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The Motley Fool
November 22, 2006
Is Your Brokerage Insured? Investors looking for brokers should do a little research on insurance first. mark for My Articles similar articles
The Motley Fool
March 5, 2007
Selena Maranjian
Is Your Brokerage Insured? Brokerage firms are required to become members of the Securities Investor Protection Corporation. Is yours insured? mark for My Articles similar articles
The Motley Fool
September 30, 2004
Is Your Brokerage Insured? Don't take big chances with your money -- look for SIPC protection. mark for My Articles similar articles
Registered Rep.
December 12, 2003
John Churchill
Dot Conned The "information highway" can quickly become the road to ruin for some unwitting investors, according to Stephen Harbeck, president of the Securities Investor Protection Corporation. mark for My Articles similar articles
The Motley Fool
March 7, 2006
Brokerage Account Insurance Investors, don't count on SIPC insurance if your stocks plunge. mark for My Articles similar articles
The Motley Fool
January 18, 2011
Selena Maranjian
Protect Yourself From Your Brokerage When you invest in stocks, you accept some risk. Your stocks may drop in value, shrinking your investment. That kind of risk is unavoidable, but other brokerage-related risks are not. mark for My Articles similar articles
The Motley Fool
October 4, 2006
Selena Maranjian
Is Your IRA Insured? Should you worry about insufficient SIPC insurance? mark for My Articles similar articles
The Motley Fool
September 17, 2004
Selena Maranjian
Brokerage Statement Bewilderment You don't have to be flummoxed by your financial statements. mark for My Articles similar articles
The Motley Fool
May 31, 2005
Selena Maranjian
Think Twice About Chinese Brokerages America's brokerages offer more protection for investors. mark for My Articles similar articles
The Motley Fool
February 23, 2007
Selena Maranjian
Thieves Emptying Brokerage Accounts Investors, here's something new to worry about: brokerage account theft. Here's what you can do to protect yourself. mark for My Articles similar articles
The Motley Fool
November 16, 2007
Rich Duprey
Is Your Broker Bankrupt? After E*Trade shares drop nearly 60% in one day, account holders at many brokerages are asking themselves: What will happen to me if my broker goes bankrupt? mark for My Articles similar articles
InternetNews
February 12, 2010
Study Puts Identity Theft Cost at $54B in 2009 Research firm Javelin estimates that more than 11 million Americans were victims of identity theft last year, a 12 percent increase that led to tens of billions of dollars in costs. mark for My Articles similar articles
InternetNews
March 12, 2007
Roy Mark
Feds Hit 3 Hackers in Stock 'Pump and Dump' U.S. authorities charge hackers in India and Malaysia with cracking U.S online brokerage accounts. mark for My Articles similar articles
The Motley Fool
February 28, 2006
Selena Maranjian
Brokerages Misbehaving The SEC has gotten an earful about brokerages upsetting customers. Investors, the more you know about the stock market and how brokerages and brokers work, the better off you'll likely be. mark for My Articles similar articles
Registered Rep.
October 1, 2004
Will Leitch
Bank Shots For the first time in a year-and-a-half, quarter-over-quarter revenue at bank-owned broker/dealers dropped, by 18 percent, according to a Bank Insurance & Securities Association's (BISA) report on the second quarter of 2004. mark for My Articles similar articles
InternetNews
July 5, 2005
Roy Mark
Finance Firms To Give FTC ID Theft Data The financial services industry is pooling its own data on identity theft victims with the Federal Trade Commission and law enforcement groups. mark for My Articles similar articles
The Motley Fool
May 11, 2011
Selena Maranjian
Sneak a Peek at Your Broker's Record Find out whether your broker has been in trouble. mark for My Articles similar articles
The Motley Fool
March 24, 2004
Selena Maranjian
How to Open a Brokerage Account When you're ready to invest, you can do so easily. Tips on how to open a brokerage account. mark for My Articles similar articles
The Motley Fool
July 18, 2007
Selena Maranjian
Check Out Your Broker Finding the perfect broker to whom you would entrust your hard-earned money is difficult. "BrokerCheck," a new online tool from NASD, makes it easier to weed out the unscrupulous ones. mark for My Articles similar articles
The Motley Fool
June 15, 2007
Selena Maranjian
Brokerages Want You to Know ... Get the latest scoop from brokerages and choose the best. mark for My Articles similar articles
The Motley Fool
May 20, 2004
Tim Beyers
American Express Unit in Scandal The broker could be a target of a regulatory inquiry into mutual funds revenue-sharing. How can you tell if your own broker or advisor has a conflict of interest? mark for My Articles similar articles
The Motley Fool
May 9, 2005
Stock Specialists Did you know that specialists are "making a market" in your stock? mark for My Articles similar articles
The Motley Fool
April 26, 2004
Stocks From the Attic Are your decades' old stock certificates worth anything? There are enough lost treasures out there to make it worthwhile to check them out. mark for My Articles similar articles
InternetNews
October 23, 2006
Ed Sutherland
Online Brokers Hit By Fraudsters SEC and other regulators investigate millions in losses of E*Trade and TD Ameritrade customers. mark for My Articles similar articles
The Motley Fool
August 2, 2004
Selena Maranjian
Buying Your Brokerage? There are good and bad ways to invest in securities firms. Look for these red flags before investing in a broker-dealer offering (BDO.) mark for My Articles similar articles
PC Magazine
August 22, 2008
Matthew D. Sarrel
Thwarting Identity Theft Identity theft has been a federal offense since 1998. But are we getting any better at dealing with it? Actually, we are. Here are several tips to prevent financial loss from identity theft. mark for My Articles similar articles
Investment Advisor
May 2009
David A. Lifson
After the Fraud Victims of Madoff's Ponzi scheme have probably paid taxes on earnings they never had. Here are tips for recovering some of that money. mark for My Articles similar articles
Registered Rep.
May 1, 2004
Cutting the Pace of Cost-Cutting New numbers from the Securities Industry Association suggest that cost-reduction efforts are easing. mark for My Articles similar articles
Bank Technology News
February 2005
Holly Sraeel
Hot on the ID Theft Trail: Will the Real Jane Doe Stand Up? Welcome to the world of identity theft, where the snatch of an individual's social security number begins that unsuspecting individual's downward financial spiral. mark for My Articles similar articles
Bank Systems & Technology
March 7, 2005
George Hulme
May I See Some ID, Please? Identity theft continues to be consumers' top complaint, and ID theft-related complaints are on the rise. Bank-related identity theft comprised 18 percent of all ID theft complaints. mark for My Articles similar articles
Registered Rep.
October 23, 2007
David A. Geracioti
If Allegations Prove True, File This Under: Stupid Broker The SEC has filed a complaint against a former LPL rep and branch manager, who, the SEC says, had been engaging in one of the oldest broker tricks in the book: stealing his clients money. mark for My Articles similar articles
Entrepreneur
January 2004
Scott Bernard Nelson
Under Fire Is it still possible to invest without getting burned? mark for My Articles similar articles
On Wall Street
December 1, 2008
Alan J Foxman
Sipc Insures Select Cases Brokers are unsure what to tell clients about SIPC coverage, as well as the rationale on arbitration disputes. mark for My Articles similar articles
Wall Street & Technology
July 28, 2004
Jim Middlemiss
Gone Phishing In the latest identity-theft scam, fraudulent e-mails trick individuals into coughing up passwords to 'secure' financial data. mark for My Articles similar articles
The Motley Fool
January 27, 2004
Dayana Yochim
How Will They Scam Thee? Danger is lurking everywhere, it seems. The Federal Trade Commission issues a top 10 list of fraud complaints. Americans are being slammed by scams everywhere they turn. But is this a bona-fide crime wave, or just a good headline? mark for My Articles similar articles
The Motley Fool
November 9, 2004
Selena Maranjian
Online Trading Tips Learn how to trade online -- and then don't be afraid to do so. mark for My Articles similar articles
Registered Rep.
May 24, 2006
Kristen French
Broker Sanctioned for Violation of Patriot Act After nearly a year and a half since the law's passage and after over a dozen brokerage firm audits, the SEC took its first enforcement action against a broker/dealer. Yet, in so doing, the SEC noted that broker/dealers are generally doing a very good job of complying. mark for My Articles similar articles
The Motley Fool
August 30, 2007
Selena Maranjian
A Better Way to Check Your Broker? A former SEC guy is aiming to help you steer clear of ne'er-do-wells. Meanwhile, make sure that the brokerage you're using is best for your needs. Odds are, you can find a better brokerage that charges you less or offers more services. mark for My Articles similar articles
The Motley Fool
November 12, 2007
Rick Aristotle Munarriz
How Safe Is Your Broker? Shares of the online discount broker E*Trade take a 50% tumble after an analyst's bearish warning on the company. mark for My Articles similar articles
The Motley Fool
December 17, 2003
Investigate Your Broker How to check on your stockbroker, to see if he's gotten in hot water in the past. mark for My Articles similar articles
Investment Advisor
May 2009
B/D News & Products News for broker/dealers: U.S. House of Representatives approved legislation that would tie pay to performance at companies that have received TARP funds... Securities and Exchange Commission charged the auditors of Bernard Madoff's broker/dealer firm with securities fraud... mark for My Articles similar articles
The Motley Fool
March 2, 2004
The Right Time to Invest We asked the following question: If one has limited savings, is it better to continue to save and invest in the market in a large sum, or to invest small amounts continuously and take the hit on commissions and fees? mark for My Articles similar articles
The Motley Fool
March 30, 2007
Mary Dalrymple
Fighting Identity Theft the IRS Way Lawmakers on the House of Representatives committee that oversees tax laws recently approved a bill with two items designed to help consumers avoid and cope with identity theft. mark for My Articles similar articles
The Motley Fool
September 14, 2007
Rick Aristotle Munarriz
Is Your Brokerage Account Safe? A security breach at TD AMERITRADE creates headaches. With identity theft on the rise, it wouldn't hurt to ask your broker what's it's doing to prevent something like this from happening to you. mark for My Articles similar articles
Bank Systems & Technology
March 7, 2005
Cynthia Ramsaran
ID Theft Hits Paper Harder Despite growing fears of online fraud related to Web-based banking services, the increase in identity theft is hitting consumers closer to home than in cyberspace. Identity theft crimes are more often committed off-line rather than online. mark for My Articles similar articles
Registered Rep.
February 2, 2006
Kristen French
Brokers Learning to Play by New Rules It's no longer business as usual on Wall Street. Starting yesterday, broker/dealers must follow a new SEC rule that requires them to disclose at certain times that they may not be acting in their clients' best interest. mark for My Articles similar articles
PC World
October 2002
Anne Kandra
Don't Let Them Steal Your Good Name Identity theft is skyrocketing -- and it's even being used to fund terrorism. The Web can be a real boon for identity thieves, helping them find information about victims and profit from the crime. mark for My Articles similar articles
Entrepreneur
August 2007
Jacquelyn Lynn
Small Business Owners Risk Identity Theft Insuring your identity makes it easier to get it back. mark for My Articles similar articles
InternetNews
July 19, 2007
Roy Mark
DoJ Sends ID Theft Bill to Congress The Bush administration sent proposed legislation to Congress today that aims to update and improve federal identity theft laws. mark for My Articles similar articles
PC Magazine
October 28, 2003
Sebastian Rupley
Lock 'Em Out Take steps to protect yourself from identity theft. mark for My Articles similar articles