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Wall Street & Technology
April 27, 2004
Jessica Pallay |
Newsmakers Angstadt Promoted at Archipelago... JPMorgan Investor Services Appoints New CTO... DTCC Stresses Security with Carey... People on the Move...   |
Wall Street & Technology
August 6, 2007
Melanie Rodier |
Deliso Joins DTCC's Wealth Management Services Nicholas A. Deliso has joined The Depository Trust & Clearing Corp. as a senior relationship manager in the wealth management services area. |
Wall Street & Technology
November 30, 2006 |
Rep. Lifecycle Management Kaplan Financial released Compliance Management System Generation 2, a Web-enabled employment management system designed to provide automated workflow support for the processes associated with securities representatives at securities firms. |
Bank Systems & Technology
August 6, 2010
Penny Crosman |
BofA Hires Bridget O'Connor to CTO Post Former Lehman CIO leaving DTCC to go back into banking and will be in charge of many customer-facing technologies. |
Wall Street & Technology
February 14, 2006
Cory Levine |
DTCC Hires Derivatives Expert Derivatives processing authority Bill Stenning joined the Depository Trust & Clearing Corp. (DTCC) as VP of business development. |
CFO
December 1, 2004
Kate O'Sullivan |
Laying Down the Law By naming compliance officers, companies are putting new focus on regulatory issues -- and giving CFOs a break. |
Wall Street & Technology
March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Bank Director
3rd Quarter 2010
William M. Aukamp |
Should Your Bank Have a Lawyer on Staff? Understanding the roles of the counsel and the compliance officer can ensure your bank has all bases covered. |
CIO
October 21, 2008
Martha Heller |
Running Your Own Technology Company CIOs who want to run the show as CEO are finding that technology companies are a natural fit. |
Salon.com
June 7, 2001
Jake Tapper |
Aluminum sliding Treasury Secretary Paul O'Neill promised to dump his Alcoa stock in March. He still hasn't -- and might have bagged $62 million as a result... |
Wall Street & Technology
March 21, 2006
Cory Levine |
Education in Regulation In partnership with the NASD, the U.K.'s University of Reading will offer what is believed to be a first-of-its-kind Master's in Capital Markets, Regulation and Compliance from the University's business school. |
Wall Street & Technology
August 27, 2004
Paul Allen |
Custodians Target Compliance Firms that lack the technology, data or manpower to monitor compliance are looking to their custodian services for relief. |
Financial Planning
September 1, 2006
Jane Worthington |
Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost. |
Wall Street & Technology
September 22, 2007
Melanie Rodier |
Omgeo Board Adds Michael Bodson Bodson, executive managing director for business management, strategy and marketing for The Depository Trust & Clearing Corp. has joined the Omgeo board of managers. |
Investment Advisor
February 2008
Papa & Marks |
The New Paradigm Integrating operations and compliance. |
Wall Street & Technology
February 4, 2005
Maria Santos |
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. |
Wall Street & Technology
August 27, 2004
Jessica Pallay |
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. |
OCC Bulletin
April 9, 2002 |
Risk-Based Capital A final rule permits banks to reduce the risk weight on certain claims against qualifying securities firms from 100 percent to 20 percent... |
Bank Director
4th Quarter 2010
Scott Sorrels |
Do I Need to Get My Own Lawyer? There are times when directors and officers of a troubled financial institution facing an enforcement order should consider hiring counsel, separate and apart from bank counsel, to best protect their personal interest. |
Bank Systems & Technology
October 23, 2008
Peggy Bresnick Kendler |
J.P. Morgan Signs on for DTCC's Loan/SERV to Automate Syndicated Loan Services J.P. Morgan has signed on for The Depository Trust & Clearing Corporation's Loan/SERV and will begin using the new suite of services to automate and streamline the processing of their syndicated commercial loans. |
| Knowledge@Wharton |
Operational Risk Poses Challenges to Financial Institutions and Regulators Operational risk is the chance that an institution may be laid low by an internal system failure -- such as not guarding against a rogue trader's activities -- or an external event. |
D-Lib
October 2003 |
Featured Collection: eOneill.com An Electronic Eugene O'Neill Archive |
Fast Company
Vivian Giang |
How A Business Can Survive A Breakup Couple-run businesses are common with 3.7 million businesses owned by a husband and wife, according to a 2007 Census estimate. But most married business partners don't continue to run the business together once the relationship dissolves. |
Fast Company
November 2002
Fara Warner |
Finbarr O'Neill Is Not a Car Guy How the CEO of Hyundai Motor America, a corporate lawyer by training, engineered the most unlikely turnaround in the auto business -- and kicked Hyundai into gear. |
Bank Systems & Technology
June 21, 2010
Penny Crosman |
Will Regulatory Turmoil Be the Death of IT Innovation? Washington has taken a strong stand on financial reform, and bankers say they understand that. But already-burdened technology organizations will have a hard time keeping up with the flood of changing requirements. |
BusinessWeek
January 17, 2005
Palmeri, Dawson & Kiley |
Mitsubishi: Falling Further Behind Can Mitsubishi claw its way back in an industry with too many players? It's debuting two new models this month at the North American International Auto Show in Detroit. |
Bank Technology News
February 2009
Brian Longe |
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. |
