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Wall Street & Technology March 26, 2004 Kerry Massaro	Integration Is Key Integration was raised again and again as one of the largest obstacles to creating the perfect broker-workstation environment.
Wall Street & Technology March 20, 2006	Nothin' But .NET With systems integration capabilities a key factor for financial firms in vendor selection, technology providers increasingly are adopting Microsoft's .NET framework as a basis for product lines.
Insurance & Technology July 28, 2005 Anthony O'Donnell	Less Is More How does vendor selection related to fraud reduction for financial institutions?
Wall Street & Technology February 12, 2007 Cory Levine	The Debate Over Execution Management Systems Vs. Order Management Systems Over time, the current debate over the value of execution management systems versus order management systems will become irrelevant to investment institutions.
Wall Street & Technology January 18, 2008 Cory Levine	Data Consolidation Can Help Financial Advisers Gain Client Trust With wealthy individuals employing the services of multiple financial advisers, becoming the most trusted adviser now requires a comprehensive picture of the client.
Investment Advisor January 2008 Kathleen M. McBride	Clearly Profitable It's an evolution revolution at the big clearing firms.
The Motley Fool October 20, 2008 John Rosevear	The Right Broker for Right Now Many who trusted a professional to guide them through the ups and downs of the markets are opening their statements or logging in now and seeing huge losses -- half or more of their portfolios, in many cases. So who is the right broker for now?
Wall Street & Technology April 15, 2008 Cory Levine	Scivantage Automates Mutual Fund Account Openings With the integration of Scivantage's Automated Account Opening application and DST Systems' Web Services interface, broker-dealers will be able to offer primary and multicustodial brokerage and direct-to-fund account opening from one system.
Wall Street & Technology November 21, 2006	Ready for FFIEC A new report from Boston-based Aite Group shows that the financial services industry is geared up for the Federal Financial Institutions Examination Council's end-of-year deadline for outlining a plan for stronger online authentication.
Wall Street & Technology March 19, 2007	Scivantage Releases Automated Tax Reporting System The company unveiled its new automated cost-basis and portfolio tax reporting system, Maxit. The vendor says it hopes to attract financial advisers and individual investors who are searching for ways to reduce the complexity of the investment tax process.
Wall Street & Technology April 26, 2007	Online Brokerage Customers Can Be Fickle More Than 20 Percent of Online Brokerage Users Are Considering Changing Brokers Online brokerage tools play a significant factor in retaining existing clients, a new report notes.
Wall Street & Technology March 22, 2005 Maria Santos	IT Budgets Looking Up For U.S. securities and investment firms, 2005 marks the end of cost cutting and tight IT budgets, according to a report by the new Boston-based research firm Aite Group.
Wall Street & Technology February 19, 2008 Cory Levine	Aite Reveals Top 10 Investment Trends The Boston-based research and advisory firm released its top ten securities, investments, and banking technology trends for 2008.
Investment Advisor August 2009 James J. Green	Broker/Dealer Briefing: Fidelity Enhances Broker Workstation Fidelity's National Financial unit announced enhancements to its Streetscape brokerage platform, including the addition of Thomson One wealth management applications.
Investment Advisor July 2008 James J. Green	Further Integration at Fidelity Registered independent advisors and broker/dealer arms at Fidelity announce a joint program.
Investment Advisor June 2008 Philip Palaveev	The New Model: The Fee-Only Broker/Dealer Independent broker/dealers must tackle head-on the causes of their frustration if they wish to survive.
Wall Street & Technology March 19, 2007	Aite Recommends Improving Advisor Productivity in Wealth Management Market Aite Group recently released its evaluation of wealth management platforms and noted the importance of improving adviser productivity in an industry experiencing consolidation.
Wall Street & Technology May 28, 2008 Cory Levine	Client Relationships Are Key for Wealth Managers Aite Group study finds that subject matter expertise and listening skills are most important to clients in building a strong financial planning relationship.
The Motley Fool March 17, 2009 Dan Caplinger	A Surprising Way to Improve Your Investing When you're looking for a doctor or a lawyer, you focus not just on professional qualifications and expertise, but you also want someone who will fit well with your personality. The same holds true with picking a broker.
Investment Advisor September 2008 Philip Palaveev	B/D or RIA? How to Decide for Yourself To help make the decision between the registered independent advisor and broker/dealer approach, first ask yourself where you belong.
Bank Systems & Technology March 30, 2007 Nancy Feig	Mass Affluent Customers Seek Wealth Management Services Consumers with enough money for diversified investment products but not quite enough to warrant the attention of private bankers represent a new market and new opportunity for retail banks.
Wall Street & Technology January 22, 2008 Penny Crosman	Financial Firms Spent $285 Million on Corporate Actions Technology in 2007 A study found that spending on corporate actions technology has been rising dramatically since 2004.
Wall Street & Technology September 18, 2006	Venues Fight for Market Share Competition among market centers, along with structural and regulatory forces, will alter the shape of the U.S. equities market by 2010.
BusinessWeek April 11, 2005 Toddi Gutner	Broker Or Adviser? Be forewarned: If yours is employed by a brokerage, your interests come second
Registered Rep. January 1, 2005 Mindy Diamond	A Clean Escape, With an Accomplice Brokers tempted to leap at a lucrative job at another firm are often held back by inertia, but in increasing numbers they are finding the powerful force they need to get moving: hungry branch managers.
The Motley Fool March 5, 2004	Cheap Trades Here! A big part of how brokers compete is through price-per-trade. And while cost is a factor -- particularly for more frequent traders -- it should not be your only guidepost. Investment selection and services should be tops on your broker search list.
Investment Advisor July 2009 Jonathan Henschen	Broker/Dealer Briefing: Which B/D Model Works Best? Advisors typically don't have a clue as to what the profit centers are at broker/dealers and, frankly, the broker/dealers would like to keep it that way.
Wall Street & Technology January 8, 2010 Melanie Rodier	2010 IT Spending to Rise 6%, CIOs Cautiously Optimistic Capital markets firms will spend almost $42 billion on technology globally in 2010, up from an expected $39.7 billion in 2009 and $41.8 billion in 2008, according to a soon-to-be-released study.
The Motley Fool March 31, 2011 Dan Caplinger	Make Your Broker the Best With such a large array of competing brokers out there, you can hold out for one that will give you everything you possibly want.
The Motley Fool September 9, 2011 Dan Caplinger	What You Really Need From Your Broker Don't obsess about the wrong things. Stick with what's important.
Investment Advisor September 2009 James J. Green	How the Representatives Voted The year 2009 marked the 19th time that Investment Advisor asked its readers who are representatives of independent broker/dealers to rank their own B/Ds on 14 discrete categories, along with an overall rating.
The Motley Fool February 6, 2008 Mary Dalrymple	Marry a Broker You shouldn't settle for a broker just because of cheap rates. Look beyond the trading commissions and commit to a broker for the long haul.
The Motley Fool February 19, 2004 Dayana Yochim	Come Trade With Me Brokers want your business and a few are casting out some interesting bait, but is it worth it?
The Motley Fool August 5, 2005	A Buyer Broker Can Help You Not all real estate brokers have your best interest at heart -- be choosy.
The Motley Fool December 22, 2004 Selena Maranjian	Should You Switch Brokers? The brokerage you're using may not best serve your needs.
Investment Advisor September 2009 Robert F. Keane	B/D Briefing: Ramping Up Technology JP Morgan commits $100 million to broker platform
Registered Rep. September 27, 2011 Jerry Gleeson	Want More Prospecting Time? Integrate Your Tech, Study Says The cost of inefficient technology integration at registered investment advisor practices may be more than you would think.
CFO March 1, 2010 David M. Katz	Is Your Broker Mediocre? It may be a buyer's market, but choosing the best broker is far from easy.
Bank Systems & Technology December 21, 2009 Melanie Rodier	Banks To Increase Focus And Budgets On Online Banking in 2010 A new report from Aite Group reveals that executives will increase their budgets for online banking next year.
The Motley Fool May 11, 2011 John Rosevear	This Investing Decision Can Cost You Big Choosing the wrong brokerage can be a costly mistake.
Registered Rep. December 1, 2004 Mindy Diamond	Packing the Parachute Success in the brokerage industry can be as much about mindset as anything else, so it comes as little surprise that advisors avoid negative thoughts, such as the potential necessity of a quick exit from their practice.
Registered Rep. January 1, 2003 Jonathan P. Arfa	Do-It-Yourself Arbitration When a rep is laid off or changes firms, there's often a disagreement about how much she is due for her final months of work.
The Motley Fool March 30, 2010 Dan Caplinger	The Best Way to Buy Stocks Is one broker really that much better than another?
Registered Rep. October 1, 2004 Nick Ferber	Sunny Days In the interest of arming financial advisors with all they need to assess broker acquisition packages, here is a guide to deciding when it is mathematically justified to make a change.
The Motley Fool January 5, 2007 Selena Maranjian	Brokerage Questions for Beginners Know what to ask before you start investing.
The Motley Fool May 25, 2010 Dan Caplinger	Be the Best Investor You Can Be The right broker can make all the difference.
The Motley Fool March 22, 2011 Dan Caplinger	This Will Make You a Smarter Investor There's more to smart money management than just picking great stocks. Increasingly, it's becoming just as important to find the right discount broker to give you the best and least expensive access to the investments you want.
Investment Advisor September 2009 James J. Green	What Representatives Wish For Representatives tell what products or services they wish their current broker/dealers offered, but don't.
Registered Rep. March 1, 2003 Steve Testerman	The Hiring Drought Might Be Ending With so many laid-off securities workers still looking for new employment, the burning question is: "When is it going to get better?" A recent survey by BrokerHunter.com offers some clues. It's good news if you're a retail broker; if you're a sales assistant of a retail broker, not so much.
Investment Advisor October 2009 Melanie Waddell	B/Ds Warned on Recruiting SEC Chairman Mary Schapiro sent a letter to broker/dealer CEOs, reminding them of their supervisory obligations under federal securities laws.