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Inc.
March 2005
Wendy Fried
The Secret World of Finders Unlicensed finders -- intermediaries also known as business brokers or consultants who introduce businesses to investors for entrepreneurs -- are suddenly, uncomfortably, in the spotlight. mark for My Articles similar articles
CFO
February 1, 2005
Ronald Fink
Finders Keepers The SEC is hearing new demands to make it easier for small companies to raise capital. mark for My Articles similar articles
Registered Rep.
September 21, 2007
Christina Mucciolo
SEC charges 38 in Multi-Million Dollar Stock Loan Kick-Back Schemes Stock loan traders worked with phony stock loan "finders" to skim profits in the form of finder fees, and then took cash kick backs from these finders. mark for My Articles similar articles
BusinessWeek
May 28, 2007
Matthew Goldstein
The Crackdown On Stock-Loan Schemes A criminal probe by a U.S. Attorney may reveal some of the mysteries of short sellers. mark for My Articles similar articles