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The Motley Fool December 18, 2003 Bill Mann	Thain Takes Reins at NYSE An investment banker takes over the biggest trading floor in the world.
The Motley Fool February 18, 2004 Bill Mann	End of the Specialist System? SEC investigations and electronic trading may spell the end of an era. Specialist firms line up to settle with the regulators.
CFO January 1, 2004 Kate O'Sullivan	Market Timing Despite the controversy surrounding the NYSE, Keane Inc., an information-technology service provider, makes the move to the Big Board.
BusinessWeek October 13, 2003 Robert Kuttner	The Big Board: Crying Out for Regulation The Grasso pay debacle means the SEC should supervise the NYSE.
The Motley Fool December 19, 2003 Tom Taulli	Goldman's Midas Touch The CEO leaves for the NYSE, while trading continues to bring in the bucks.
The Motley Fool October 20, 2009 Tim Beyers	The Daily Walk of Shame: CalPERS A foolish fund runs afoul of common sense. CalPERS gets today's dunce's cap for allowing what appears to have been a cozy, multiyear relationship between its investment staff and Al Villalobos
BusinessWeek October 6, 2003 Weiss et al.	New Broom at the Big Board Enter John Reed. Can the former Citi boss bring real change to the troubled New York Stock Exchange?
BusinessWeek November 17, 2003 Gary Weiss	Too Little, Too Late, Mr. Reed? Many feel interim chairman John Reed's NYSE reforms don't go far enough -- so the SEC may step in.
The Motley Fool July 19, 2004 Selena Maranjian	Brokers Offer Second Opinions Brokerages go from conflicts of interest to conflicts of recommendations. Many brokerages will now begin sending you second opinions on various investment opportunities along with their own recommendations.
The Motley Fool August 21, 2006 Alex Dumortier	VDM's Not So Special(ist) Rules and regulations bring uncertainty to a once-solid franchise. Value investors should consider that purchasing this Amsterdam-based specialist firm's shares is closer to speculating than investing.
BusinessWeek May 17, 2004 Gary Weiss	There's A Floor Under Those Seats If the price of an NYSE membership is any guide, traders' livelihoods are secure.
Wall Street & Technology March 1, 2004 Ivy Schmerken	Changing of the Guard The NYSE's new Chief Executive John Thain is moving quickly to increase automatic execution on the floor. Will there still be a role for specialists? Will he dismantle the auction model? How far will John Thain go?
BusinessWeek November 24, 2003 Paula Dwyer	The Big Board's Blueprint: Done Deal? New York Stock Exchange critics feel shortchanged by interim Chairman John S. Reed's new governance plan, but the SEC is already on board.
The Motley Fool April 2, 2004 Shannon Zimmerman	SEC: Toothless No More? Is the SEC getting serious about fund industry reform?
The Motley Fool March 22, 2004 Shannon Zimmerman	Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds.
U.S. Banker December 2003 Lee Conrad	New York Stock Exchange Works to Repair Its Image Investors don't care, but seat prices at the NYSE are down.
BusinessWeek January 26, 2004 Mara Der Hovanesian	The NYSE: A Thousand Cuts ECNs, regional exchanges, brokerages -- they're all taking a piece of the Big Board.
BusinessWeek August 16, 2004 Paula Dwyer	The Big Board's Big Compromise It's making electronic trading easier -- but the NYSE is still a long way from even matching the Chinese-menu array of trading styles offered by electronic rivals.
Wall Street & Technology March 26, 2004 Larry Tabb	NYSE: Fast Market or No Market? If the NYSE becomes more electronic, its owners (the specialists and floor brokers) will be disadvantaged, and possibly jobless.
The Motley Fool January 12, 2004	Nasdaq Battles NYSE The junior exchange has lured six companies from the Big Board. Sort of.
The Motley Fool July 6, 2004 Tom Taulli	Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC.
BusinessWeek November 5, 2009 Christopher Palmeri	Is It CalPERS' Turn to Clean House? The powerful California pension fund is catching flak for not practicing what it preaches.
The Motley Fool August 3, 2004 Tim Beyers	Franklin's Unsettling Settlement The fund firm brokers a nearly meaningless deal with regulators. The $50 million penalty seems anything but serious when compared with the settlements agreed to by firms that have truly humbled themselves.
BusinessWeek November 5, 2009	Concerns About CalPERS A fierce advocate for corporate reform, the nation's largest pension fund takes a softer approach to in-house change.
The Motley Fool March 10, 2004 Seth Jayson	SINA Bash 'n' Cash Backfires An attempted Internet-powered security manipulation yields -$24,650.
The Motley Fool September 22, 2010 Alyce Lomax	Can CalPERS Eat Its Own Cooking? CalPERS may not be as different from its philosophical opponents as one might think.
The Motley Fool June 22, 2004 Mark Mahorney	The Economy vs. Rates Debate Goldman Sachs released some impressive second-quarter numbers this morning. However, investors have been convinced that rising interest rates will hurt the bottom lines of this as well as other brokerages.
Wall Street & Technology October 27, 2003 Kerry Massaro	Arthur Levitt Says There will Always Be Abuses Arthur Levitt, chairman of the SEC from 1993 to 2000, discusses some of the pressing regulations on Wall Street and their technology implications.
Wall Street & Technology March 1, 2004 Kerry Massaro	NYSE a Fast Market? It's humorous to think that the New York Stock Exchange could be classified as a "fast market."
Wall Street & Technology February 12, 2004 Ivy Schmerken	Changing the Rules of the Game A change in the trade-through rule now on the SEC's agenda could lead to more direct-access and smart order-routing tools.
BusinessWeek November 10, 2003 Gary Weiss	NYSE: How Deep Will Reform Run? Revamping the way the Big Board works may not happen on John Reed's watch.
The Motley Fool August 20, 2010 Alyce Lomax	Will the SEC Protect Proxy Access? Investors of all stripes should keep an eye on next week's ruling.
The Motley Fool May 21, 2004 Paul Elliott	Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough?
Registered Rep. September 1, 2005 Stan Luxenberg	Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier.
Financial Advisor October 2004 Evan Simonoff	Editor's Note Back in July when the Financial Planning Association filed a lawsuit against the Securities and Exchange Commission, many advisors could be forgiven for wondering if the FPA was losing its grip on reality.
The Motley Fool April 13, 2004 Lita Epstein	CalPERS Aims at Coca-Cola Adding to its Dasani woes and the search for a CEO, the company faces a challenge to its board.
BusinessWeek September 13, 2004 Mara Der Hovanesian	Put The Big Board On The Big Board Why the nation's largest stock exchange should go public.
The Motley Fool January 9, 2004 Dave Marino-Nachison	SEC Watching Dollar General The government may act against the retailer in connection with past earnings restatements.
BusinessWeek December 13, 2004 Christopher Palmeri	CalPERS: Getting Back To Business The new overseer of the nation's largest pension fund should refocus on corporate governance and investor returns.
The Motley Fool July 9, 2004 Seth Jayson	Unisys Singed Investors dropped the IT company 14% this morning after it issued a revision to its revenue and profit outlook.
Wall Street & Technology December 12, 2007 Larry Tabb	NYSE Specialist Elimination Is Overdue The NYSE specialist may soon be eliminated and replaced with designated market makers. But whether these new market intermediaries are effective and profitable is questionable.
The Motley Fool June 28, 2004 Rick Aristotle Munarriz	Food for Fiscal Thought Food makers will open the cupboards this week to take stock of their quarterly earnings.
The Motley Fool July 15, 2004 Tim Beyers	SEC Hedges on Funds The Securities and Exchange Commission (SEC), in a hotly contested battle, chose to force more regulation on the fund industry. A new rule requires hedge funds to register.
The Motley Fool March 16, 2004 Alyce Lomax	Leapin' Lehman! The brokerage reports a fabulous first quarter. Things are looking good for brokerage companies, and their stocks reflect that.
BusinessWeek May 20, 2010 Jesse Westbrook & David Scheer	How Big a Hit Will Goldman Take? Congress and the public expect the SEC to extract a big fine
The Motley Fool March 15, 2004 Rick Aristotle Munarriz	Brokers on Parade Wall Street gets some home cooking when its investment banks step up with earnings.
The Motley Fool July 13, 2004 Selena Maranjian	Wanted: Wall Street Analysts Are Wall Street analysts, the "sell-side" analysts who work for brokerages, an endangered species? Should you care? For investors expect to see less research available on many smaller companies.
BusinessWeek December 1, 2003 Borrus & Dwyer	The Critical Battle For Fund Reform Big investors, Congress, the SEC -- they're all swooping in to curb widespread abuses in the mutual-fund industry.
The Motley Fool August 25, 2004 Tim Beyers	Still AT&T Wireless, for a Spell A tussle over the beleaguered wireless service provider's brand name leaves one investor uninspired.
The Motley Fool June 25, 2004 Tim Beyers	Fund Independence Day Yesterday, the Securities and Exchange Commission turned up the heat on the mutual fund industry by requiring that funds maintain a board of trustees that is at least 75% independent from management.