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Investment Advisor
November 2005
Robert F. Keane |
Back to Square One Joe DiGangi has the skills to help his clients' wealth last, but as an advisor to the personal injury settlement recipient niche, his first goal is to help make them whole.   |
Registered Rep.
September 9, 2005
Stan Luxenberg |
Imagine 50 Eliot Spitzers When are mutual fund companies charging too much in advisory fees? What constitutes proper disclosure of revenue sharing? And which governmental authority has jurisdiction over these issues? |
AskMen.com
Michael Estrin |
How To: Sue Sometimes you just have to go to court. Here are some tips to help you navigate the difficult waters of litigation. |
Investment Advisor
September 2007 |
No Assets, No Need For Insurance Letters to the editor: Look before you leap, then look again... Clarification... |
Investment Advisor
May 2008
Marlene Y. Satter |
Recovery Room If your clients have to surrender a settlement to reimburse their insurer or employer, will their assets support their needs? |
AskMen.com
Michael Estrin |
Your Guide To Hiring A Lawyer Whether you're buying a new car or hiring a general contractor, consumer advocates will always give the same advice: shop around. The same can be said for hiring a lawyer. |
| Knowledge@Wharton |
Towards Greater Transparency in Real Estate Private Equity Funds An innocuously titled paper, "Real Estate Private Equity Funds," is forcing real estate companies to take a hard look at greater transparency and standardization in their disclosures and also to work towards establishing performance benchmarks. |
The Motley Fool
July 25, 2006
Alex Dumortier |
AMVESCAP Goes Alternative A big deal for private equity: UK asset management firm AMVESCAP PLC agreed to purchase restructuring specialist WL Ross & Co., in a deal that could ultimately be worth $375 million over the next five years. Investors, take note. |
Registered Rep.
February 1, 2003
Jerry L. Reiter |
The Blame Game It's hard to say when the targeting of financial advisors for litigation reached its peak -- or whether it has even peaked yet. So how to protect yourself? |
CFO
January 1, 2009
Kate Plourd |
Contingency Fans Litigation is often considered the bane of Corporate America. But one British firm considers it an asset. |
Financial Advisor
July 2005
Bruce W. Fraser |
How To Successfully Select An Estate Planning Attorney In this litigious era, there's reason aplenty for having a formal process in place for selecting an estate planning attorney for your financial planning team and not leaving it, say, to a chance meeting of someone at lunch or a seminar who seems to fit the bill. |
BusinessWeek
December 22, 2003
Nanette Byrnes |
Is Wilbur Ross Crazy? Like a fox, maybe. His bets on steel plants, textile mills, and other woebegone assets are risky, but they're paying off. |
Information Today
February 3, 2011 |
LexisNexis Introduces LexisNexis Litigation Profile Suite This is a dynamic set of capabilities that quickly reveals facts related to a case as well as information on key players involved to help legal professionals sharpen their litigation strategies, manage client expectations, and drive better outcomes for their cases. |
| Knowledge@Wharton |
An Insider's Scathing Look at E-commerce Excesses After being jeered by dot-commers in the Internet heyday, old-economy manager Brian Ross has written a book titled When the Caffeine Wears Off: De-Hyping the New Economy, in which he cheerfully kicks 'em while they're down... |
On Wall Street
June 1, 2013
Alan J. Foxman |
When Settling a Suit Makes Sense Our legal expert discusses when settling an arbitration case saves time and money. |
The Motley Fool
September 9, 2011
Steve Rosenbush |
This Stock Is Seeing a Stampede in Aisle 2 The ever-changing inventory at Ross Stores keeps discount shoppers engaged. |
Entrepreneur
January 2007
Jacquelyn Lynn |
Extra Cushion If you get sued, will your current liability coverage be sufficient? For most growing businesses, the answer is probably no, but increasing your liability limits can be costly. |
On Wall Street
July 1, 2009
Alan Foxman |
Expunged Arrest from Past Still Haunts Advisor Readers questions regarding expunged arrest, private placements, and arbitration actions against advisors are answered. |
Financial Advisor
May 2010
Evan Simonoff |
The Untold Story Editor's Note: Clients' portfolios may be back to within a few percentage points of their all-time highs, but it's a small consolation to advisors facing lawsuits or arbitrations. |
Financial Advisor
September 2005
Bruce W. Fraser |
Through The Eyes Of Estate Planning Attorneys Attorneys and financial advisors are natural allies in the estate planning process, but if the relationship is not cultivated properly, it can deteriorate quickly. |
Investment Advisor
October 2008
Steve Moore |
Stand and Deliver On your path to becoming a wealth manager, you've taken the first step by trimming your client roster. Here's how to deliver a customized package of superior service. |
Food Processing
March 2013
Biderman & Young |
How Food and Beverage Manufacturers Can Avoid Class Action Litigation The recent suits against energy drink makers are lessons for all food and beverage processors. |
Registered Rep.
March 1, 2006 |
Whose Lawyer Is It Anyway? Q: My firm and I have been named in an arbitration filed by a former client. The firm agreed to provide me with a lawyer who is representing it, too. Do I have any reason to be concerned about this joint representation?... A: This is the classic problem that many brokers face... etc. |
The Motley Fool
May 24, 2007
Mike Cianciolo |
Is Ross Running Out of Steam? The retailer posts strong gains in earnings and sales, but projections disappoint the Street. |
Financial Advisor
April 2008
Gail Liberman |
Power Of Attorney: A Can Of Worms? As the population ages, a power of attorney is becoming a more critical element to any client's financial plan. But this document can be riddled with pitfalls. |
Managed Care
July 2002
Philip H. Lebowitz |
Provider Association Litigation: Better Choice for Dispute Resolution? The U.S. Court of Appeals for the Third Circuit has validated what may be a new avenue for provider-vs.-MCO dispute resolution that is preferable to the risks of traditional individual and class-action litigation. |
Registered Rep.
January 19, 2006 |
Is Supreme Court Leaning Towards a Decision Against Broker? The Supreme Court heard arguments yesterday in connection with a suit by a former Merrill Lynch broker against the nation's largest brokerage firm, and the early reaction to the hearing is that this time Goliath won. |
