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Financial Planning
September 1, 2006
Kurt Johnson |
Practice Tips Many disaster recovery plans look good on paper but lack the detail necessary to function in a real disaster. Consider these factors when establishing your recovery procedures.   |
Wall Street & Technology
January 22, 2008
Sabatini & Smirnoff |
Trade Reporting, Surveillance Key To Compliance With increased regulatory focus on protecting securities market participants, trade reporting and trade surveillance are key to providing transparency, efficiency and oversight for today's trading environment. |
Wall Street & Technology
February 14, 2006
Jim Grogan |
Holistic Information Availability While superior disaster recovery capabilities have been a necessity for financial firms, it has become clear that the industry requires a more holistic, proactive approach. |
Bank Systems & Technology
March 10, 2010
Penny Crosman |
Rise in Online Banking Fraud Costing Banks Customers, Study Says Ponemon Institute/Guardian Analytics study finds 40 percent of small and medium businesses change banks after a fraud incident. |
CIO
January 15, 2002
Lorraine Cosgrove Ware |
Disaster Recovery Becomes Life and Death An October 2001 online survey asked CIOs, vice presidents and directors of IT how their organizations had prepared for disaster, and how their IT contingency and recovery plans would change after the events of Sept. 11... |
Insurance & Technology
August 7, 2008
Stuart Rose |
Insurers' Fraud Technology Is Behind the Times But network link analysis, voice stress-recognition software and other emerging analytics technologies, along with fraud propensity scoring, can bring carriers up to speed. |
The Motley Fool
May 21, 2010
Jennifer Schonberger |
The Senate's Cop Cracks Down on Financial Fraud "Fraud and potential criminal conduct were at the heart of the financial crisis," Senator Ted Kaufman (D, Del) said in a speech last month on the Senate floor. |
Insurance & Technology
August 13, 2008
Peggy Kendler |
Emerging Technologies Fight Claims Fraud Industry insiders discuss predictive modeling and other tools allowing special investigations units (SIUs) to be more proactive in their fight against claims fraud. |
Insurance & Technology
November 12, 2007
Conz & Rodier |
Predictive Analytics and Complex Event Processing Technology Move to Cutting Edge of Financial Services Industry As data volumes continue to rise, bankers, insurers and traders are leveraging predictive models to anticipate future behavior and events. |
BusinessWeek
November 11, 2010
Charlie Rose |
Charlie Rose Talks to Mary L. Schapiro The chairman of the SEC on rolling out financial reform, reining in high-frequency trading, and ensuring the integrity of the markets. |
U.S. Banker
August 2010
John Hintze |
A Taxing New Twist Investors have long been responsible for determining the tax consequences of their securities trades, but starting next year it will be up to their account custodians -- and, indirectly, their financial advisers -- to keep them honest. |
Financial Planning
January 1, 2006
Jane Worthington |
Soft Dollars: The SEC's New Guidelines The revised SEC interpretation of its safe harbor provision in October 2005 ended months of speculation among money managers as to whether soft dollars can still be used to purchase investment research. |
BusinessWeek
March 19, 2007
Jane Sasseen |
The SEC Is Eyeing Insider Stock Sales Executives are using inside information to boost returns when they sell stock through automatic trading plans. Now, the Securities & Exchange Commission is looking more closely at such trades and whether the rules governing them need to be tightened. |
Wall Street & Technology
July 1, 2005
Kerry Massaro |
Dear CIO... Lehman Brothers' chief operations and technology officer and executive vice president talks about buy side pre-trade analytics and transaction cost analysis and its relationship with the sell side. |
