you can take steps to ensure that you will continue to receive the good advice you've come to expect. |
Registered Rep.
July 22, 2009 |
Edward Jones, LPL, Schwab: Keeping Clients Happy FAs, you better be at the top of your game. |
Registered Rep.
October 10, 2014
Megan Leonhardt |
Half of HNW NextGen Investors Keep Parents' Advisors About half of high-net-worth millennials are likely to keep their family's financial advisor when they inherit. |
Registered Rep.
May 1, 2012
Jerry Gleeson |
Less turmoil, Please Investors have had their fill of volatility and are communicating their displeasure to their FAs, an annual advisor sentiment survey sponsored by Curian Capital shows. |
Investment Advisor
October 2008
Kara P. Stapleton |
An Alternative Education Despite investors' lack of familiarity with alternative investments, new research suggests that they are open to them, if only they are educated first. |
Investment Advisor
June 2010
Angela Herbers |
From Senior to Partner A description of a smooth transition from senior advisor to partner. |
The Motley Fool
September 5, 2006
Dan Caplinger |
How to Pick a Financial Advisor If you don't have the time or inclination to manage your finances on your own, it can be extremely beneficial to get help from an outside advisor. By following these basic suggestions, you can find a suitable advisor to keep you on the road to financial stability and independence. |
Financial Advisor
March 2011
Bill Bachrach |
Success Leaves Clues A look inside the minds of the most successful advisors. |
Registered Rep.
October 21, 2009
Kristen French |
Morgan Posts First Profit In Year The company' results were boosted by higher underwriting fees and trading revenue, as well as the firm's acquisition of Smith Barney. |
Investment Advisor
July 2008
Kara P. Stapleton |
Lone Investors Many affluent individuals still haven't grasped the benefits of having professional advisors. |
Registered Rep.
December 4, 2014
Diana Britton |
Investors Prefer Holistic Advice, CFP Board Says Contrary to the prevailing belief in this industry that it pays to focus on a niche market, investors actually prefer to work with an advisor who can discuss all areas of their life. |
AskMen.com
November 25, 2001
Rashmikant Patel |
How A Financial Advisor Can Make You Rich The majority of people do not realize the importance of such planning until they have dug themselves into a deep financial hole, and that is why early planning is essential... |
| Registered Rep. |
The Top 30 Independent Broker/Dealers in 2015 The list below is comprised of the 30 largest IBDs ranked by average assets under management per advisor, as of 2014. |
Financial Planning
September 1, 2006
Elizabeth O'Brien |
Clients: Fickle to Faithful A new survey shows just exactly what financial planning clients value -- and what it takes to earn their loyalty. |
Bank Systems & Technology
February 3, 2010
Penny Crosman |
Only 33% of Americans Trust Banks, Survey Finds Edelman financial services U.S. trust "barometer" finds consumers 25-34 most trusting. |
Registered Rep.
December 25, 2012
Matt Oechsli |
Getting Out of the Veteran Slump Many veteran advisors are stuck in the past. But here are some ways to get out of the slump and start building out a real twenty first century financial practice. |
The Motley Fool
October 20, 2011 |
Exactly Why Your Broker May Be Dangerous Be careful out there, because the broker you choose may have an agenda. |
Registered Rep.
January 1, 2008
David A. Geracioti |
Desperately Seeking Advisors For RR's 28th Annual Outstanding Advisor Awards Nominate a financial advisor for Registered Representative's annual Outstanding Advisor Award. |
AskMen.com
Michael Estrin |
How to Find a Financial Advisor Whether you're building your assets, minimizing your liability or managing your money, a good financial advisor is critical. Here's how to find the best one for you |
Registered Rep.
June 18, 2014
Matt Oechsli |
Building a Multigenerational Wealth Management Team The most common exit strategy for a veteran advisor getting ready to retire is to sell his or her book according to the guidelines established either by their firm or industry valuations standards. |
Registered Rep.
February 9, 2011
Diana Britton |
IMCA Helps Financial Advisors Pick Up Women Three out of four wealthy women are looking or thinking of looking for a better financial advisor. |
The Motley Fool
August 31, 2006
Dan Caplinger |
Managing Mom's Money: Part 3 You're in charge of a parent's finances. Now you need to talk with the financial advisors. We'll show you how. |
Registered Rep.
November 20, 2009
David A. Geracioti |
Schwab Survey Shows Many FAs at Big Firms Disgruntled (Surprise!) Obviously, the dramatic upheaval that changed the landscape of Wall Street is having some negative effect on advisors at major firms. |
Financial Advisor
June 2007
Sherri Scordo |
Indepedent Broker-Dealers/Financial Advisor's 2007 Snapshot of Leading Firms Advantage Capital Corporation... AIG Financial Advisors... American General Securities, Inc... etc. |
Registered Rep.
March 2, 2010 |
Check Out RegisteredRep.com's Newly Revamped Advisor Forums Want to "socialize" with other financial advisors? Discuss how to sell your book? Have a question about marketing yourself to high-net-worth investors? These and many more topics are being discussed right now on RegisteredRep.com's Advisor Forums. |
Investment Advisor
October 2008 |
Asset Allocation, October 2008 This month's recommended asset allocations from Investment Advisor's panel of distinguished economists and money managers. |
Registered Rep.
April 12, 2006
Kristen French |
Financial Advisors: Hot Prospects? Financial advisors have the best jobs after college professors and software engineers, according to a new research report. |
Registered Rep.
May 1, 2012
Diana Britton |
Seasoned Veterans General George S. Patton once said, "You cannot be disciplined in great things and indisciplined in small things." That same philosophy could be applied to being a financial advisor. |
Registered Rep.
March 1, 2008
Matt Oechsli |
Ph.D. In Sales Required People often neglect to factor in the importance of sales skills to the financial advisory-job market. |
Financial Advisor
July 2012 |
It's A Trust Thing People trust their financial advisor more than their primary doctor, according to a recent survey of investors by John Hancock Financial. |
Financial Advisor
March 2012
Joni Youngwirth |
When To Prune One can find good reasons to cut clients and good reasons not to. Advisors who do are typically happy they took action. |
Registered Rep.
January 1, 2009 |
Edit Letter: Calling All Outstanding Advisors Ten veteran financial advisors who exemplify the highest standards of professionalism and are active in charitable activities will be chosen as Outstanding Advisors. |
Registered Rep.
July 6, 2009 |
Outright Greed? Or Mere Miscommunication? Managing client expectations may be the biggest problem for financial advisors. |
Investment Advisor
April 2009
Mike Patton |
Mike's Tips for Independent Success While every advisor will have his own preferences for how he operates, and his own definition of success, here are some suggestions for how to succeed based on my experiences. |
Investment Advisor
May 2007
Kara P. Stapleton |
What Millionaires Value According to Fidelity Registered Investment Advisor Group's recently released survey, financial advisors play a critical role in helping millionaires meet their investment needs, but 30% of those wealthy surveyed do not currently use an advisor. |
Registered Rep.
December 4, 2012
Megan Leonhardt |
(No) Experience Necessary When it comes to being a financial advisor, the more experience -- the more years you have on you -- the better, right? Not quite. A new study shows that firms should be cautious when bringing aboard advisors heavy on experience. |
Investment Advisor
September 2009
Neal Ringquist |
Soapbox: Forget the Benchmarks If you'd rather talk to clients than pick investments, then it's time to start looking into goal-based investing. |
Financial Planning
June 1, 2008
Elizabeth O'Brien |
Millionaires Ahoy! Independent advisors who are looking to snag more millionaire clients should focus their efforts on prospects who do not already have a registered investment advisor, according to a new study by Fidelity Investments. |
Registered Rep.
August 5, 2011
Susan Konig |
How to Motivate Successful but Complacent FAs We asked some experts for their thoughts on how managers can get the most out of their top producers -- and, indeed, all of their FAs. |
On Wall Street
June 1, 2012 |
Five Questions With Stephen Wershing Forget about asking for referrals. That's the advice of former financial advisor Stephen Wershing, CFP. He tells us how advisors can reorder their thinking. |
Registered Rep.
January 9, 2007
David A. Geracioti |
Desperately Seeking Advisors for Rep.'s 27th Annual Outstanding Advisor Awards Now in its 27th year, the OAAs are awarded to 10 veteran financial advisors who exemplify the highest standards of professionalism. |
Financial Planning
May 1, 2008
Stacy Schultz |
Client Loyalty The most common reason affluent investors leave their financial advisors is because their advisor does not answer their calls, according to a new report. |
Financial Advisor
September 2008 |
Where They Stand Financial Advisor's semiannual ranking of the top separately managed accounts in nine categories. |
Investment Advisor
October 2010
James J. Green |
Coming of Age Advisor groups have found their metier in the fiduciary issue, making sure their members' voices are heard in Washington on issues that affect their members directly, or that will affect their clients. |
Investment Advisor
August 2006
Joseph R. Biondo |
The IA Soapbox: First, Focus on the Client For an investment advisor, developing your unique best practices distinctly separates the independent firm from the traditional, non-independent firm. |
Financial Planning
November 1, 2011
John J. Bowen, Jr. |
Learn To Let Go The idea of shedding clients and the revenue they bring may sound reckless, especially in an uncertain economic environment. But working with non-ideal clients is holding you back from reaching your full potential. |
