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Bank Systems & Technology
January 29, 2005
Cynthia Ramsaran |
Study: ECM and BPM Not Understood Technology users in the financial services industry are confused about enterprise content management (ECM) and business process management (BPM) solutions, according to a recent survey. As a result, banks do not leverage the technologies to their full potential.   |
Wall Street & Technology
February 23, 2008
Cory Levine |
Compliance Costs Grow Faster Than Net Income According to New York-based Deloitte & Touche's Deloitte Center for Banking Solutions, compliance costs are eating up more and more of firms' net income, due to applying human resources to monitor regulations. |
CIO
July 1, 2005
Edward Prewitt |
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. |
Bank Systems & Technology
November 1, 2006
Peggy Bresnick Kendler |
ECM Question about ECM are discussed by bank authorities in this article. |
Bank Technology News
January 2006 |
Better Info Security Driven By Regulatory Compliance If information security is to become a strategic priority, then banks can start by reviewing existing practices -- their own and that of those companies with which they do business. |
Bank Systems & Technology
August 5, 2004
Cynthia Ramsaran |
Knowledge Is Power Because of increasing compliance pressures, experts believe banks will find ways to make content management an integral component of their information management strategies. |
Bank Technology News
February 2009
Brian Longe |
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. |
Bank Systems & Technology
March 27, 2008
Cory Levine |
Compliance Costs Continue to Rise Compliance costs are eating up more and more of firms' net income. |
Bank Technology News
April 2006
Glen Fest |
Enterprise Content Management: Honey, I Shrunk The Doc Management System Regulatory niches are becoming an electronic content management specialty, as when Systemware went down market with a big-bank tool to aid a community bank's growing compliance needs. |
Wall Street & Technology
May 31, 2007
Melanie Rodier |
AIIM Industry Watch Survey Shows Records Management Problems Prevail Wall Street senior executives tend to be overly optimistic about the competence of records management and IT staff. |
Wall Street & Technology
June 19, 2008
Cory Levine |
Firms Resist Outsourcing Content Security New AIIM survey shows that firms are reluctant to adopt an out-of-house model for content security. |
Bank Systems & Technology
June 1, 2005
Phil Britt |
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. |
Wall Street & Technology
March 1, 2004 |
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated |
Insurance & Technology
April 20, 2005
Anthony O'Donnell |
Compliance Sticker Shock In a recent survey, financial services companies have reported higher-than-expected costs in dealing with the demands of Sarbanes-Oxley Section 404 compliance. |
Wall Street & Technology
November 21, 2006 |
FSIs Care More About Compliance New research out of the Business Performance Management Forum verifies the financial services industry's high prioritization of compliance as a business function. |
Bank Systems & Technology
August 30, 2005
Peggy Bresnick Kendler |
Perspectives: Enterprise Content Management In addition to helping banks cut costs through automation, enterprisewide content management has the power to reduce risk, improve customer service and facilitate compliance. |
InternetNews
November 3, 2008
Judy Mottl |
IBM Expands Ways to Get a Grip on Data IBM's new products promise better classification and retrieval processes. |
Bank Systems & Technology
June 14, 2010
Matt Gunn |
FIS to Acquire Compliance Coach Banking and payment technology provider FIS announced Monday it will acquire Compliance Coach, Inc., a company that provides risk assessment software, e-learning and additional tools to enable compliance with applicable laws and regulations. |
Financial Planning
September 1, 2006
Jane Worthington |
Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost. |
IndustryWeek
December 1, 2006
John Teresko |
Still Not RoHS Compliant? Majority of companies don't have centralized compliance solution. |
Bank Systems & Technology
July 5, 2004
Cynthia Ramsaran |
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. |
IndustryWeek
August 1, 2008
David Blanchard |
Portrait of Best-in-Class Global Trade Compliance Trade compliance is taking on more prominence in separating the best companies from the also-rans. |
Insurance & Technology
February 21, 2005
Toth & Ramsaran |
Achieving True Enterprise Content Management Proceed With Caution Experts suggest that companies navigate the depths of Enterprise Content Management (ECM) before diving right in... Finance pros waste investments in ECM. |
InternetNews
July 28, 2010 |
Adobe Snags Day Software in $240M ECM Play Adobe Systems, a leader in the online document-management space, has shelled out $240 million to acquire Day Software, a Swiss firm specializing in Web-based ECM software. |
Insurance & Technology
May 28, 2008
Nathan Conz |
Insurers Taking More Unified Approach to Compliance Compliance is becoming the key component of core systems -- especially within the insurance industry. It means complying with state-to-state insurance regulations; but it also means establishing an anti-money laundering program. |
Bank Systems & Technology
July 1, 2005
Martin J. Garvey |
Storage Networks: One More Potential Weak Link Before regulatory compliance, nobody got jail time for lost or compromised data or paid millions of dollars in fines. Now, any company can be pulled into court and asked to produce evidence of security procedures or face penalties. So, are compliance regulations forcing companies to re-evaluate their storage-security practices? |
Investment Advisor
March 2006
Parks & Paris |
IA Soapbox: Why We Went RIA In the RIA model, compliance issues serve to remind us that we are on the same side of the table as our client, and that staying compliant will help us forge together a long-lasting relationship. |
Insurance & Technology
August 12, 2005
Peggy Bresnick Kendler |
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. |
Wall Street & Technology
May 30, 2007
Melanie Rodier |
Market for Wealth Management Compliance Systems Set to Jump 15% by 2011 Investment advisors are expected to spend the most on technology as they are among the fastest growing and most regulated group of advisors. But hedge funds are also likely to increase IT spending. |
Investment Advisor
February 2008
Papa & Marks |
The New Paradigm Integrating operations and compliance. |
Investment Advisor
October 2007
Melanie Waddell |
Making Compliance Headway Four years after the passage of the SEC's "compliance program rule," advisors are still grappling with exactly what their annual review process should entail. |
Bank Systems & Technology
November 24, 2008
Peggy Bresnick Kendler |
Agiliance Launches RiskVision, IT Risk, Compliance Management Platform San Jose, Calif.-based Agiliance, a provider of governance, risk and compliance software solutions, has launched RiskVision 4.0, a risk and compliance management platform. |
Financial Planning
October 1, 2009
Nancy Lininger |
What It Takes Compliance is top of mind at many firms today. Here's what makes a great compliance officer, no matter who takes the role. |
Bank Technology News
April 2004 |
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. |
Wall Street & Technology
July 1, 2005
Maria Santos |
HP Eases Compliance Monitoring To provide CIOs with a solution for automated monitoring and reporting of compliance controls, Hewlett-Packard released OpenView Compliance Manager. The solution analyzes, compiles and reports compliance and IT risk information in a centralized dashboard view. |
Wall Street & Technology
March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Wall Street & Technology
August 27, 2004
Jessica Pallay |
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. |
InternetNews
November 13, 2006
Clint Boulton |
Open Text Lets Hummingbird Fly Open Text Corp., one of the last largest free-standing enterprise content management vendors after significant acquisitions this year, will offer a major upgrade to its LiveLink ECM system. |
Wall Street & Technology
August 22, 2005
Maria Wakem |
Macgregor Proves Compliance Boston-based Macgregor's latest compliance control and reporting solution, XIP Enterprise Compliance, eases the burden of proving to the SEC that firms have the proper controls in place. |
Insurance & Technology
May 18, 2004
Julie Gallagher |
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures |
Insurance & Technology
August 10, 2006
Maria Woehr |
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. |
Wall Street & Technology
March 21, 2006 |
Consumers to Foot Compliance Bill? The securities industry's cost of compliance has nearly doubled over the past three years, and costs may be passed on to investors through higher prices and fewer choices. |
Bank Technology News
May 2011
John Adams |
Reining In Mobile Data Bank IT execs don't have to be control freaks to worry about the rapidly multiplying risks that result from the use of mobile devices outside the firewall by both executives and consumers. |
Insurance & Technology
December 23, 2005
Maria Woehr |
Steering Compliance To help insurers manage the entire compliance process, e-know launched Compliance Cockpit, a Web-based solution that works in conjunction with an e-mail client and browser to deploy policies, collect employee responses, track progress in real time and meet compliance objectives. |
Insurance & Technology
March 18, 2005
Anthony O'Donnell |
Hancock Eyes Global Needs Boston-based John Hancock made two appointments to its global compliance team. The carrier named Kevin Cloherty to the new position of VP and chief counsel of global and U.S. compliance and appointed Mitchell Karman to fill the existing position of VP |
Insurance & Technology
June 16, 2004
Julie Gallagher |
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. |
Bio-IT World
February 11, 2005
Judy Hanover |
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. |
Financial Planning
July 1, 2006
Jane Worthington |
Compliance Tips: What Now? John Walsh, of the SEC's Office of Compliance Inspections and Examinations, offered these ten points for post-review discussions to attendees at NRS' Spring Compliance Conference. |
Pharmaceutical Executive
January 1, 2013
Ben Comer |
Compliance in the C-Suite Compliance officers have risen into pharmaceutical management's highest ranks, by choice in some organizations, and by government decree in others. Either way, their importance as a strategic partner can hardly be understated. |
InternetNews
December 7, 2009 |
Oracle Enhances Risk, Compliance Offerings GRC gets some new duties in Oracle's latest update to its enterprise governance, risk and compliance management suite |
